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Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
Mr. M. Farooq KathwariN/A2,060,6727.45%2016-11-30
Horace G. McdonellN/A26,244less than 0.1%2007-05-21
Mr. James B. CarlsonN/A13,462less than 0.1%2016-07-29
John J. Dooner,JrDirector11,100less than 0.1%2016-07-29
Don M. Wilson,IIIN/A11,000less than 0.1%2013-07-30
John P. BirkelundN/A10,500less than 0.1%2010-11-30
Kristin GambleN/A10,000less than 0.1%2015-07-21
Ms. Tara I. StacomDirector6,300less than 0.1%2016-09-21
Frank G. WisnerN/A6,100less than 0.1%2015-07-21
Ms. Peggy MclindenN/A3,459less than 0.1%2005-11-14

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
Stacom Tara I.Director2016-09-21Buy3,0006,300$33.3199.936.276,300 (Direct)
CLARK CLINTON ADirector2016-08-11Sell3,3572,757$34.04114.2742,757 (Direct)
Esposito Domenick J.Director2016-06-09Buy1,0002,000$33.1433.146.822,000 (Direct)
CLARK CLINTON ADirector2016-04-29Sell5002,217$34.0117.014.092,217 (Direct)
Stacom Tara I.Director2016-03-08Buy3,3003,300$29.4797.2520.123,300 (Direct)
DOONER JOHN J JRDirector2016-03-07Buy10,10011,100$29.49297.8520.0411,100 (Direct)
CLARK CLINTON ADirector2016-03-01Sell5002,717$28.9114.4622.452,717 (Direct)
Carlson James B.Director2015-11-27Buy2,00012,000$29.0158.0222.0312,000 (Direct)
Esposito Domenick J.Director2015-09-03Buy1,0001,000$30.6230.6215.611,000 (Direct)
CLARK CLINTON ADirector2015-08-07Sell2,3613,217$30.0170.8517.963,217 (Direct)
Carlson James B.Director2015-05-05Buy2,00010,000$24.649.243.910,000 (Direct)
Carlson James B.Director2015-02-04Buy2,0008,000$285626.438,000 (Direct)
CLARK CLINTON ADirector2014-12-01Sell1,6162,500$29.8748.2718.512,500 (Direct)
Carlson James B.Director2014-11-25Buy2,0006,000$29.5759.1419.726,000 (Direct)
GARRETT DONALD FVP Case Goods Manufacturing2014-11-04Sell3,2501,500$28.7193.3123.31,500 (Direct)
Bedford John S IIVP, Corporate Controller2014-08-20Buy399399$25.071041.2
399 (Shares held in 401(k))
WHITELY COREYEVP Adm., interim CFO & Treas.
(Click for the stocks that their CFOs have bought)
2014-05-02Buy1,2502,917$24.7930.9942.82,917 (Direct)
Borrey ArneVP, International Business Dev2014-03-20Sell2,9620$25.5575.6838.55Link
Carlson James B.Director2014-03-17Buy1,5004,000$25.337.9539.924,000 (Direct)
KAPTEINA HENRY CSr. Director, Internal Audit2014-03-12Buy1002,233$24.282.4345.81,000 (Direct)
1,233 (Held jointly with Spouse)
KAPTEINA HENRY CSr. Director, Internal Audit2014-03-05Buy2002,133$25.165.0340.7900 (Direct)
1,233 (Shares held jointly with spouse)
Stout LyndaVice President2014-02-06Sell1,2500$2531.2541.6Link
Borrey ArneVP, International Business Dev2013-12-02Sell8501,868$29.3124.9120.781,868 (Direct)
Carlson James B.Director2013-11-01Buy2,5002,500$26.2665.6534.812,500 (Direct)
Franks AmyManaging Director2013-07-31Sell2551,053$29.677.5719.31
1,053 (Shares held in 401(k))
CLARK CLINTON ADirector2013-06-14Sell2,5002,500$32.681.58.592,500 (Direct)
THORN CLIFFORDVP Upholstery Manufacturing2013-06-06Sell5003,655$31.1115.5613.793,655 (Direct)
KATHWARI M FAROOQChairman, President & CEO, 10% Owner
(Click for the stocks that their CEOs have bought)
2013-04-29Sell3,3222,145,130$3099.66182,145,130 (Direct)
KATHWARI M FAROOQChairman, President & CEO, 10% Owner2013-04-26Sell20,9282,148,452$30.01628.0517.962,148,452 (Direct)
MCCREARY JAMES DVP, Furniture Sourcing2013-03-20Sell334100$32.0910.7210.31100 (Direct)
KAPTEINA HENRY CSr. Director, Internal Audit2013-03-11Sell2341,933$30.47.1116.45800 (Direct)
1,133 (Shares held indirectly with spouse.)
THORN CLIFFORDVP Upholstery Manufacturing2013-02-27Sell2,9834,155$27.8282.9927.254,155 (Direct)
Stout LyndaVP and General Manager2013-02-22Sell8340$27.5522.9828.49Link
KATHWARI M FAROOQChairman, President & CEO, 10% Owner2013-02-19Sell30,0002,169,380$28.33849.924.962,169,380 (Direct)
Callen David RVP Finance & Treasurer2013-02-07Sell5002,000$28.5114.2624.172,000 (Direct)
BANKS PAMELA AVP, General Counsel & Secy.2013-02-04Sell3,325700$29.2697.2920.98700 (Direct)
KAPTEINA HENRY CDirector, Internal Audit2013-02-01Sell7002,167$29.520.65201,034 (Direct)
1,133 (Shares held indirectly with Spouse)
Stout LyndaVP and General Manager2012-12-13Sell1,2500$26.7633.4532.29Link
ZACCARIA ANN MVP, Real Estate2012-11-30Sell1,7500$29.0350.821.94Link
Callen David RVP Finance & Treasurer2012-11-27Sell5,0752,500$29.24148.3921.072,500 (Direct)
THORN CLIFFORDVP Upholstery Manufacturing2012-11-26Sell4502,850$29.1713.1321.362,850 (Direct)
KATHWARI M FAROOQChairman, President & CEO, 10% Owner2012-11-01Sell30,0002,199,380$29.94898.218.242,199,380 (Direct)
CLARK CLINTON ADirector2012-03-21Sell1,0005,000$27.0527.0530.875,000 (Direct)
MCCREARY JAMES DVP, Furniture Sourcing2012-03-21Sell133434$273.5931.11434 (Direct)
CLARK CLINTON ADirector2012-03-20Sell4,0006,000$27.09108.3630.686,000 (Direct)
Paccione TracyVP, Merchandising2012-03-16Sell666668$27.4818.328.82668 (Direct)
MOLL JOHN HGM, Physical Distribution2012-03-05Sell2468$24.570.5944.08
68 (Shares held in 401(k))
WHITELY COREYExecutive VP Operations2012-02-29Sell2,0001,667$25.7551.537.481,667 (Direct)
WHITELY COREYExecutive VP Operations2012-02-16Sell1,3333,667$25.133.4641.043,667 (Direct)
KAPTEINA HENRY CDirector, Internal Audit2012-02-15Sell2332,167$25.635.9738.121,267 (Direct)
900 (Held with Spouse)
Stout LyndaVP, Retail2012-02-10Sell833834$25.8521.5336.94834 (Direct)
Stout LyndaVP, Retail2012-02-07Sell4,3750$25.34110.8639.7Link
CLARK CLINTON ADirector2011-12-19Sell4,00010,000$22.1288.4860.0410,000 (Direct)
MOLL JOHN HGM, Physical Distribution2011-12-08Sell3750$21.968.2461.2Link
CLARK CLINTON ADirector2011-08-12Sell6,00014,000$16.5699.36113.7714,000 (Direct)
Paccione TracyVP, Merchandising2011-05-31Sell6661,334$23.1315.453.051,334 (Direct)
Paccione TracyVP, Merchandising2011-05-25Sell2,2500$22.6350.9256.43Link
MOLL JOHN HGM, Physical Distribution2011-05-05Sell7250$22.3516.258.39Link
MCCREARY JAMES DVP, Furniture Sourcing2011-02-25Sell2330$22.725.2955.81Link
Stout LyndaVP, Retail2011-02-17Sell8330$22.9519.1254.25Link
MURPHY NORA BALOGHFormer Officer2011-01-18Sell7500$20.1815.1475.42Link
WILSON DON M IIIDirector2010-12-16Buy5,00010,000$19.6898.479.88Link
WILSON DON M IIIDirector2010-12-01Buy5,0005,000$16.9684.8108.73Link
Birkelund John P.Director2010-11-30Sell10,00010,500$16.49164.9114.68Link
Schmotter James W.Director2010-11-18Buy4001,700$15.776.31124.48Link
Schmotter James W.Director2010-08-18Buy3001,300$154.5136Link
WHITELY COREYExecutive VP Operations2010-05-14Buy6491,406$20.7113.4470.93Link
CLARK CLINTON ADirector2010-03-24Buy10,00020,000$21.08210.867.93Link
MOLL JOHN HGM, Physical Distribution2010-03-23Sell2900$20.435.9273.27Link
MCCREARY JAMES DVP, Furniture Sourcing2010-02-12Sell900100$14.9713.47136.47Link
CLARK CLINTON ADirector2010-02-02Sell3,19810,000$14.8147.36139.03Link
Birkelund John P.Director2009-11-05Buy5,90020,500$11.6768.85203.34Link
Birkelund John P.Director2009-09-10Buy3,60014,600$13.7149.36158.21Link
WISNER FRANK GDirector2009-03-09Buy1,0003,100$7.077.07400.71
KAPTEINA HENRY CDirector Internal Audit2008-12-03Buy200800$13.762.75157.27
KATHWARI M FAROOQChairman, President, CEO, Director, 10% Owner2008-11-24Buy10,0002,046,046$12.97129.7172.94
KATHWARI M FAROOQChairman, President, CEO, Director, 10% Owner2008-11-24Buy10,0002,106,046$12.97129.7172.94
MCCREARY JAMES DVP Product Sourcing2008-06-23Sell5001,000$25.3412.6739.7
Birkelund John P.Director2008-04-25Buy10,00010,000$28.68286.823.43
MCCREARY JAMES DVP Product Sourcing2008-02-21Sell1,5001,500$27.7841.6727.43
HOYT JEFFREYFormer VP Finance & Treasurer2008-02-01Sell1,0000$31.4431.4412.6
BEAN KELLY AFormer VP Advertising2008-01-23Sell1,0500$31.4533.0212.56
KAPTEINA HENRY CDirector Internal Audit2007-12-19Buy100600$26.532.6533.43
LUPTON MARGARET WDir. Investor Rel, Asst. Secy2007-12-19Buy1,0001,000$26.2126.2135.06
KAPTEINA HENRY CDirector Internal Audit2007-12-14Buy100500$26.882.6931.7
Callen David RVP Finance & Treasurer2007-11-19Buy1,0001,000$28.828.822.92
MEYER EDWARD HDirector2007-09-14Sell3,9203,080$32.46127.249.06
GAMBLE KRISTINDirector2007-08-14Sell3,00010,000$32.3897.149.33
THORN CLIFFORDVP, Upholstery Manufacturing2007-06-21Sell1,50015,089$34.952.351.43
GAMBLE KRISTINDirector2007-06-12Sell2,0000$34.4868.962.67
GARRETT DONALD FVP - Case Goods Mfg.2007-05-30Sell1,5000$35.7553.63-0.98
MCDONELL HORACEDirector2007-05-17Sell4,49320,244$34.74156.091.9
MCCREARY JAMES DVP Product Sourcing2007-03-23Sell7003,000$36.0625.24-1.83
MOLL JOHN HGM, Physical Distribution2007-02-21Sell1,1750$38.745.47-8.53
MCCREARY JAMES DVP Product Sourcing2007-02-12Sell1,0003,700$38.1938.19-7.31
ZACCARIA ANN MVP Business Development2006-10-26Sell7500$35.5926.69-0.53
MURPHY NORA BALOGHVP Style2006-08-16Sell1,5000$38.9258.38-9.04Link
KAPTEINA HENRY CDirector Internal Audit2006-06-08Buy2002,338$33.976.794.21Link
WHITELY COREYVP Operations2006-04-27Sell2,2500$44.46100.04-20.38Link
HOYT JEFFREYVP Finance2006-04-27Sell1,7500$44.4377.75-20.32Link
STOUT CRAIGVP Design & Product Developmen2006-03-08Sell3,0001,323$40.25120.75-12.05Link
LUPTON MARGARET WDir. Investor Rel, Asst. Secy2006-02-01Sell2970$41.212.24-14.08Link
KATHWARI M FAROOQChairman, President, CEO, 10% Owner2006-01-30Sell49,400115,500$42.232086.16-16.17Link
LUPTON MARGARET WDir. Investor Rel, Asst. Secy2006-01-25Sell1,0500$40.1942.2-11.92Link
THORN CLIFFORDVP & GM Upholstery, Mfg.2006-01-24Sell6,00010,951$40.31241.86-12.18Link
ELLEY KHUSROVP Retail Financial Services2006-01-23Sell2,9751,083$40.29119.86-12.14Link
BANKS PAMELA AGeneral Counsel and Secretary2006-01-23Sell4,0250$40.27162.09-12.09Link
ELLEY KHUSROVP Retail Financial Services2005-12-07Sell1,0251,083$38.339.26-7.57Link
GARRETT DONALD FVP - Case Goods Mfg.2005-11-29Sell4,500811$37.56169.02-5.75Link
KATHWARI M FAROOQChairman, President, CEO, 10% Owner2005-11-22Sell25,0002,271,428$38.05951.25-6.96Link
MCLINDEN PEGGYFormer Officer Now Retired2005-11-14Sell2,8003,459$34.4296.382.85Link
SANDBERG RICHARD ADirector2005-08-03Buy500500$33.2416.626.5Link
STOUT CRAIGVP Design & Product Developmen2005-06-10Sell2,2691,313$32.1272.8810.21Link
GAMBLE KRISTINDirector2005-05-26Sell2,5009,000$31.0477.614.05Link
MCLINDEN PEGGYVP Store Planning2004-11-12Sell4,5003,185$41.67187.52-15.05Link
KATHWARI M FAROOQChairman. President, and CEO, 10% Owner2004-11-05Sell15,000163,050$40.33604.95-12.22Link
WHITELY COREYVP Operations2004-11-05Sell1,050580$40.3542.37-12.27Link
MOLL JOHN HGM Physical Distribution2004-11-04Sell719519$41.729.98-15.11Link
MCDONELL HORACEDirector2004-09-17Sell76333,737$37.3928.53-5.32Link
GAMBLE KRISTINDirector2004-01-26Sell7,5007,000$44.92336.9-21.19Link
KAPTEINA HENRY CDirector Internal Audit2003-12-03Sell1,2253,034$41.6150.97-14.92Link
GARRETT DONALD FGM & VP Casegoods2003-12-02Sell2,250734$41.6493.69-14.99Link
LAMENZA SANDRAGen. Manager Ethan Allen Hotel2003-10-20Sell14,662697$36.65537.36-3.41Link
LAMENZA SANDRAVP,Retail Marketing2003-07-30Buy1,5002,197$34.0551.083.96Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column), "Shares Owned Following This (Direct & Indirect)" transactions (sixth column), and "Trade Price ($)" (seventh column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported (also split adjusted).

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