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Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
Mr. Peter A. CohenChairman, CEO, President, 10% Owner3,847,4513.39%2014-06-02
Mr. Thomas W. StraussChairman, Ramius3,183,3652.8%2014-06-12
Mr. Jeffrey M. SolomonPresident1,723,4071.52%2014-11-14
Mr. George Michael LaBranche, IVSenior Managing Director1,567,6911.38%2011-09-14
Mr. Stephen A. LasotaCFO581,3180.51%2014-12-11
David M. MalcolmCEO of Cowen and Company, LLC579,8510.51%2010-07-13
Mr. Owen S. LittmanGeneral Counsel502,7190.44%2014-07-28
John J. HolmesChief Administrative Officer493,5500.43%2014-07-28
Mr. Jerome S. MarkowitzDirector413,1480.36%2014-05-05
Mr. Christopher A. WhiteCOO283,9170.25%2010-06-07

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Details
Lasota StephenCFO
(Click for the stocks that their CFOs have bought)
2014-12-11Sell10,000581,318$4.6146.1-4.99Link
SOLOMON JEFFREY MPresident2014-11-14Sell37,5001,723,407$4.13154.96.05Link
STRAUSS THOMAS WChairman, Ramius2014-06-12Sell21,5003,183,365$4.1589.25.54Link
Littman Owen SGeneral Counsel2014-06-11Sell60,000462,719$4.22524.29Link
Holmes John JChief Administrative Officer2014-06-05Sell60,000453,550$4.17250.25.04Link
SOLOMON JEFFREY MDirector2014-05-16Buy25,0001,760,907$3.8596.313.77Link
SOLOMON JEFFREY MCEO, Cowen and Company, LLC, 10% Owner
(Click for the stocks that their CEOs have bought)
2013-08-06Sell100,0001,450,815$3.636021.67Link
Markowitz Jerome SDirector2013-03-11Buy100,000306,180$2.727062.22Link
Markowitz Jerome SDirector2013-03-07Buy69,047206,180$2.6179.568.46Link
Markowitz Jerome SDirector2012-12-14Sell322,000137,133$2.3740.690.43Link
LABRANCHE GEORGE M L IVSenior Managing Director2011-09-14Sell30,0002,865,091$3.2697.834.36Link
LABRANCHE GEORGE M L IVSenior Managing Director2011-09-07Sell60,0002,895,091$3.21192.636.45Link
LABRANCHE GEORGE M L IVSenior Managing Director2011-08-17Sell40,0002,955,091$3.46138.426.59Link
KOTLER STEVENDirector2010-06-08Buy10,00010,000$3.9639.610.61Link
NUSBAUM JACK HDirector2009-12-18Buy30,00030,000$5150-12.4Link
Markowitz Jerome SDirector2009-12-18Buy25,00025,000$5125-12.4Link
Lasota StephenCFO2009-12-18Buy20,00020,000$5100-12.4Link
WHITE CHRISTOPHER ACOO2009-12-18Buy7,500251,693$537.5-12.4Link
Malcolm David M.CEO of Cowen and Company, LLC2009-12-18Buy25,000575,132$5125-12.4Link
KROLL JULES BDirector2009-12-18Buy70,00070,000$5350-12.4Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

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