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Top Direct Holders

HolderPositionShares% of Shares
Report Date
Dominic J. FredericoDeputy Chairman/President/CEO, Director1,101,5800.78%2015-03-19
Robert B. MillsCOO248,5190.18%2015-02-09
Francisco L. BorgesDirector199,0880.14%2015-09-02
Robert A. BailensonCFO159,3340.11%2015-02-09
Howard AlbertChief Risk Officer129,460less than 0.1%2015-02-09
Michael J. SchozerFormer Pres. of subsidiary***125,204less than 0.1%2009-09-10
Russell B. Brewer, IIChief Surveillance Officer103,857less than 0.1%2015-02-09
Walter A. ScottDirector94,427less than 0.1%2013-03-07
Bruce E. SternExecutive Officer,*91,651less than 0.1%2015-02-09
Stephen A. CozenDirector70,907less than 0.1%2015-09-02

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
COZEN STEPHEN ADirector2015-05-12Sell17,00072,092$26.97458.5-1.1570,772 (Direct)
1,320 (By Wife)
Albert HowardChief Risk Officer2014-11-17Sell15,000117,206$24.88373.27.15117,206 (Direct)
ROSS WILBUR L JRDirector2014-06-30Sell10,863,2474,170$24260717.911.084,170 (Direct)
0 (See Footnotes(F1,F2,F3))
ROSS WILBUR L JRDirector2014-03-19Sell4,000,00010,863,649$25.431017204.8415,466 (Direct)
10,848,183 (See Footnotes(F1,F2,F3))
Bailenson RobertCFO
(Click for the stocks that their CFOs have bought)
2013-12-05Sell1126,805$24.08010.71126,805 (Direct)
MILLS ROBERT BCOO2013-12-02Sell45,000228,441$24108011.08228,241 (Direct)
200 (By Trust)
Albert HowardChief Risk Officer2013-11-14Sell6,128110,844$23.6614512.68110,844 (Direct)
El Vedado, LLC10% Owner2013-05-31Sell4,992,882841,915$21.94109543.821.51
841,915 (See footnote)
WL Ross Group, L.P.10% Owner2013-05-31Sell4,992,882841,915$21.94109543.821.51
841,915 (See Footnote)
ROSS WILBUR L JRDirector, 10% Owner2013-05-31Sell5,000,00014,863,649$21.9410970021.5121,161 (Direct)
14,842,488 (See Footnotes(F1,F2,F3))
BUHL G LAWRENCEDirector2013-05-15Sell5,55647,609$24.53136.38.6847,609 (Direct)
BARON NEILDirector2013-05-15Sell3,00039,770$24.4173.29.2239,770 (Direct)
BARON NEILDirector2012-03-29Sell2,50029,551$16.394162.6629,551 (Direct)
FREDERICO DOMINICDeputy Chairman/President/CEO
(Click for the stocks that their CEOs have bought)
2012-03-08Sell11,232,868$16.96057.19876,153 (Direct)
9,400 (By Wife)
200 (By Daughter)
136,836 (By Trust)
210,279 (By Family Limited Partnership)
ROSS WILBUR L JRDirector, 10% Owner2011-12-02Buy2,464,18439,222,850$11.1827549.6138.4616,294 (Direct)
19,371,186 (See footnotes(F3,F4,F5))
19,835,370 (See Footnotes(F6,F7,F8))
ROSS WILBUR L JRDirector2011-08-25Buy6,69017,387,480$11.9579.9123.116,294 (Direct)
17,371,186 (See footnotes(F2,F3,F4))
ROSS WILBUR L JRDirector2011-08-24Buy452,50034,665,286$11.635262.6129.2316,294 (Direct)
17,284,496 (See footnote)
17,364,496 (See footnotes(F6,F7,F8))
ROSS WILBUR L JRDirector2011-08-19Buy376,00033,720,286$11.584354.1130.2216,294 (Direct)
16,791,996 (See footnote)
16,911,996 (See footnotes(F4,F5,F6))
ROSS WILBUR L JRDirector2011-08-16Buy400,00016,552,290$124800122.1716,294 (Direct)
16,535,996 (See footnote)
ROSS WILBUR L JRDirector2011-08-15Buy119,60032,284,686$11.351357.5134.8916,294 (Direct)
16,132,396 (See footnote)
16,135,996 (See footnotes(F4,F5,F6))

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column) and "Shares Owned Following This (Direct & Indirect)" transactions (sixth column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported.

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