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Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
John A. ThainChairman & CEO516,8840.26%2016-03-15
Mr. Nelson J. ChaiN/A309,9290.15%2015-08-03
C. Jeffrey KnittelN/A172,422less than 0.1%2016-03-15
Mr. Scott T. ParkerN/A162,454less than 0.1%2015-02-19
Ms. Ellen R. AlemanyVice Chairman148,953less than 0.1%2016-03-15
Lisa PolskyN/A119,234less than 0.1%2015-02-19
Ms. Carol HaylesN/A68,767less than 0.1%2016-03-15
Mr. James L. HudakN/A68,584less than 0.1%2016-03-15
Robert J. IngatoN/A60,034less than 0.1%2016-03-15
Mr. Robert C. RoweN/A49,705less than 0.1%2016-03-15

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
MNUCHIN STEVEN TVice Chairman2016-02-11Buy80,0002,466,493$25.642051.234.67
1,935,573 (Held by the Steven T. Mnuchin Revocable Trust)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
MNUCHIN STEVEN TVice Chairman2016-02-09Buy149,8002,386,493$26.683996.729.42
1,855,573 (Held by the Steven T. Mnuchin Revocable Trust)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
THAIN JOHN AChairman & CEO
(Click for the stocks that their CEOs have bought)
2016-02-04Buy50,000543,984$27.311365.526.44486,849 (Direct)
57,135 (John A. Thain 2012 Grantor Retained Annuity Trust u/a/d 6-15-2012 (GRAT Trust))
Alemany Ellen RVice Chairman2016-02-04Buy19,00087,656$27.32519.126.3987,656 (Direct)
MNUCHIN STEVEN TVice Chairman2016-02-04Buy114,6232,236,693$27.773183.124.34114,623 (Direct)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
1,591,150 (Held by the Steven T. Mnuchin Revocable Trust)
Frank Alan LDirector2016-02-04Buy2,00015,772$27.7255.424.576,675 (Direct)
9,097 (Held by Frank Living Trust dated 10/28/1993, as amended)
MNUCHIN STEVEN TVice Chairman2016-02-04Buy114,6232,236,693$27.773183.124.34
1,705,773 (Held by the Steven T. Mnuchin Revocable Trust)
530,920 (Held by the Steven T. Mnuchin Dynasty Trust)
THAIN JOHN AChairman & CEO2014-05-15Buy40,000443,013$41.541661.6-16.88340,042 (Direct)
102,971 (John A. Thain 2012 Grantor Retained Annuity Trust u/a/d 6-15-2012 (GRAT Trust))
EMBLER MICHAEL JDirector2012-10-26Buy1,5009,266$37.656.4-8.169,266 (Direct)
THAIN JOHN AChairman & CEO2012-04-30Buy28,651318,763$37.611077.6-8.19318,763 (Direct)
THAIN JOHN AChairman & CEO2012-04-30Buy1,349318,963$37.6350.8-8.24318,963 (Direct)
THAIN JOHN AChairman & CEO2011-08-23Buy40,000319,575$29.911196.415.45319,575 (Direct)
EMBLER MICHAEL JDirector2011-08-10Buy2,0006,504$33.8867.81.926,504 (Direct)
EMBLER MICHAEL JDirector2010-05-07Buy1,5004,051$34.6151.9-0.23Link
STERNBERG SEYMOURDirector2010-03-18Buy13,20014,720$37.69497.5-8.38Link
TAYLOR WILLIAM JExec VP and Controller2006-09-15Sell10,76216,958$48516.6-28.06Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-08-01Sell29,57964,230$45.331340.8-23.83Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-08-01Sell23,60093,809$44.931060.3-23.15Link
TAYLOR WILLIAM JExec VP and Controller2006-05-03Sell10,76222,681$53.5575.8-35.46Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2006-05-01Sell45,04094,022$53.322401.5-35.24Link
LEONE JOSEPH MVice Chairman and CFO2006-05-01Sell60,03798,888$53.283198.8-35.19Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-05-01Sell53,17990,401$53.32834.4-35.22Link
INGATO ROBERT JExec VP and General Counsel2006-05-01Sell19,70025,431$53.621056.3-35.6Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2006-02-01Sell45,04093,595$52.492364.1-34.22Link
INGATO ROBERT JExec VP and General Counsel2006-02-01Sell19,70025,242$52.661037.4-34.43Link
LEONE JOSEPH MVice Chairman and CFO2006-02-01Sell60,03798,644$52.493151.3-34.22Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2006-02-01Sell53,17990,067$52.492791.4-34.22Link
FARLINGER WILLIAM ADirector2005-11-17Sell14,6203,013$49.59725-30.37Link
TAYLOR WILLIAM JExec VP and Controller2005-11-09Sell25,00022,080$48.061201.5-28.15Link
LEONE JOSEPH MVice Chairman and CFO2005-05-24Sell45,20798,644$421898.7-17.79Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2005-05-24Sell30,31893,595$421273.4-17.79Link
HALLMAN THOMAS BVice Chairman, Specialty Fin.2005-05-12Sell30,00093,595$40.011200.3-13.7Link
LEONE JOSEPH MVice Chairman and CFO2005-05-12Sell45,00098,644$40.041801.8-13.76Link
MARSIELLO LAWRENCE AVice Chrmn, Chf Lending Off.2005-05-12Sell80,66690,067$39.993225.8-13.65Link
BUTLER GARY CDirector2005-01-21Sell4,0001,694$40160-13.68Link
TAYLOR WILLIAM JExec VP and Controller2004-12-02Sell67,50021,502$43.242918.7-20.14Link
FARLINGER WILLIAM ADirector2004-11-16Sell1,4163,013$40.3857.2-14.49Link
BUTLER GARY CDirector2004-07-29Buy4,0004,872$35140-1.34Link
ZDANOW NIKITAGroup CEO, Capital Finance2004-01-26Sell120,83371,296$38.994711.3-11.44Link
BURR JOHN DGroup CEO, Equipment Financing2003-09-16Sell10,00016,044$29.63296.316.54Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column) and "Shares Owned Following This (Direct & Indirect)" transactions (sixth column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported.

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