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Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
Mr. Steven SugarmanCEO AND CHAIRMAN OF BOARD166,2490.44%2015-08-21
Mr. Jeffrey T. SeaboldDirector115,2360.31%2015-08-03
Hugh F. Boyle73,5390.2%2015-06-11
Ronald J. Nicolas,JrEVP, CFO56,0030.15%2015-04-01
Mr. Matthew March54,3250.14%2015-06-11
Mr. Timothy R. ChrismanDirector50,5120.13%2014-05-14
Mr. John C. Grosvenor50,4060.13%2015-08-23
Mr. Jeff KarishDirector34,956less than 0.1%2015-07-01
Mr. Chad T. BrownsteinN/A34,293less than 0.1%2015-07-01
Mr. Jonah Schnel28,404less than 0.1%2015-07-01

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
Sugarman StevenCEO AND CHAIRMAN OF BOARD
(Click for the stocks that their CEOs have bought)
2015-08-24Buy35,000296,732$12.18426.31.07166,249 (Direct)
75,736 (By Steven and Ainslie Sugarman Living Trust)
10,200 (By Charles Schwab & Co Inc., Cust Sugarman Enterprises, Inc. 401K FBO Ainslie Sugarman)
400 (By Hailey Sugarman Roth IRA)
1,475 (By Sierra Sugarman Roth IRA)
2,000 (By Steven Sugarman Roth IRA)
282 (By Ainslie Sugarman Roth IRA)
35,000 (By the Steven and Ainslie Sugarman Family Irrevocable Trust)
4,700 (By Ainslie Sugarman IRA)
690 (By Cole Sugarman Roth IRA)
Sugarman StevenCEO AND CHAIRMAN OF BOARD2015-06-17Buy3,000301,160$13.6140.8-9.55166,249 (Direct)
39,428 (By the Steven and Ainslie Sugarman Living Trust)
40,736 (By Steven and Ainslie Sugarman Living Trust)
10,200 (By Charles Schwab & Co Inc., Cust Sugarman Enterprises, Inc. 401K FBO Ainslie Sugarman)
400 (By Hailey Sugarman Roth IRA)
1,475 (By Sierra Sugarman Roth IRA)
2,000 (By Steven Sugarman Roth IRA)
282 (By Ainslie Sugarman Roth IRA)
35,000 (By the Steven and Ainslie Sugarman Family Irrevocable Trust)
4,700 (By Ainslie Sugarman IRA)
690 (By Cole Sugarman Roth IRA)
Sugarman StevenCEO AND CHAIRMAN OF BOARD2014-08-22Buy4,050163,817$12.1749.31.1575,264 (Direct)
690 (By Cole Sugarman Roth IRA)
10,200 (By Charles Schwab & Co Inc., Cust Sugarman Enterprises, Inc. 401K FBO Ainslie Sugarman)
700 (By Ainslie Sugarman IRA)
33,806 (By Steven and Ainslie Sugarman Living Trust)
400 (By Hailey Sugarman Roth IRA)
1,475 (By Sierra Sugarman Roth IRA)
2,000 (By Steven Sugarman Roth IRA)
35,000 (By the Steven and Ainslie Sugarman Family Irrevocable Trust)
4,282 (By Ainslie Sugarman Roth IRA)
EVANS ROBBDirector2014-06-24Sell1,30625,000$11.2314.79.62Link
Sugarman StevenCEO AND CHAIRMAN OF BOARD2014-05-23Buy35,000159,767$10.38363.318.5975,264 (Direct)
35,000 (By the Steven and Ainslie Sugarman Family Irrevocable Trust)
33,806 (By Steven and Ainslie Sugarman Living Trust)
40 (By Cole Sugarman Roth IRA)
7,500 (By Charles Schwab & Co Inc., Cust Sugarman Enterprises, Inc. 401K FBO Ainslie Sugarman)
400 (By Hailey Sugarman Roth IRA)
1,475 (By Sierra Sugarman Roth IRA)
2,000 (By Steven Sugarman Roth IRA)
4,282 (By Ainslie Sugarman Roth IRA)
Herrin RichardCHIEF ADMINISTRATIVE OFFICER2013-12-20Sell3,81612,786$13.6952.2-10.0812,786 (Direct)
Sugarman StevenCEO2013-11-13Buy2,5007,500$12.5231.3-1.68
7,500 (By Charles Schwab & Co Inc., Cust Sugarman Enterprises, Inc. 401K FBO Ainslie Sugarman)
GRAY JAMES HDirector2013-09-18Buy8000$13.4110.7-8.2Link
Karish JeffDirector2013-08-27Buy3,0000$13.1439.4-6.32Link
CHRISMAN TIMOTHYDirector2013-08-27Buy5,00035,984$13.2366.2-6.9535,984 (Direct)
Sugarman StevenCEO2013-08-27Buy5,0005,000$13.1865.9-6.6
5,000 (By Charles Schwab & Co Inc., Cust Sugarman Enterprises, Inc. 401K FBO Ainslie Sugarman)
GRAY JAMES HDirector2013-08-22Buy1,0000$1414-12.07Link
Nicolas Ronald J. Jr.EVP, CFO2013-08-14Buy5,0000$14.8174.1-16.88Link
GRAY JAMES HDirector2013-08-09Buy1,0000$14.4614.5-14.87Link
CHRISMAN TIMOTHYDirector2013-08-09Buy1,50030,984$14.4421.7-14.7530,984 (Direct)
EVANS ROBBDirector2013-06-25Buy4,0000$13.1152.4-6.1Link
GRAY JAMES HDirector2013-06-24Buy1,0000$13.0113-5.38Link
CHRISMAN TIMOTHYDirector2013-06-21Buy12,14629,484$13.29161.4-7.3729,484 (Direct)
EVANS ROBBDirector2013-06-13Buy1,0000$13.4313.4-8.34Link
MATHIS DANIEL ROYDirector2013-06-12Buy3,3000$12.9942.9-5.23Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

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