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Top Direct Holders

HolderPositionShares% of Shares
Report Date
Mr. Peter A. CohenChairman, CEO, President, 10% Owner3,847,4513.39%2014-06-02
Mr. Thomas W. StraussChairman, Ramius3,183,3652.8%2014-06-12
Mr. Jeffrey M. SolomonPresident1,723,4071.52%2014-11-14
Mr. George Michael LaBranche, IVSenior Managing Director1,567,6911.38%2011-09-14
Mr. Stephen A. LasotaCFO581,3180.51%2014-12-11
David M. MalcolmCEO of Cowen and Company, LLC579,8510.51%2010-07-13
Mr. Owen S. LittmanGeneral Counsel502,7190.44%2014-07-28
John J. HolmesChief Administrative Officer493,5500.43%2014-07-28
Mr. Jerome S. MarkowitzDirector413,1480.36%2014-05-05
Mr. Christopher A. WhiteCOO283,9170.25%2010-06-07

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Lasota StephenCFO
(Click for the stocks that their CFOs have bought)
SOLOMON JEFFREY MPresident2014-11-14Sell37,5001,723,407$4.13154.926.39Link
STRAUSS THOMAS WChairman, Ramius2014-06-12Sell21,5003,183,365$4.1589.225.78Link
Littman Owen SGeneral Counsel2014-06-11Sell60,000462,719$4.225224.29Link
Holmes John JChief Administrative Officer2014-06-05Sell60,000453,550$4.17250.225.18Link
SOLOMON JEFFREY MDirector2014-05-16Buy25,0001,760,907$3.8596.335.58Link
SOLOMON JEFFREY MCEO, Cowen and Company, LLC, 10% Owner
(Click for the stocks that their CEOs have bought)
Markowitz Jerome SDirector2013-03-11Buy100,000306,180$2.727093.33Link
Markowitz Jerome SDirector2013-03-07Buy69,047206,180$2.6179.5100.77Link
Markowitz Jerome SDirector2012-12-14Sell322,000137,133$2.3740.6126.96Link
LABRANCHE GEORGE M L IVSenior Managing Director2011-09-14Sell30,0002,865,091$3.2697.860.12Link
LABRANCHE GEORGE M L IVSenior Managing Director2011-09-07Sell60,0002,895,091$3.21192.662.62Link
LABRANCHE GEORGE M L IVSenior Managing Director2011-08-17Sell40,0002,955,091$3.46138.450.87Link
KOTLER STEVENDirector2010-06-08Buy10,00010,000$3.9639.631.82Link
NUSBAUM JACK HDirector2009-12-18Buy30,00030,000$51504.4Link
Markowitz Jerome SDirector2009-12-18Buy25,00025,000$51254.4Link
Lasota StephenCFO2009-12-18Buy20,00020,000$51004.4Link
WHITE CHRISTOPHER ACOO2009-12-18Buy7,500251,693$537.54.4Link
Malcolm David M.CEO of Cowen and Company, LLC2009-12-18Buy25,000575,132$51254.4Link
KROLL JULES BDirector2009-12-18Buy70,00070,000$53504.4Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

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