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Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
John A. ThainChairman & CEO516,8840.26%2016-03-15
Mr. Nelson J. ChaiN/A309,9290.15%2015-08-03
C. Jeffrey KnittelN/A172,422less than 0.1%2016-03-15
Mr. Scott T. ParkerN/A162,454less than 0.1%2015-02-19
Lisa PolskyN/A119,234less than 0.1%2015-02-19
Ms. Ellen R. AlemanyVice Chairman114,048less than 0.1%2016-05-17
Ms. Carol HaylesN/A68,767less than 0.1%2016-03-15
Mr. James L. HudakN/A68,584less than 0.1%2016-03-15
Robert J. IngatoN/A60,034less than 0.1%2016-03-15
Mr. Robert C. RoweN/A49,705less than 0.1%2016-03-15

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
MNUCHIN STEVEN TVice Chairman2016-02-11Buy80,0002,466,493$25.642051.239.7
1,935,573 (Held by the Steven T. Mnuchin Revocable Trust)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
MNUCHIN STEVEN TVice Chairman2016-02-09Buy149,8002,386,493$26.683996.6634.26
1,855,573 (Held by the Steven T. Mnuchin Revocable Trust)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
THAIN JOHN AChairman & CEO
(Click for the stocks that their CEOs have bought)
2016-02-04Buy50,000543,984$27.311365.531.16486,849 (Direct)
57,135 (John A. Thain 2012 Grantor Retained Annuity Trust u/a/d 6-15-2012 (GRAT Trust))
Alemany Ellen RVice Chairman2016-02-04Buy19,00087,656$27.32519.0831.1187,656 (Direct)
MNUCHIN STEVEN TVice Chairman2016-02-04Buy114,6232,236,693$27.773183.0828.99114,623 (Direct)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
1,591,150 (Held by the Steven T. Mnuchin Revocable Trust)
Frank Alan LDirector2016-02-04Buy2,00015,772$27.7255.4429.226,675 (Direct)
9,097 (Held by Frank Living Trust dated 10/28/1993, as amended)
MNUCHIN STEVEN TVice Chairman2016-02-04Buy114,6232,236,693$27.773183.0828.99
1,705,773 (Held by the Steven T. Mnuchin Revocable Trust)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
THAIN JOHN AChairman & CEO2014-05-15Buy40,000443,013$41.541661.6-13.77340,042 (Direct)
102,971 (John A. Thain 2012 Grantor Retained Annuity Trust u/a/d 6-15-2012 (GRAT Trust))
EMBLER MICHAEL JDirector2012-10-26Buy1,5009,266$37.656.4-4.739,266 (Direct)
THAIN JOHN AChairman & CEO2012-04-30Buy28,651318,763$37.611077.56-4.76318,763 (Direct)
THAIN JOHN AChairman & CEO2012-04-30Buy1,349318,963$37.6350.76-4.81318,963 (Direct)
THAIN JOHN AChairman & CEO2011-08-23Buy40,000319,575$29.911196.419.76319,575 (Direct)
EMBLER MICHAEL JDirector2011-08-10Buy2,0006,504$33.8867.765.736,504 (Direct)
EMBLER MICHAEL JDirector2010-05-07Buy1,5004,051$34.6151.923.5Link
STERNBERG SEYMOURDirector2010-03-18Buy13,20014,720$37.69497.51-4.96Link
TAYLOR WILLIAM JExec VP and Controller2006-09-15Sell10,76216,958$48516.58-25.38Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-08-01Sell29,57964,230$45.331340.82-20.98Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-08-01Sell23,60093,809$44.931060.35-20.28Link
TAYLOR WILLIAM JExec VP and Controller2006-05-03Sell10,76222,681$53.5575.77-33.05Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2006-05-01Sell45,04094,022$53.322401.53-32.82Link
LEONE JOSEPH MVice Chairman and CFO2006-05-01Sell60,03798,888$53.283198.77-32.77Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-05-01Sell53,17990,401$53.32834.44-32.8Link
INGATO ROBERT JExec VP and General Counsel2006-05-01Sell19,70025,431$53.621056.31-33.2Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2006-02-01Sell45,04093,595$52.492364.15-31.76Link
INGATO ROBERT JExec VP and General Counsel2006-02-01Sell19,70025,242$52.661037.4-31.98Link
LEONE JOSEPH MVice Chairman and CFO2006-02-01Sell60,03798,644$52.493151.34-31.76Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-02-01Sell53,17990,067$52.492791.37-31.76Link
FARLINGER WILLIAM ADirector2005-11-17Sell14,6203,013$49.59725.01-27.77Link
TAYLOR WILLIAM JExec VP and Controller2005-11-09Sell25,00022,080$48.061201.5-25.47Link
LEONE JOSEPH MVice Chairman and CFO2005-05-24Sell45,20798,644$421898.69-14.71Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2005-05-24Sell30,31893,595$421273.36-14.71Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2005-05-12Sell30,00093,595$40.011200.3-10.47Link
LEONE JOSEPH MVice Chairman and CFO2005-05-12Sell45,00098,644$40.041801.8-10.54Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2005-05-12Sell80,66690,067$39.993225.83-10.43Link
BUTLER GARY CDirector2005-01-21Sell4,0001,694$40160-10.45Link
TAYLOR WILLIAM JExec VP and Controller2004-12-02Sell67,50021,502$43.242918.7-17.16Link
FARLINGER WILLIAM ADirector2004-11-16Sell1,4163,013$40.3857.18-11.29Link
BUTLER GARY CDirector2004-07-29Buy4,0004,872$351402.34Link
ZDANOW NIKITAGroup CEO, Capital Finance2004-01-26Sell120,83371,296$38.994711.28-8.13Link
BURR JOHN DGroup CEO, Equipment Financing2003-09-16Sell10,00016,044$29.63296.320.89Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column), "Shares Owned Following This (Direct & Indirect)" transactions (sixth column), and "Trade Price ($)" (seventh column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported (also split adjusted).

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