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Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
John A. ThainChairman & CEO516,8840.26%2016-03-15
Mr. Nelson J. ChaiN/A309,9290.15%2015-08-03
C. Jeffrey KnittelN/A172,422less than 0.1%2016-03-15
Mr. Scott T. ParkerN/A162,454less than 0.1%2015-02-19
Lisa PolskyN/A119,234less than 0.1%2015-02-19
Ms. Ellen R. AlemanyVice Chairman114,048less than 0.1%2016-05-17
Ms. Carol HaylesN/A68,767less than 0.1%2016-03-15
Mr. James L. HudakN/A68,584less than 0.1%2016-03-15
Robert J. IngatoN/A60,034less than 0.1%2016-03-15
Mr. Robert C. RoweN/A49,705less than 0.1%2016-03-15

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
MNUCHIN STEVEN TVice Chairman2016-02-11Buy80,0002,466,493$25.642051.237.6
1,935,573 (Held by the Steven T. Mnuchin Revocable Trust)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
MNUCHIN STEVEN TVice Chairman2016-02-09Buy149,8002,386,493$26.683996.6632.23
1,855,573 (Held by the Steven T. Mnuchin Revocable Trust)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
THAIN JOHN AChairman & CEO
(Click for the stocks that their CEOs have bought)
2016-02-04Buy50,000543,984$27.311365.529.18486,849 (Direct)
57,135 (John A. Thain 2012 Grantor Retained Annuity Trust u/a/d 6-15-2012 (GRAT Trust))
Alemany Ellen RVice Chairman2016-02-04Buy19,00087,656$27.32519.0829.1487,656 (Direct)
MNUCHIN STEVEN TVice Chairman2016-02-04Buy114,6232,236,693$27.773183.0827.04114,623 (Direct)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
1,591,150 (Held by the Steven T. Mnuchin Revocable Trust)
Frank Alan LDirector2016-02-04Buy2,00015,772$27.7255.4427.276,675 (Direct)
9,097 (Held by Frank Living Trust dated 10/28/1993, as amended)
MNUCHIN STEVEN TVice Chairman2016-02-04Buy114,6232,236,693$27.773183.0827.04
1,705,773 (Held by the Steven T. Mnuchin Revocable Trust)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
THAIN JOHN AChairman & CEO2014-05-15Buy40,000443,013$41.541661.6-15.07340,042 (Direct)
102,971 (John A. Thain 2012 Grantor Retained Annuity Trust u/a/d 6-15-2012 (GRAT Trust))
EMBLER MICHAEL JDirector2012-10-26Buy1,5009,266$37.656.4-6.179,266 (Direct)
THAIN JOHN AChairman & CEO2012-04-30Buy28,651318,763$37.611077.56-6.2318,763 (Direct)
THAIN JOHN AChairman & CEO2012-04-30Buy1,349318,963$37.6350.76-6.25318,963 (Direct)
THAIN JOHN AChairman & CEO2011-08-23Buy40,000319,575$29.911196.417.95319,575 (Direct)
EMBLER MICHAEL JDirector2011-08-10Buy2,0006,504$33.8867.764.136,504 (Direct)
EMBLER MICHAEL JDirector2010-05-07Buy1,5004,051$34.6151.921.94Link
STERNBERG SEYMOURDirector2010-03-18Buy13,20014,720$37.69497.51-6.39Link
TAYLOR WILLIAM JExec VP and Controller2006-09-15Sell10,76216,958$48516.58-26.5Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-08-01Sell29,57964,230$45.331340.82-22.17Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-08-01Sell23,60093,809$44.931060.35-21.48Link
TAYLOR WILLIAM JExec VP and Controller2006-05-03Sell10,76222,681$53.5575.77-34.06Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2006-05-01Sell45,04094,022$53.322401.53-33.83Link
LEONE JOSEPH MVice Chairman and CFO2006-05-01Sell60,03798,888$53.283198.77-33.78Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-05-01Sell53,17990,401$53.32834.44-33.81Link
INGATO ROBERT JExec VP and General Counsel2006-05-01Sell19,70025,431$53.621056.31-34.2Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2006-02-01Sell45,04093,595$52.492364.15-32.79Link
INGATO ROBERT JExec VP and General Counsel2006-02-01Sell19,70025,242$52.661037.4-33Link
LEONE JOSEPH MVice Chairman and CFO2006-02-01Sell60,03798,644$52.493151.34-32.79Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-02-01Sell53,17990,067$52.492791.37-32.79Link
FARLINGER WILLIAM ADirector2005-11-17Sell14,6203,013$49.59725.01-28.86Link
TAYLOR WILLIAM JExec VP and Controller2005-11-09Sell25,00022,080$48.061201.5-26.59Link
LEONE JOSEPH MVice Chairman and CFO2005-05-24Sell45,20798,644$421898.69-16Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2005-05-24Sell30,31893,595$421273.36-16Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2005-05-12Sell30,00093,595$40.011200.3-11.82Link
LEONE JOSEPH MVice Chairman and CFO2005-05-12Sell45,00098,644$40.041801.8-11.89Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2005-05-12Sell80,66690,067$39.993225.83-11.78Link
BUTLER GARY CDirector2005-01-21Sell4,0001,694$40160-11.8Link
TAYLOR WILLIAM JExec VP and Controller2004-12-02Sell67,50021,502$43.242918.7-18.41Link
FARLINGER WILLIAM ADirector2004-11-16Sell1,4163,013$40.3857.18-12.63Link
BUTLER GARY CDirector2004-07-29Buy4,0004,872$351400.8Link
ZDANOW NIKITAGroup CEO, Capital Finance2004-01-26Sell120,83371,296$38.994711.28-9.52Link
BURR JOHN DGroup CEO, Equipment Financing2003-09-16Sell10,00016,044$29.63296.319.07Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column), "Shares Owned Following This (Direct & Indirect)" transactions (sixth column), and "Trade Price ($)" (seventh column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported (also split adjusted).

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