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Top Direct Holders

HolderPositionShares% of Shares
Report Date
Laurence D. FinkChairman and CEO1,204,1300.73%2015-11-03
Ralph L. SchlossteinN/A600,9350.37%2007-02-14
Charles S. HallacCOO551,5060.34%2015-04-23
Mr. James GrosfeldN/A525,3810.32%2015-11-04
Susan L. WagnerVice Chairman511,8700.31%2015-09-30
Robert S. KapitoPresident354,0260.22%2015-11-13
Robert C. DollN/A236,7030.14%2009-01-31
Bennett W. Golub, PhDChief Risk Officer235,4470.14%2012-01-31
J. Richard KushelSenior Managing Director154,864less than 0.1%2015-01-31
Barbara G. NovickN/A140,976less than 0.1%2008-02-04

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
(Click for the stocks that their CEOs have bought)
2015-11-05Sell42,8001,204,130$357.5615303.61.591,204,130 (Direct)
KAPITO ROBERTPresident2015-10-26Sell116,069596,140$336.9539109.47.81356,026 (Direct)
240,114 (By Grantor Retained Annuity Trusts)
KAPITO ROBERTPresident2015-08-31Sell50,000564,049$303.4915174.519.69323,935 (Direct)
240,114 (By Grantor Retained Annuity Trusts)
FINK LAURENCEChairman and CEO2015-08-06Sell19,2001,246,930$336.656463.77.91,246,930 (Direct)
FINK LAURENCEChairman and CEO2015-08-03Sell23,7301,246,930$337.628011.77.591,246,930 (Direct)
FINK LAURENCEChairman and CEO2015-07-30Sell218,6611,246,930$338.5574027.77.31,246,930 (Direct)
FINK LAURENCEChairman and CEO2015-07-23Sell102,7221,246,930$350.4435997.93.661,246,930 (Direct)
Smith Jeff ASenior Managing Director2015-05-08Sell35029,117$370.46129.7-1.9529,117 (Direct)
Smith Jeff ASenior Managing Director2015-02-10Sell50029,467$366.65183.3-0.9329,467 (Direct)
Goldstein Robert L.COO2015-02-09Sell3,14284,688$361.21134.90.5784,688 (Direct)
Smith Jeff ASenior Managing Director2015-01-26Sell1,00031,365$355.4355.42.2131,365 (Direct)
BlackRock Inc.Affil. Investment Advisor2014-12-31Sell400,000969,980$10.2941163430.13
969,980 (See Footnote)
Smith Jeff ASenior Managing Director2014-10-17Sell40029,021$315.83126.315.0129,021 (Direct)
BlackRock Inc.Affil. Investment Advisor2014-09-30Sell400,0001,369,980$10.7543003279.071,369,980 (Direct)
McCombe MarkSenior Managing Director2014-08-14Sell3,50033,364$314109915.6833,364 (Direct)
BlackRock Inc.Affil. Investment Advisor2014-06-30Sell312,3491,769,980$10.6933393298.04
1,769,980 (See Footnote)
Smith Jeff ASenior Managing Director2014-05-30Sell60029,421$304.52182.719.2929,421 (Direct)
Feliciani JosephPrincipal Accounting Officer2014-04-21Sell1,7167,845$305.67524.518.847,845 (Direct)
BlackRock Inc.Affil. Investment Advisor2014-03-31Sell330,0002,082,329$10.523471.63352.95
2,082,329 (See Footnote)
Goldstein Robert L.Senior Managing Director2014-03-04Sell7,75184,968$3062371.818.7184,968 (Direct)

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column) and "Shares Owned Following This (Direct & Indirect)" transactions (sixth column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported.

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