Switch to:

Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
Mr. Peter A. CohenChairman, CEO, President, 10% Owner4,227,4153.95%2015-06-01
Mr. Thomas W. StraussChairman, Ramius3,175,7442.97%2015-03-10
Mr. Jeffrey M. SolomonPresident1,952,1981.82%2015-07-31
Mr. George Michael LaBranche, IVSenior Managing Director1,567,6911.46%2011-09-14
Mr. Stephen A. LasotaCFO600,0090.56%2015-06-01
David M. MalcolmCEO of Cowen and Company, LLC579,8510.54%2010-07-13
John J. HolmesCOO466,1210.44%2015-08-10
Mr. Owen S. LittmanGeneral Counsel461,4100.43%2015-08-05
Mr. Jerome S. MarkowitzDirector455,4550.43%2015-04-27
Mr. Christopher A. WhiteCOO283,9170.27%2010-06-07

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
Holmes John JCOO2015-08-10Sell50,000466,121$5.53276.5-51.36466,121 (Direct)
Littman Owen SGeneral Counsel2015-08-07Sell60,000461,410$5.44326.4-50.55461,410 (Direct)
SOLOMON JEFFREY MPresident2015-08-04Sell71,2211,952,198$5.74408.8-53.141,952,198 (Direct)
Lasota StephenCFO
(Click for the stocks that their CFOs have bought)
2014-12-11Sell10,000581,318$4.6146.1-41.65581,318 (Direct)
SOLOMON JEFFREY MPresident2014-11-14Sell37,5001,723,407$4.13154.9-34.871,723,407 (Direct)
STRAUSS THOMAS WChairman, Ramius2014-06-12Sell21,5003,183,365$4.1589.2-35.183,183,365 (Direct)
Littman Owen SGeneral Counsel2014-06-11Sell60,000462,719$4.2252-35.95462,719 (Direct)
Holmes John JChief Administrative Officer2014-06-05Sell60,000453,550$4.17250.2-35.49453,550 (Direct)
SOLOMON JEFFREY MDirector2014-05-16Buy25,0001,760,907$3.8596.3-30.131,760,907 (Direct)
SOLOMON JEFFREY MCEO, Cowen and Company, LLC, 10% Owner
(Click for the stocks that their CEOs have bought)
2013-08-06Sell100,0001,450,815$3.6360-25.281,450,815 (Direct)
Markowitz Jerome SDirector2013-03-11Buy100,000306,180$2.7270-0.37306,180 (Direct)
Markowitz Jerome SDirector2013-03-07Buy69,047206,180$2.6179.53.46206,180 (Direct)
Markowitz Jerome SDirector2012-12-14Sell322,000137,133$2.3740.616.96137,133 (Direct)
LABRANCHE GEORGE M L IVSenior Managing Director2011-09-14Sell30,0002,865,091$3.2697.8-17.481,567,691 (Direct)
1,297,400 (Held by wife)
LABRANCHE GEORGE M L IVSenior Managing Director2011-09-07Sell60,0002,895,091$3.21192.6-16.21,597,691 (Direct)
1,297,400 (Held by wife)
LABRANCHE GEORGE M L IVSenior Managing Director2011-08-17Sell40,0002,955,091$3.46138.4-22.251,657,691 (Direct)
1,297,400 (Held by wife)
KOTLER STEVENDirector2010-06-08Buy10,00010,000$3.9639.6-32.07Link
NUSBAUM JACK HDirector2009-12-18Buy30,00030,000$5150-46.2Link
Markowitz Jerome SDirector2009-12-18Buy25,00025,000$5125-46.2Link
Lasota StephenCFO2009-12-18Buy20,00020,000$5100-46.2Link
WHITE CHRISTOPHER ACOO2009-12-18Buy7,500251,693$537.5-46.2Link
Malcolm David M.CEO of Cowen and Company, LLC2009-12-18Buy25,000575,132$5125-46.2Link
WRIGHT JOSEPH R JRDirector2009-12-18Buy50,00050,000$5250-46.2Link
KROLL JULES BDirector2009-12-18Buy70,00070,000$5350-46.2Link
RCG HOLDINGS LLCDirector, 10% Owner2009-12-18Sell284,65537,252,171$51423.3-46.2Link
Toffolon John E JrDirector2008-06-12Buy17,60010,000$8140.8-66.38
Toffolon John E JrDirector2008-06-11Buy2,4694,926$8.1220-66.87
Toffolon John E JrDirector2008-06-11Buy6,23127,474$8.1250.6-66.87
Toffolon John E JrDirector2008-06-10Buy2,4572,457$8.4520.8-68.17
Toffolon John E JrDirector2008-06-10Buy6,24321,243$8.4552.8-68.17
WHITE CHRISTOPHER AVice President2008-06-02Buy1,73451,838$7.7513.4-65.29
Malcolm David M.CEO and President, Director2008-05-30Buy20,000226,416$7.89157.8-65.91
McCarthy J KevinGeneral Counsel2008-05-20Buy1,00017,025$8.178.2-67.07
Malcolm David M.CEO and President, Director2008-05-12Buy8,000206,416$6.9555.6-61.29
WHITE CHRISTOPHER AVice President2008-05-12Buy2,50050,104$6.9817.5-61.46
Fennebresque Kim SDirector2008-05-09Sell7,5000$7.0252.7-61.68
Toffolon John E JrDirector2008-05-09Sell25,00015,000$7.07176.8-61.95
McCarthy J KevinGeneral Counsel2008-03-06Buy1,00016,025$7.337.3-63.3
WHITE CHRISTOPHER AVice President2008-03-06Buy4,20047,604$6.9929.4-61.52
Malcolm David M.CEO and President, Director2008-03-06Buy30,000198,416$7.01210.3-61.63
Richards L ThomasDirector2008-03-05Buy2,0004,632$7.2914.6-63.1
Fennebresque Kim SChairman, CEO and President, Director2007-11-27Buy10,0001,073,345$10.32103.2-73.93
McCarthy J KevinGeneral Counsel2007-11-26Buy5004,322$10.085-73.31
Toffolon John E JrDirector2007-11-20Buy10,00040,000$9.9999.9-73.07
Pool Philip B JrDirector2007-11-20Buy1,0003,000$9.739.7-72.35
WHITE CHRISTOPHER AVice President2007-11-19Buy1,25031,254$9.8912.4-72.8
WHITE CHRISTOPHER AVice President2007-08-30Buy1,01030,004$11.9312-77.45
Egert Mark AChief Compliance Officer2007-08-29Buy50011,879$12.016-77.6
Fennebresque Kim SChairman, CEO & President2007-08-06Buy20,0001,063,345$12.46249.2-78.41
McCarthy J KevinGeneral Counsel2007-08-06Buy5003,822$12.46.2-78.31
WHITE CHRISTOPHER AVice President2007-08-02Buy1,75028,994$13.7524.1-80.44
Fennebresque Kim SChairman , CEO & President2007-08-02Buy1,5007,500$13.9921-80.77
Toffolon John E JrDirector2007-08-02Buy5,00030,000$13.5567.8-80.15
Richards L ThomasDirector2007-05-10Buy1,0001,000$18.6118.6-85.55
Kurzweil JeffreyDirector2007-02-27Buy1,0001,000$19.8419.8-86.44
Fennebresque Kim SChairman, CEO & President2007-02-26Buy5,0006,000$20.72103.6-87.02
KOTLER STEVENDirector2006-11-27Buy5,00010,000$15.9879.9-83.17
KOTLER STEVENDirector2006-11-22Buy5,0002,070$16.3281.6-83.52
SG Americas Securities Holding10% Owner2006-07-26Sell300,0001,382,608$164800-83.19Link
Wardell Charles WB IIIDirector2006-07-18Buy2,0002,000$1632-83.19Link
SG Americas Securities Holding10% Owner2006-07-18Sell11,217,3921,682,608$16179478.3-83.19Link
Fennebresque Kim SChairman,CEO & President2006-07-18Buy1,000976,000$1616-83.19Link
Egert Mark ACCO of Cowen & Company,LLC2006-07-18Buy500500$168-83.19Link
Orlowski JeanCIO of Cowen & Company,LLC2006-07-18Buy1,5001,500$1624-83.19Link
WHITE CHRISTOPHER AVP of Cowen Group, Inc2006-07-18Buy1,0001,000$1616-83.19Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column) and "Shares Owned Following This (Direct & Indirect)" transactions (sixth column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported.

To find out why GuruFocus thinks data on insider trade are interesting, please read:
Also See GuruFocus Insider Trade Screener:

Get WordPress Plugins for easy affiliate links on Stock Tickers and Guru Names | Earn affiliate commissions by embedding GuruFocus Charts
GuruFocus Affiliate Program: Earn up to $400 per referral. ( Learn More)

GuruFocus Premium Plus Membership

FEEDBACK