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Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
Mr. Peter A. CohenChairman, CEO, President, 10% Owner4,306,2563.87%2015-03-19
Mr. Thomas W. StraussChairman, Ramius3,175,7442.85%2015-03-10
Mr. Jeffrey M. SolomonPresident2,094,7301.88%2015-03-19
Mr. George Michael LaBranche, IVSenior Managing Director1,567,6911.41%2011-09-14
Mr. Stephen A. LasotaCFO630,6940.57%2014-04-29
David M. MalcolmCEO of Cowen and Company, LLC579,8510.52%2010-07-13
Mr. Owen S. LittmanGeneral Counsel552,0950.5%2014-04-29
John J. HolmesChief Administrative Officer546,8060.49%2015-04-29
Mr. Jerome S. MarkowitzDirector455,4550.41%2015-04-27
Mr. Christopher A. WhiteCOO283,9170.25%2010-06-07

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
Lasota StephenCFO
(Click for the stocks that their CFOs have bought)
2014-12-11Sell10,000581,318$4.6146.119.09581,318 (Direct)
SOLOMON JEFFREY MPresident2014-11-14Sell37,5001,723,407$4.13154.932.931,723,407 (Direct)
STRAUSS THOMAS WChairman, Ramius2014-06-12Sell21,5003,183,365$4.1589.232.293,183,365 (Direct)
Littman Owen SGeneral Counsel2014-06-11Sell60,000462,719$4.225230.71462,719 (Direct)
Holmes John JChief Administrative Officer2014-06-05Sell60,000453,550$4.17250.231.65453,550 (Direct)
SOLOMON JEFFREY MDirector2014-05-16Buy25,0001,760,907$3.8596.342.61,760,907 (Direct)
SOLOMON JEFFREY MCEO, Cowen and Company, LLC, 10% Owner
(Click for the stocks that their CEOs have bought)
2013-08-06Sell100,0001,450,815$3.636052.51,450,815 (Direct)
Markowitz Jerome SDirector2013-03-11Buy100,000306,180$2.7270103.33306,180 (Direct)
Markowitz Jerome SDirector2013-03-07Buy69,047206,180$2.6179.5111.15206,180 (Direct)
Markowitz Jerome SDirector2012-12-14Sell322,000137,133$2.3740.6138.7137,133 (Direct)
LABRANCHE GEORGE M L IVSenior Managing Director2011-09-14Sell30,0002,865,091$3.2697.868.41,567,691 (Direct)
1,297,400 (Held by wife)
LABRANCHE GEORGE M L IVSenior Managing Director2011-09-07Sell60,0002,895,091$3.21192.671.031,597,691 (Direct)
1,297,400 (Held by wife)
LABRANCHE GEORGE M L IVSenior Managing Director2011-08-17Sell40,0002,955,091$3.46138.458.671,657,691 (Direct)
1,297,400 (Held by wife)
KOTLER STEVENDirector2010-06-08Buy10,00010,000$3.9639.638.64Link
NUSBAUM JACK HDirector2009-12-18Buy30,00030,000$51509.8Link
Markowitz Jerome SDirector2009-12-18Buy25,00025,000$51259.8Link
Lasota StephenCFO2009-12-18Buy20,00020,000$51009.8Link
WHITE CHRISTOPHER ACOO2009-12-18Buy7,500251,693$537.59.8Link
Malcolm David M.CEO of Cowen and Company, LLC2009-12-18Buy25,000575,132$51259.8Link
WRIGHT JOSEPH R JRDirector2009-12-18Buy50,00050,000$52509.8Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

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