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Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
Mr. Steven SugarmanCEO AND CHAIRMAN OF BOARD335,5020.67%2016-05-10
Mr. Jeffrey T. SeaboldEVP, CHIEF BANKING OFFICER165,4090.33%2016-08-01
Hugh F. BoyleN/A78,0070.16%2016-06-11
Hans R. GanzN/A76,5890.15%2009-04-22
Kenneth W. ScholzN/A70,0530.14%2011-06-27
Ronald J. Nicolas,JrN/A53,8880.11%2015-11-05
Francis P. BurkeN/A52,2460.11%2004-04-21
Mr. James McKinneyN/A50,5620.1%2016-04-26
Mr. Timothy R. ChrismanN/A50,5120.1%2014-05-14
Mr. John C. GrosvenorN/A50,3430.1%2016-04-26

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
Sugarman StevenCEO AND CHAIRMAN OF BOARD
(Click for the stocks that their CEOs have bought)
2016-08-17Buy3381,428$21.957.42-0.09
728 (By Cole Sugarman Roth IRA)
700 (By Hailey Sugarman Roth IRA)
Seabold Jeffrey TEVP, CHIEF BANKING OFFICER2016-06-17Sell59,225170,627$19.41148.9713.04170,627 (Direct)
Seabold Jeffrey TEVP, CHIEF BANKING OFFICER2016-03-10Sell76,289143,782$15.161156.5444.66143,782 (Direct)
Turner J. Francisco A.EVP, CHIEF STRATEGY OFFICER2015-12-11Sell2,80016,041$14.0339.2856.3116,041 (Direct)
Seabold Jeffrey TEVP, CHIEF BANKING OFFICER2015-12-08Sell59,153143,781$14.89880.7947.28143,781 (Direct)
Seabold Jeffrey TEVP, CHIEF BANKING OFFICER2015-12-08Sell57,56837,432$14.89857.1947.2837,432 (Direct)
Seabold Jeffrey TEVP, CHIEF BANKING OFFICER2015-12-08Sell57,64537,355$14.89858.3347.2837,355 (Direct)
Sugarman StevenCEO AND CHAIRMAN OF BOARD2015-08-24Buy35,000296,732$12.18426.380.05166,249 (Direct)
75,736 (By Steven and Ainslie Sugarman Living Trust)
10,200 (By Charles Schwab & Co Inc., Cust Sugarman Enterprises, Inc. 401K FBO Ainslie Sugarman)
400 (By Hailey Sugarman Roth IRA)
1,475 (By Sierra Sugarman Roth IRA)
2,000 (By Steven Sugarman Roth IRA)
282 (By Ainslie Sugarman Roth IRA)
35,000 (By the Steven and Ainslie Sugarman Family Irrevocable Trust)
4,700 (By Ainslie Sugarman IRA)
690 (By Cole Sugarman Roth IRA)
Sugarman StevenCEO AND CHAIRMAN OF BOARD2015-06-17Buy3,000301,160$13.6140.8361.13166,249 (Direct)
39,428 (By the Steven and Ainslie Sugarman Living Trust)
40,736 (By Steven and Ainslie Sugarman Living Trust)
10,200 (By Charles Schwab & Co Inc., Cust Sugarman Enterprises, Inc. 401K FBO Ainslie Sugarman)
400 (By Hailey Sugarman Roth IRA)
1,475 (By Sierra Sugarman Roth IRA)
2,000 (By Steven Sugarman Roth IRA)
282 (By Ainslie Sugarman Roth IRA)
35,000 (By the Steven and Ainslie Sugarman Family Irrevocable Trust)
4,700 (By Ainslie Sugarman IRA)
690 (By Cole Sugarman Roth IRA)
Sugarman StevenCEO AND CHAIRMAN OF BOARD2014-08-22Buy4,050163,817$12.1749.2980.275,264 (Direct)
690 (By Cole Sugarman Roth IRA)
10,200 (By Charles Schwab & Co Inc., Cust Sugarman Enterprises, Inc. 401K FBO Ainslie Sugarman)
700 (By Ainslie Sugarman IRA)
33,806 (By Steven and Ainslie Sugarman Living Trust)
400 (By Hailey Sugarman Roth IRA)
1,475 (By Sierra Sugarman Roth IRA)
2,000 (By Steven Sugarman Roth IRA)
35,000 (By the Steven and Ainslie Sugarman Family Irrevocable Trust)
4,282 (By Ainslie Sugarman Roth IRA)
EVANS ROBBDirector2014-06-24Sell1,30625,000$11.2314.6795.28Link
Sugarman StevenCEO AND CHAIRMAN OF BOARD2014-05-23Buy35,000159,767$10.38363.3111.2775,264 (Direct)
35,000 (By the Steven and Ainslie Sugarman Family Irrevocable Trust)
33,806 (By Steven and Ainslie Sugarman Living Trust)
40 (By Cole Sugarman Roth IRA)
7,500 (By Charles Schwab & Co Inc., Cust Sugarman Enterprises, Inc. 401K FBO Ainslie Sugarman)
400 (By Hailey Sugarman Roth IRA)
1,475 (By Sierra Sugarman Roth IRA)
2,000 (By Steven Sugarman Roth IRA)
4,282 (By Ainslie Sugarman Roth IRA)
Herrin RichardCHIEF ADMINISTRATIVE OFFICER2013-12-20Sell3,81612,786$13.6952.2460.1912,786 (Direct)
Sugarman StevenCEO2013-11-13Buy2,5007,500$12.5231.375.16
7,500 (By Charles Schwab & Co Inc., Cust Sugarman Enterprises, Inc. 401K FBO Ainslie Sugarman)
GRAY JAMES HDirector2013-09-18Buy8000$13.4110.7363.53Link
Karish JeffDirector2013-08-27Buy3,0000$13.1439.4266.89Link
CHRISMAN TIMOTHYDirector2013-08-27Buy5,00035,984$13.2366.1565.7635,984 (Direct)
Sugarman StevenCEO2013-08-27Buy5,0005,000$13.1865.966.39
5,000 (By Charles Schwab & Co Inc., Cust Sugarman Enterprises, Inc. 401K FBO Ainslie Sugarman)
GRAY JAMES HDirector2013-08-22Buy1,0000$141456.64Link
Nicolas Ronald J. Jr.EVP, CFO2013-08-14Buy5,0000$14.8174.0548.08Link
GRAY JAMES HDirector2013-08-09Buy1,0000$14.4614.4651.66Link
CHRISMAN TIMOTHYDirector2013-08-09Buy1,50030,984$14.4421.6651.8730,984 (Direct)
EVANS ROBBDirector2013-06-25Buy4,0000$13.1152.4467.28Link
GRAY JAMES HDirector2013-06-24Buy1,0000$13.0113.0168.56Link
CHRISMAN TIMOTHYDirector2013-06-21Buy12,14629,484$13.29161.4265.0129,484 (Direct)
EVANS ROBBDirector2013-06-13Buy1,0000$13.4313.4363.29Link
MATHIS DANIEL ROYDirector2013-06-12Buy3,3000$12.9942.8768.82Link
GRAY JAMES HDirector2013-06-11Buy5000$13.146.5766.89Link
Sugarman StevenCO-CEO2013-06-10Buy4,0004,282$13.453.663.66
4,282 (By Ainslie Sugarman Roth IRA)
Sugarman StevenCEO2013-06-10Buy4,0004,282$13.453.663.66
4,282 (By Ainslie Sugarman Roth IRA)
Lanfre MelissaCAO AND EVP2013-03-21Buy1,73216,732$11.3819.7192.7116,732 (Direct)
Nicolas Ronald J. Jr.EVP, CFO2013-03-20Buy5,0000$11.3456.793.39Link
Sugarman StevenCO-CEO2013-03-20Buy2,0002,000$11.3422.6893.39
2,000 (By Steven Sugarman Roth IRA)
GRAY JAMES HDirector2013-03-19Buy4000$11.214.4895.63Link
Naselow CraigEVP, TREASURER, CIO2013-03-15Buy4,0000$11.1544.696.68Link
MATHIS DANIEL ROYDirector2013-03-13Buy3,0000$11.0633.1898.28Link
Seabold Jeffrey TDirector2013-03-07Buy2,50034,100$11.22895.82,500 (Direct)
31,600 (By CS Financial)
EVANS ROBBDirector2013-03-06Buy10,00010,000$1111099.3610,000 (Direct)
Karish JeffDirector2013-03-06Buy2,0005,685$11.0822.1697.925,685 (Direct)
GRAY JAMES HDirector2013-03-06Buy1,0000$10.4910.49109.06Link
EVANS ROBBDirector2013-03-06Buy10,00010,000$10.9109101.1910,000 (Direct)
Sugarman StevenCO-CEO2013-03-06Buy10,05750,975$11.18112.4496.1548,778 (Direct)
40 (By Cole Sugarman Roth IRA)
282 (By Ainslie Sugarman Roth IRA)
400 (By Hailey Sugarman Roth IRA)
1,475 (By Sierra Sugarman Roth IRA)
EVANS ROBBDirector2013-03-06Buy10,0000$10.9109101.19Link
CHRISMAN TIMOTHYDirector2013-03-05Buy6,3008,188$10.566.15108.868,188 (Direct)
Sugarman StevenCO-CEO2012-08-22Sell417,82733,806$125013.9282.75
0 (By Sugarman Enterprises, Inc.)
0 (By COR Capital Holding LLC)
33,806 (By Steven and Ainslie Sugarman Living Trust)

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column), "Shares Owned Following This (Direct & Indirect)" transactions (sixth column), and "Trade Price ($)" (seventh column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported (also split adjusted).

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