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Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
John A. ThainChairman & CEO486,8490.24%2016-02-04
Mr. Nelson ChaiN/A309,9290.15%2015-08-03
Mr. Scott T. ParkerN/A162,454less than 0.1%2015-02-19
C. Jeffrey KnittelPresident, Transportation Fin.127,042less than 0.1%2016-02-01
Lisa PolskyN/A119,234less than 0.1%2015-02-19
Mr. Steven T. MnuchinVice Chairman114,623less than 0.1%2016-02-04
Ms. Ellen R. AlemanyVice Chairman87,656less than 0.1%2016-02-04
Mr. James L. HudakCo-President, Corp. Finance50,884less than 0.1%2016-02-01
Andrew T. BrandmanN/A47,869less than 0.1%2015-04-25
Mr. Peter ConnollyCo-President, Corp. Finance47,450less than 0.1%2013-03-16

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
MNUCHIN STEVEN TVice Chairman2016-02-09Buy149,8002,386,493$26.683996.70.56
1,855,573 (Held by the Steven T. Mnuchin Revocable Trust)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
THAIN JOHN AChairman & CEO
(Click for the stocks that their CEOs have bought)
2016-02-04Buy50,000543,984$27.311365.5-1.76486,849 (Direct)
57,135 (John A. Thain 2012 Grantor Retained Annuity Trust u/a/d 6-15-2012 (GRAT Trust))
Alemany Ellen RVice Chairman2016-02-04Buy19,00087,656$27.32519.1-1.7987,656 (Direct)
MNUCHIN STEVEN TVice Chairman2016-02-04Buy114,6232,236,693$27.773183.1-3.38114,623 (Direct)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
1,591,150 (Held by the Steven T. Mnuchin Revocable Trust)
Frank Alan LDirector2016-02-04Buy2,00015,772$27.7255.4-3.216,675 (Direct)
9,097 (Held by Frank Living Trust dated 10/28/1993, as amended)
MNUCHIN STEVEN TVice Chairman2016-02-04Buy114,6232,236,693$27.773183.1-3.38
1,705,773 (Held by the Steven T. Mnuchin Revocable Trust)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
THAIN JOHN AChairman & CEO2014-05-15Buy40,000443,013$41.541661.6-35.41340,042 (Direct)
102,971 (John A. Thain 2012 Grantor Retained Annuity Trust u/a/d 6-15-2012 (GRAT Trust))
EMBLER MICHAEL JDirector2012-10-26Buy1,5009,266$37.656.4-28.649,266 (Direct)
THAIN JOHN AChairman & CEO2012-04-30Buy28,651318,763$37.611077.6-28.66318,763 (Direct)
THAIN JOHN AChairman & CEO2012-04-30Buy1,349318,963$37.6350.8-28.7318,963 (Direct)
THAIN JOHN AChairman & CEO2011-08-23Buy40,000319,575$29.911196.4-10.3319,575 (Direct)
EMBLER MICHAEL JDirector2011-08-10Buy2,0006,504$33.8867.8-20.816,504 (Direct)
EMBLER MICHAEL JDirector2010-05-07Buy1,5004,051$34.6151.9-22.48Link
STERNBERG SEYMOURDirector2010-03-18Buy13,20014,720$37.69497.5-28.81Link
TAYLOR WILLIAM JExec VP and Controller2006-09-15Sell10,76216,958$48516.6-44.1Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-08-01Sell29,57964,230$45.331340.8-40.81Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-08-01Sell23,60093,809$44.931060.3-40.28Link
TAYLOR WILLIAM JExec VP and Controller2006-05-03Sell10,76222,681$53.5575.8-49.85Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2006-05-01Sell45,04094,022$53.322401.5-49.68Link
LEONE JOSEPH MVice Chairman and CFO2006-05-01Sell60,03798,888$53.283198.8-49.64Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-05-01Sell53,17990,401$53.32834.4-49.66Link
INGATO ROBERT JExec VP and General Counsel2006-05-01Sell19,70025,431$53.621056.3-49.96Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2006-02-01Sell45,04093,595$52.492364.1-48.89Link
INGATO ROBERT JExec VP and General Counsel2006-02-01Sell19,70025,242$52.661037.4-49.05Link
LEONE JOSEPH MVice Chairman and CFO2006-02-01Sell60,03798,644$52.493151.3-48.89Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-02-01Sell53,17990,067$52.492791.4-48.89Link
FARLINGER WILLIAM ADirector2005-11-17Sell14,6203,013$49.59725-45.9Link
TAYLOR WILLIAM JExec VP and Controller2005-11-09Sell25,00022,080$48.061201.5-44.17Link
LEONE JOSEPH MVice Chairman and CFO2005-05-24Sell45,20798,644$421898.7-36.12Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2005-05-24Sell30,31893,595$421273.4-36.12Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2005-05-12Sell30,00093,595$40.011200.3-32.94Link
LEONE JOSEPH MVice Chairman and CFO2005-05-12Sell45,00098,644$40.041801.8-32.99Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2005-05-12Sell80,66690,067$39.993225.8-32.91Link
BUTLER GARY CDirector2005-01-21Sell4,0001,694$40160-32.93Link
TAYLOR WILLIAM JExec VP and Controller2004-12-02Sell67,50021,502$43.242918.7-37.95Link
FARLINGER WILLIAM ADirector2004-11-16Sell1,4163,013$40.3857.2-33.56Link
BUTLER GARY CDirector2004-07-29Buy4,0004,872$35140-23.34Link
ZDANOW NIKITAGroup CEO, Capital Finance2004-01-26Sell120,83371,296$38.994711.3-31.19Link
BURR JOHN DGroup CEO, Equipment Financing2003-09-16Sell10,00016,044$29.63296.3-9.45Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column) and "Shares Owned Following This (Direct & Indirect)" transactions (sixth column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported.

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