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Top Direct Holders

HolderPositionShares% of Shares
Report Date
John A. ThainChairman & CEO480,0970.24%2015-06-13
Mr. Nelson ChaiN/A309,9290.15%2015-08-03
Mr. Scott T. ParkerN/A162,454less than 0.1%2015-02-19
C. Jeffrey KnittelPresident, Transportation Fin.138,686less than 0.1%2015-02-19
Lisa PolskyN/A119,234less than 0.1%2015-02-19
Ms. Ellen R. AlemanyN/A69,055less than 0.1%2015-11-04
Ms. Carol HaylesN/A52,835less than 0.1%2015-02-01
Andrew T. BrandmanN/A47,869less than 0.1%2015-04-25
Robert J. IngatoExec VP and General Counsel47,728less than 0.1%2015-02-19
Mr. Peter ConnollyCo-President, Corp. Finance47,450less than 0.1%2013-03-16

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
(Click for the stocks that their CEOs have bought)
2014-05-15Buy40,000443,013$41.541661.63.32340,042 (Direct)
102,971 (John A. Thain 2012 Grantor Retained Annuity Trust u/a/d 6-15-2012 (GRAT Trust))
EMBLER MICHAEL JDirector2012-10-26Buy1,5009,266$37.656.414.159,266 (Direct)
THAIN JOHN AChairman & CEO2012-04-30Buy28,651318,763$37.611077.614.12318,763 (Direct)
THAIN JOHN AChairman & CEO2012-04-30Buy1,349318,963$37.6350.814.06318,963 (Direct)
THAIN JOHN AChairman & CEO2011-08-23Buy40,000319,575$29.911196.443.5319,575 (Direct)
EMBLER MICHAEL JDirector2011-08-10Buy2,0006,504$33.8867.826.686,504 (Direct)
EMBLER MICHAEL JDirector2010-05-07Buy1,5004,051$34.6151.924.01Link
STERNBERG SEYMOURDirector2010-03-18Buy13,20014,720$37.69497.513.88Link
TAYLOR WILLIAM JExec VP and Controller2006-09-15Sell10,76216,958$48516.6-10.58Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-08-01Sell29,57964,230$45.331340.8-5.32Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-08-01Sell23,60093,809$44.931060.3-4.47Link
TAYLOR WILLIAM JExec VP and Controller2006-05-03Sell10,76222,681$53.5575.8-19.78Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2006-05-01Sell45,04094,022$53.322401.5-19.5Link
LEONE JOSEPH MVice Chairman and CFO2006-05-01Sell60,03798,888$53.283198.8-19.44Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-05-01Sell53,17990,401$53.32834.4-19.47Link
INGATO ROBERT JExec VP and General Counsel2006-05-01Sell19,70025,431$53.621056.3-19.96Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2006-02-01Sell45,04093,595$52.492364.1-18.23Link
INGATO ROBERT JExec VP and General Counsel2006-02-01Sell19,70025,242$52.661037.4-18.5Link
LEONE JOSEPH MVice Chairman and CFO2006-02-01Sell60,03798,644$52.493151.3-18.23Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-02-01Sell53,17990,067$52.492791.4-18.23Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column) and "Shares Owned Following This (Direct & Indirect)" transactions (sixth column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported.

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