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Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
John A. ThainChairman & CEO516,8840.26%2016-03-15
Mr. Nelson J. ChaiN/A309,9290.15%2015-08-03
C. Jeffrey KnittelN/A172,422less than 0.1%2016-03-15
Mr. Scott T. ParkerN/A162,454less than 0.1%2015-02-19
Lisa PolskyN/A119,234less than 0.1%2015-02-19
Ms. Ellen R. AlemanyVice Chairman114,048less than 0.1%2016-05-17
Ms. Carol HaylesN/A68,767less than 0.1%2016-03-15
Mr. James L. HudakN/A68,584less than 0.1%2016-03-15
Robert J. IngatoN/A60,034less than 0.1%2016-03-15
Mr. Robert C. RoweN/A49,705less than 0.1%2016-03-15

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
MNUCHIN STEVEN TVice Chairman2016-02-11Buy80,0002,466,493$25.642051.219.62
1,935,573 (Held by the Steven T. Mnuchin Revocable Trust)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
MNUCHIN STEVEN TVice Chairman2016-02-09Buy149,8002,386,493$26.683996.6614.96
1,855,573 (Held by the Steven T. Mnuchin Revocable Trust)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
THAIN JOHN AChairman & CEO
(Click for the stocks that their CEOs have bought)
2016-02-04Buy50,000543,984$27.311365.512.3486,849 (Direct)
57,135 (John A. Thain 2012 Grantor Retained Annuity Trust u/a/d 6-15-2012 (GRAT Trust))
Alemany Ellen RVice Chairman2016-02-04Buy19,00087,656$27.32519.0812.2687,656 (Direct)
MNUCHIN STEVEN TVice Chairman2016-02-04Buy114,6232,236,693$27.773183.0810.44114,623 (Direct)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
1,591,150 (Held by the Steven T. Mnuchin Revocable Trust)
Frank Alan LDirector2016-02-04Buy2,00015,772$27.7255.4410.646,675 (Direct)
9,097 (Held by Frank Living Trust dated 10/28/1993, as amended)
MNUCHIN STEVEN TVice Chairman2016-02-04Buy114,6232,236,693$27.773183.0810.44
1,705,773 (Held by the Steven T. Mnuchin Revocable Trust)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
THAIN JOHN AChairman & CEO2014-05-15Buy40,000443,013$41.541661.6-26.17340,042 (Direct)
102,971 (John A. Thain 2012 Grantor Retained Annuity Trust u/a/d 6-15-2012 (GRAT Trust))
EMBLER MICHAEL JDirector2012-10-26Buy1,5009,266$37.656.4-18.439,266 (Direct)
THAIN JOHN AChairman & CEO2012-04-30Buy28,651318,763$37.611077.56-18.45318,763 (Direct)
THAIN JOHN AChairman & CEO2012-04-30Buy1,349318,963$37.6350.76-18.5318,963 (Direct)
THAIN JOHN AChairman & CEO2011-08-23Buy40,000319,575$29.911196.42.54319,575 (Direct)
EMBLER MICHAEL JDirector2011-08-10Buy2,0006,504$33.8867.76-9.476,504 (Direct)
EMBLER MICHAEL JDirector2010-05-07Buy1,5004,051$34.6151.92-11.38Link
STERNBERG SEYMOURDirector2010-03-18Buy13,20014,720$37.69497.51-18.63Link
TAYLOR WILLIAM JExec VP and Controller2006-09-15Sell10,76216,958$48516.58-36.1Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-08-01Sell29,57964,230$45.331340.82-32.34Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-08-01Sell23,60093,809$44.931060.35-31.74Link
TAYLOR WILLIAM JExec VP and Controller2006-05-03Sell10,76222,681$53.5575.77-42.67Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2006-05-01Sell45,04094,022$53.322401.53-42.48Link
LEONE JOSEPH MVice Chairman and CFO2006-05-01Sell60,03798,888$53.283198.77-42.44Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-05-01Sell53,17990,401$53.32834.44-42.46Link
INGATO ROBERT JExec VP and General Counsel2006-05-01Sell19,70025,431$53.621056.31-42.8Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2006-02-01Sell45,04093,595$52.492364.15-41.57Link
INGATO ROBERT JExec VP and General Counsel2006-02-01Sell19,70025,242$52.661037.4-41.76Link
LEONE JOSEPH MVice Chairman and CFO2006-02-01Sell60,03798,644$52.493151.34-41.57Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-02-01Sell53,17990,067$52.492791.37-41.57Link
FARLINGER WILLIAM ADirector2005-11-17Sell14,6203,013$49.59725.01-38.15Link
TAYLOR WILLIAM JExec VP and Controller2005-11-09Sell25,00022,080$48.061201.5-36.18Link
LEONE JOSEPH MVice Chairman and CFO2005-05-24Sell45,20798,644$421898.69-26.98Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2005-05-24Sell30,31893,595$421273.36-26.98Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2005-05-12Sell30,00093,595$40.011200.3-23.34Link
LEONE JOSEPH MVice Chairman and CFO2005-05-12Sell45,00098,644$40.041801.8-23.4Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2005-05-12Sell80,66690,067$39.993225.83-23.31Link
BUTLER GARY CDirector2005-01-21Sell4,0001,694$40160-23.33Link
TAYLOR WILLIAM JExec VP and Controller2004-12-02Sell67,50021,502$43.242918.7-29.07Link
FARLINGER WILLIAM ADirector2004-11-16Sell1,4163,013$40.3857.18-24.05Link
BUTLER GARY CDirector2004-07-29Buy4,0004,872$35140-12.37Link
ZDANOW NIKITAGroup CEO, Capital Finance2004-01-26Sell120,83371,296$38.994711.28-21.34Link
BURR JOHN DGroup CEO, Equipment Financing2003-09-16Sell10,00016,044$29.63296.33.51Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column), "Shares Owned Following This (Direct & Indirect)" transactions (sixth column), and "Trade Price ($)" (seventh column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported (also split adjusted).

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