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|Holder||Position||Shares||% of Shares |
|Michael S. Weiss||Exec. VC - Strategic Dev., 10% Owner||6,938,038||15.66%||2014-11-06|
|Dr. Lindsay A. Rosenwald, M.D.||Director, 10% Owner||4,791,321||10.81%||2014-12-01|
|Mr. J. Jay Lobell||Director||336,000||0.76%||2013-12-19|
|Dr. Glenn L. Cooper,M.D.||See Remarks||43,811||0.1%||2012-11-30|
|Dr. Lucy Lu, M.D.||CFO||35,631||less than 0.1%||2014-12-01|
|Dr. Harlan F. Weisman||Chairman and CEO||30,000||less than 0.1%||2013-06-20|
|Dr. Bobby W. Sandage,Jr,PhD||N/A||22,311||less than 0.1%||2013-04-05|
|Dr. Karin M. Hehenberger||See Remarks||20,925||less than 0.1%||2012-06-22|
|Mr. Noah D. Beerman||Executive VP and COO||15,000||less than 0.1%||2013-05-31|
|Insider||Position||Date||Buy/Sell||Shares||Shares Owned Following This (Direct & Indirect)||Trade Price ($)||Cost ($1000)||Price Change
Since Trade (%)
(Click for the stocks that their CFOs have bought)
|ROSENWALD LINDSAY A MD||President and CEO, 10% Owner|
(Click for the stocks that their CEOs have bought)
|ROSENWALD LINDSAY A MD||President and CEO, 10% Owner||2014-11-06||Buy||150,000||4,790,347||$1.61||241.5||73.91||Link|
|WEISS MICHAEL S||Exec. VC - Strategic Dev., 10% Owner||2014-11-06||Buy||1,000,000||6,938,038||$1.61||1610||73.91||Link|
|HORGAN KEVIN||Former Chief Medical Officer||2014-04-22||Sell||47,566||0||$1.89||89.9||48.15||Link|
|HORGAN KEVIN||Former Chief Medical Officer||2014-04-21||Sell||19,000||0||$1.81||34.4||54.7||Link|
|HORGAN KEVIN||Former Chief Medical Officer||2014-04-17||Sell||101||0||$1.85||0.2||51.35||Link|
|LOBELL J JAY||Director||2013-08-21||Buy||5,000||336,000||$7.37||36.9||-62.01||Link|
|LOBELL J JAY||Director||2013-06-20||Buy||10,000||331,000||$7.62||76.2||-63.25||Link|
|Weisman Harlan F||Chairman and CEO||2013-06-20||Buy||10,000||30,000||$7.59||75.9||-63.11||Link|
|Beerman Noah D||Executive VP and COO||2013-05-31||Buy||5,000||15,000||$3.88||19.4||-27.84||Link|
|RITTER DALE||SVP & Chief Accounting Officer||2013-05-31||Buy||1,503||11,503||$3.88||5.8||-27.84||Link|
|Weisman Harlan F||Chairman and CEO||2013-01-14||Buy||20,000||20,000||$5.71||114.2||-50.96||Link|
Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.
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