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Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
Dr. John Simon,PhDDirector1,084,0421.22%2013-03-20
Dr. Bernard A. Hausen, M.D.,PhDPres.,CEO,Chief Med. Officer620,4950.7%2014-07-15
Stephen A. Yencho,PhDDirector554,1380.62%2006-02-08
Bryan D. Knodel,PhDV.P. Research & Development262,2080.29%2014-07-15
J. Michael EganChairman of the Board232,0000.26%2007-06-07
Liam BurnsV.P. Sales and Marketing100,0000.11%2014-07-15
David L. Anderson10% Owner91,9660.1%2013-03-20
Robert Y. Newell,IVV.P. Finance, CFO, Secretary76,000less than 0.1%2014-11-24
Frederick M. BauerVP Operations & Manufacturing57,984less than 0.1%2014-07-15
Douglas T. EllisonN/A55,000less than 0.1%2009-02-18

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
PETERSMEYER GARY SDirector2014-11-24Buy25,00025,000$0.615-16.6725,000 (Direct)
Newell Robert Y IVV.P. Finance, CFO, Secretary
(Click for the stocks that their CFOs have bought)
2014-11-24Buy20,000199,975$0.612-16.6776,000 (Direct)
123,975 (By Family Trust)
MOFFITT WILLIAM PDirector2014-11-24Buy25,00025,000$0.615-16.6725,000 (Direct)
Newell Robert Y IVV.P. Finance, CFO, Secretary
(Click for the stocks that their CFOs have bought)
2014-11-13Buy10,000179,975$0.878.7-42.5376,000 (Direct)
103,975 (By Family Trust)
YOUNGER WILLIAM H JRDirector2014-11-10Buy34,3544,296,277$0.9131.3-45.052,333 (Direct)
264,125 (By Trust (Trustee))
3,412,793 (By Ltd Partnership (SHV))
444,157 (By Ltd Partnership (YVST))
172,869 (By Profit Sharing Plan Trust)
Purvin JeffreyDirector2014-05-23Buy5,00010,000$0.954.8-47.3710,000 (Direct)
Newell Robert Y IVV.P. Finance, CFO, Secretary
(Click for the stocks that their CFOs have bought)
2014-05-22Buy10,000119,975$0.959.5-47.3726,000 (Direct)
93,975 (By Family Trust)
Hausen Bernard APres.,CEO,Chief Med. Officer
(Click for the stocks that their CEOs have bought)
2013-11-21Buy5,500530,495$0.955.2-47.37530,495 (Direct)
Newell Robert Y IVV.P. Finance, CFO, Secretary2013-11-18Buy10,000109,975$0.959.5-47.3726,000 (Direct)
83,975 (By Family Trust)
Dyckerhoff Stefan A10% Owner2013-03-20Buy1,000,1693,465,580$1.051050.2-52.38
3,412,793 (By Ltd Partnership (SHV))
18,433 (By Trust (Trustees))
9,726 (By Ltd Partnership (SHAI))
24,628 (By Ltd Partnership (SHQP))
COXE TENCH10% Owner2013-03-20Buy1,171,8584,127,734$1.051230.5-52.38
63,374 (By Ltd Partnership (ROOS))
3,412,793 (By Ltd Partnership (SHV))
358,150 (By Profit Sharing Plan Trust)
237,365 (By Trust (Trustees))
9,726 (By Ltd Partnership (SHAI))
24,628 (By Ltd Partnership (SHQP))
21,698 (By Trust (CRT))
Pullara Samuel J III10% Owner2013-03-20Buy1,000,1693,465,580$1.051050.2-52.3818,433 (Direct)
3,412,793 (By Ltd Partnership (SHV))
9,726 (By Ltd Partnership (SHAI))
24,628 (By Ltd Partnership (SHQP))
SHEEHAN ANDREW T10% Owner2013-03-20Buy981,7363,483,697$1.051030.8-52.38
3,412,793 (By Ltd Partnership (SHV))
9,726 (By Ltd Partnership (SHAI))
24,628 (By Ltd Partnership (SHQP))
36,550 (By Trust (Trustees))
Speiser Michael L10% Owner2013-03-20Buy984,1063,455,631$1.051033.3-52.38
3,412,793 (By Ltd Partnership (SHV))
7,683 (By Trust (Trustees))
9,726 (By Ltd Partnership (SHAI))
24,628 (By Ltd Partnership (SHQP))
801 (By Profit Sharing Plan Trust)
SWEET DAVID E10% Owner2013-03-20Buy991,5733,482,361$1.051041.2-52.38
3,412,793 (By Ltd Partnership (SHV))
26,414 (By Profit Sharing Plan Trust)
9,726 (By Ltd Partnership (SHAI))
24,628 (By Ltd Partnership (SHQP))
8,800 (By Trust (Trustees))
YOUNGER WILLIAM H JRDirector, 10% Owner2013-03-20Buy1,244,6784,296,277$1.051306.9-52.382,333 (Direct)
3,412,793 (By Ltd Partnership (SHV))
444,157 (By Ltd Partnership (YVST))
9,726 (By Ltd Partnership (SHAI))
24,628 (By Ltd Partnership (SHQP))
172,869 (By Profit Sharing Plan Trust)
229,771 (By Trust (Trustee))
ANDERSON DAVID L10% Owner2013-03-20Buy1,073,7023,776,360$1.051127.4-52.3891,966 (Direct)
3,412,793 (By Ltd Partnership (SHV))
31,752 (By Ltd Partnership (ANV))
9,726 (By Ltd Partnership (SHAI))
24,628 (By Ltd Partnership (SHQP))
123,969 (By Profit Sharing Plan Trust)
81,526 (By Trust (Trustee))
GAITHER JAMES C10% Owner2013-03-20Buy1,028,0343,612,879$1.051079.4-52.3810,444 (Direct)
3,412,793 (By Ltd Partnership (SHV))
30,969 (By Ltd Partnership (TAL))
124,319 (By Trust (Trustee))
9,726 (By Ltd Partnership (SHAI))
24,628 (By Ltd Partnership (SHQP))
WHITE JAMES N10% Owner2013-03-20Buy1,027,5813,611,259$1.051079-52.38
3,412,793 (By Ltd Partnership (SHV))
161,035 (By Trust (Trustees))
9,726 (By Ltd Partnership (SHAI))
24,628 (By Ltd Partnership (SHQP))
3,077 (By Profit Sharing Plan Trust)
BAKER G LEONARD JR10% Owner2013-03-20Buy1,077,7703,790,923$1.051131.7-52.38
3,412,793 (By Ltd Partnership (SHV))
189,364 (By Ltd Partnership (SND))
154,412 (By Trust (Trustees))
9,726 (By Ltd Partnership (SHAI))
24,628 (By Ltd Partnership (SHQP))

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

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