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Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
John A. ThainChairman & CEO516,8840.26%2016-03-15
Mr. Nelson J. ChaiN/A309,9290.15%2015-08-03
C. Jeffrey KnittelN/A172,422less than 0.1%2016-03-15
Mr. Scott T. ParkerN/A162,454less than 0.1%2015-02-19
Lisa PolskyN/A119,234less than 0.1%2015-02-19
Ms. Ellen R. AlemanyVice Chairman114,048less than 0.1%2016-05-17
Ms. Carol HaylesN/A68,767less than 0.1%2016-03-15
Mr. James L. HudakN/A68,584less than 0.1%2016-03-15
Robert J. IngatoN/A60,034less than 0.1%2016-03-15
Mr. Robert C. RoweN/A49,705less than 0.1%2016-03-15

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
RYAN JOHN RDirector2016-11-14Sell3,7697,490$39.89150.356.727,490 (Direct)
MNUCHIN STEVEN TVice Chairman2016-02-11Buy80,0002,466,493$25.642051.266.03
1,935,573 (Held by the Steven T. Mnuchin Revocable Trust)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
MNUCHIN STEVEN TVice Chairman2016-02-09Buy149,8002,386,493$26.683996.6659.56
1,855,573 (Held by the Steven T. Mnuchin Revocable Trust)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
MNUCHIN STEVEN TVice Chairman2016-02-04Buy114,6232,236,693$27.773183.0853.29
1,705,773 (Held by the Steven T. Mnuchin Revocable Trust)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
THAIN JOHN AChairman & CEO
(Click for the stocks that their CEOs have bought)
2016-02-04Buy50,000543,984$27.311365.555.88486,849 (Direct)
57,135 (John A. Thain 2012 Grantor Retained Annuity Trust u/a/d 6-15-2012 (GRAT Trust))
Alemany Ellen RVice Chairman2016-02-04Buy19,00087,656$27.32519.0855.8287,656 (Direct)
MNUCHIN STEVEN TVice Chairman2016-02-04Buy114,6232,236,693$27.773183.0853.29114,623 (Direct)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
1,591,150 (Held by the Steven T. Mnuchin Revocable Trust)
Frank Alan LDirector2016-02-04Buy2,00015,772$27.7255.4453.576,675 (Direct)
9,097 (Held by Frank Living Trust dated 10/28/1993, as amended)
THAIN JOHN AChairman & CEO2014-05-15Buy40,000443,013$41.541661.62.48340,042 (Direct)
102,971 (John A. Thain 2012 Grantor Retained Annuity Trust u/a/d 6-15-2012 (GRAT Trust))
EMBLER MICHAEL JDirector2012-10-26Buy1,5009,266$37.656.413.229,266 (Direct)
THAIN JOHN AChairman & CEO2012-04-30Buy28,651318,763$37.611077.5613.19318,763 (Direct)
THAIN JOHN AChairman & CEO2012-04-30Buy1,349318,963$37.6350.7613.13318,963 (Direct)
THAIN JOHN AChairman & CEO2011-08-23Buy40,000319,575$29.911196.442.33319,575 (Direct)
EMBLER MICHAEL JDirector2011-08-10Buy2,0006,504$33.8867.7625.656,504 (Direct)
EMBLER MICHAEL JDirector2010-05-07Buy1,5004,051$34.6151.9223Link
STERNBERG SEYMOURDirector2010-03-18Buy13,20014,720$37.69497.5112.95Link
TAYLOR WILLIAM JExec VP and Controller2006-09-15Sell10,76216,958$48516.58-11.31Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-08-01Sell29,57964,230$45.331340.82-6.09Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-08-01Sell23,60093,809$44.931060.35-5.25Link
TAYLOR WILLIAM JExec VP and Controller2006-05-03Sell10,76222,681$53.5575.77-20.43Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2006-05-01Sell45,04094,022$53.322401.53-20.16Link
LEONE JOSEPH MVice Chairman and CFO2006-05-01Sell60,03798,888$53.283198.77-20.1Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-05-01Sell53,17990,401$53.32834.44-20.13Link
INGATO ROBERT JExec VP and General Counsel2006-05-01Sell19,70025,431$53.621056.31-20.61Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2006-02-01Sell45,04093,595$52.492364.15-18.9Link
INGATO ROBERT JExec VP and General Counsel2006-02-01Sell19,70025,242$52.661037.4-19.16Link
LEONE JOSEPH MVice Chairman and CFO2006-02-01Sell60,03798,644$52.493151.34-18.9Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-02-01Sell53,17990,067$52.492791.37-18.9Link
FARLINGER WILLIAM ADirector2005-11-17Sell14,6203,013$49.59725.01-14.16Link
TAYLOR WILLIAM JExec VP and Controller2005-11-09Sell25,00022,080$48.061201.5-11.42Link
LEONE JOSEPH MVice Chairman and CFO2005-05-24Sell45,20798,644$421898.691.36Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2005-05-24Sell30,31893,595$421273.361.36Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2005-05-12Sell30,00093,595$40.011200.36.4Link
LEONE JOSEPH MVice Chairman and CFO2005-05-12Sell45,00098,644$40.041801.86.32Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2005-05-12Sell80,66690,067$39.993225.836.45Link
BUTLER GARY CDirector2005-01-21Sell4,0001,694$401606.43Link
TAYLOR WILLIAM JExec VP and Controller2004-12-02Sell67,50021,502$43.242918.7-1.55Link
FARLINGER WILLIAM ADirector2004-11-16Sell1,4163,013$40.3857.185.42Link
BUTLER GARY CDirector2004-07-29Buy4,0004,872$3514021.63Link
ZDANOW NIKITAGroup CEO, Capital Finance2004-01-26Sell120,83371,296$38.994711.289.18Link
BURR JOHN DGroup CEO, Equipment Financing2003-09-16Sell10,00016,044$29.63296.343.67Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column), "Shares Owned Following This (Direct & Indirect)" transactions (sixth column), and "Trade Price ($)" (seventh column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported (also split adjusted).

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