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Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
Gregory W. CappelliN/A668,5490.61%2016-08-12
Mr. Sean B.W. MartinN/A394,6170.36%2016-08-12
Mr. J. Mitchell BowlingN/A231,7460.21%2016-08-12
Mr. Gregory J. IversonN/A191,4490.18%2016-08-12
Mr. Joseph L. D'AmicoN/A182,1620.17%2015-07-06
Brian E. MuellerN/A101,327less than 0.1%2007-07-03
Charles B. EdelsteinN/A96,698less than 0.1%2012-03-15
Mr. Curtis M. UehleinN/A90,308less than 0.1%2016-08-12
Peter V. SperlingChairman of the Board86,787less than 0.1%2016-08-12
Mr. Timothy Paul SlottowN/A74,334less than 0.1%2016-08-12

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
SPERLING PETER VChairman of the Board2015-10-26Sell3,193,194892,874$7.22299110.9792,874 (Direct)
0 (Peter V. Sperling Revocable Trust)
800,000 (John Sperling 1994 Irrevocable Trust)
Newton Frederick JamesSR VP, Chief HR Officer2015-10-01Sell1,49444,114$11.0116.45-27.4344,114 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2015-09-01Sell1,11545,608$10.8912.14-26.6345,608 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2015-08-03Sell1,02749,174$12.8313.18-37.7249,174 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2015-07-17Sell1,25050,201$13.8817.35-42.4450,201 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2015-06-01Sell1,21853,800$16.720.34-52.1653,800 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2015-05-01Sell1,00055,018$16.9216.92-52.7855,018 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2015-04-01Sell1,00056,018$18.3218.32-56.3956,018 (Direct)
Martin SeanSVP, General Counsel2015-03-02Sell6,905117,218$27.93192.86-71.39117,218 (Direct)
0 (Martin Family Trust U/A Dtd 1/21/10)
Newton Frederick JamesSR VP, Chief HR Officer2015-03-02Sell1,00057,018$27.5827.58-71.0357,018 (Direct)
Martin SeanSVP, General Counsel2015-02-02Sell6,900124,123$25.24174.16-68.34117,218 (Direct)
6,905 (Martin Family Trust U/A Dtd 1/21/10)
BISHOP TERRI CVice Chairman2015-02-02Sell1,00074,606$25.425.4-68.5450,142 (Direct)
24,464 (Tom & Terri Bishop, TTEES Bishop Family Living Trust Dtd 2/24/99 Rstd 7/11/03)
Newton Frederick JamesSR VP, Chief HR Officer2015-02-02Sell1,00058,018$25.3225.32-68.4458,018 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2015-01-02Sell1,00059,018$33.5733.57-76.259,018 (Direct)
Iverson Gregory JamesVP, CAO & Controller2015-01-02Sell6,66743,827$33.5223.34-76.1543,827 (Direct)
Rivelo Manuel FelixDirector2014-12-19Sell3,37116,997$33.15111.75-75.916,997 (Direct)
BISHOP TERRI CVice Chairman2014-12-02Sell2,00075,606$31.9563.9-74.9950,142 (Direct)
25,464 (Tom & Terri Bishop, TTEES Bishop Family Living Trust Dtd 2/24/99 Rstd 7/11/03)
Newton Frederick JamesSR VP, Chief HR Officer2014-11-26Sell5,97460,018$31.12185.91-74.3360,018 (Direct)
BISHOP TERRI CVice Chairman2014-11-03Sell1,00077,606$28.5928.59-72.0550,142 (Direct)
27,464 (Tom & Terri Bishop, TTEES Bishop Family Living Trust Dtd 2/24/99 Rstd 7/11/03)
Iverson Gregory JamesVP, CAO & Controller2014-10-22Sell1,37350,494$26.7736.76-70.1550,494 (Direct)
Martin SeanSVP, General Counsel2014-10-01Sell3,100137,163$25.0577.66-68.1136,175 (Direct)
988 (Martin Family Trust U/A Dtd 1/21/10)
Rivelo Manuel FelixDirector2014-09-08Sell6,80520,368$27.25185.44-70.6820,368 (Direct)
Martin SeanSVP, General Counsel2014-09-02Sell3,100140,263$28.187.11-71.57136,175 (Direct)
4,088 (Martin Family Trust U/A Dtd 1/21/10)
Newton Frederick JamesSR VP, Chief HR Officer2014-09-02Sell2,00062,469$27.9455.88-71.462,469 (Direct)
SPERLING JOHN GChrmn of Emeritus of Apol Grp2014-08-11Sell120,0008,936,124$26.653198-70.02
7,190,088 (John Sperling Revocable Trust)
800,000 (John Sperling Irrevocable Trust)
946,036 (Aurora Foundation)
BISHOP TERRI CVice Chairman2014-08-01Sell1,00060,823$27.7727.77-71.2336,365 (Direct)
24,458 (Tom & Terri Bishop, TTEES Bishop Family Living Trust Dtd 2/24/99 Rstd 7/11/03)
Newton Frederick JamesSR VP, Chief HR Officer2014-08-01Sell3,00042,401$27.8583.55-71.3142,401 (Direct)
Iverson Gregory JamesVP, CAO & Controller2014-07-23Sell1,39237,558$29.1540.58-72.5937,558 (Direct)
BISHOP TERRI CVice Chairman2014-07-03Sell30061,823$31.959.59-74.9936,365 (Direct)
25,458 (Tom & Terri Bishop, TTEES Bishop Family Living Trust Dtd 2/24/99 Rstd 7/11/03)
BISHOP TERRI CVice Chairman2014-07-01Sell70066,439$31.9522.37-74.9947,844 (Direct)
18,595 (Tom & Terri Bishop, TTEES Bishop Family Living Trust Dtd 2/24/99 Rstd 7/11/03)
Martin SeanSVP, General Counsel2014-06-13Sell3,70997,335$28.41105.37-71.8897,335 (Direct)
Martin SeanSVP, General Counsel2014-05-15Sell3,709101,044$28.5105.71-71.96101,044 (Direct)
BISHOP TERRI CVice Chairman2014-05-01Sell1,00067,139$28.5728.57-72.0347,844 (Direct)
19,295 (Tom & Terri Bishop, TTEES Bishop Family Living Trust Dtd 2/24/99 Rstd 7/11/03)
Newton Frederick JamesSR VP, Chief HR Officer2014-05-01Sell2,60048,158$28.7274.67-72.1848,158 (Direct)
Iverson Gregory JamesVP, CAO & Controller2014-04-23Sell1,19640,798$28.4634.04-71.9340,798 (Direct)
Martin SeanSVP, General Counsel2014-04-15Sell3,709104,753$27.2100.88-70.63104,753 (Direct)
SPERLING JOHN GChrmn of Emeritus of Apol Grp2014-04-04Sell535,0009,056,124$31.8717050.45-74.93
7,310,088 (John Sperling Revocable Trust)
946,036 (Aurora Foundation)
800,000 (John Sperling Irrevocable Trust)
Newton Frederick JamesSR VP, Chief HR Officer2014-04-01Sell2,60050,758$34.3889.39-76.7650,758 (Direct)
Martin SeanSVP, General Counsel2014-03-14Sell3,709108,462$32.06118.91-75.08108,462 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2014-03-03Sell2,60053,358$33.0285.85-75.853,358 (Direct)
Martin SeanSVP, General Counsel2014-02-14Sell3,709111,958$32.05118.87-75.07111,958 (Direct)
BISHOP TERRI CVice Chairman2014-02-03Sell2,00068,139$32.264.4-75.1947,844 (Direct)
20,295 (Tom & Terri Bishop, TTEES Bishop Family Living Trust Dtd 2/24/99 Rstd 7/11/03)
Newton Frederick JamesSR VP, Chief HR Officer2014-02-03Sell2,60055,958$32.2983.95-75.2655,958 (Direct)
Iverson Gregory JamesVP, CAO & Controller2014-01-29Sell1,19541,994$31.7437.93-74.8341,994 (Direct)
Martin SeanSVP, General Counsel2014-01-15Sell3,709115,667$31.23115.83-74.42115,667 (Direct)
Swartz Brian LSVP & CFO
(Click for the stocks that their CFOs have bought)
2014-01-10Sell50,50096,625$30.491539.75-73.7996,625 (Direct)
SPERLING JOHN GChrmn of Emeritus of Apol Grp2014-01-10Sell100,0009,791,124$30.393039-73.7142,927 (Direct)
7,767,161 (John Sperling Revocable Trust)
800,000 (John Sperling Irrevocable Trust)
1,181,036 (Aurora Foundation)
Newton Frederick JamesSR VP, Chief HR Officer2014-01-02Sell2,60058,558$27.1270.51-70.5458,558 (Direct)
Rivelo Manuel FelixDirector2013-12-18Sell5,50420,067$25.77141.84-68.9920,067 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2013-12-16Sell4,00061,158$25.22100.88-68.3261,158 (Direct)
Shupp Darby EDirector2013-10-30Sell2,00019,136$27.5555.1-7119,136 (Direct)
Langenbach Jeffrey GChief Administrative Officer2013-10-29Sell2,00039,343$28.9457.88-72.3939,343 (Direct)
SPERLING JOHN GChrmn of Emeritus of Apol Grp2013-10-28Sell600,0009,895,249$27.7816668-71.2442,927 (Direct)
7,871,286 (John Sperling Revocable Trust)
800,000 (John Sperling Irrevocable Trust)
1,181,036 (Aurora Foundation)
SPERLING PETER VChairman of the Board2013-10-28Sell100,0004,028,845$27.832783-71.292,677,689 (Direct)
800,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
Langenbach Jeffrey GChief Administrative Officer2013-10-25Sell4,79341,343$27.8133.25-71.2641,343 (Direct)
Pepicello William JohnPresident-UOPX2013-10-25Sell25,92428,475$28.23731.83-71.728,475 (Direct)
Langenbach Jeffrey GChief Administrative Officer2013-10-23Sell87946,136$26.623.38-69.9646,136 (Direct)
Iverson Gregory JamesVP, CAO & Controller2012-12-03Sell60224,884$19.3411.64-58.6924,884 (Direct)
SPERLING JOHN GExec Chrmn of the Board2012-06-28Sell150,00010,572,100$35.585337-77.54118,678 (Direct)
8,372,386 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,181,036 (Aurora Foundation)
SPERLING JOHN GExec Chrmn of the Board2012-03-01Sell20,00010,722,100$42.33846.6-81.12118,678 (Direct)
8,522,386 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,181,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2012-03-01Sell10,0004,086,496$42.33423.3-81.122,635,340 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING PETER VVice Chrmn of the Board2012-02-01Sell30,0004,096,496$52.871586.1-84.892,645,340 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2012-02-01Sell60,00010,754,100$52.873172.2-84.89118,678 (Direct)
8,542,386 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,193,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2012-01-13Sell75,0004,151,496$57.14282.5-86.012,700,340 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING PETER VVice Chrmn of the Board2012-01-13Sell25,0004,126,496$58.041451-86.232,675,340 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2012-01-13Sell250,0008,602,386$57.0914272.5-86
8,602,386 (John Sperling Revocable Trust)
SPERLING PETER VVice Chrmn of the Board2012-01-12Sell50,0004,226,496$57.12855-86.012,775,340 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
Newton Frederick JamesSR VP, Chief HR Officer2012-01-11Sell2,58127,283$56.95146.99-85.9727,283 (Direct)
Iverson Gregory JamesVP, CAO & Controller2012-01-10Sell44415,478$56.4925.08-85.8615,478 (Direct)
BISHOP TERRI CEVP, Academic Strategies2012-01-10Sell8,87841,893$56.73503.65-85.9241,893 (Direct)
Redman K. SueDirector2012-01-10Sell2,0009,746$56.75113.5-85.929,746 (Direct)
SPERLING JOHN GExec Chrmn of the Board2012-01-03Sell60,00011,085,100$53.373202.2-85.03118,678 (Direct)
8,852,386 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,214,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2012-01-03Sell30,0004,276,496$53.371601.1-85.032,825,340 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-12-05Sell42,53811,168,700$50.022127.75-84.03118,678 (Direct)
8,914,986 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,235,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-12-05Sell21,2814,306,496$50.021064.48-84.032,855,340 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-12-02Sell103,92911,211,238$50.025198.53-84.03118,678 (Direct)
8,957,524 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,235,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-12-02Sell51,9524,327,777$50.022598.64-84.032,876,621 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-12-01Sell20,00011,315,167$48.32966.4-83.46118,678 (Direct)
9,061,453 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,235,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-12-01Sell10,0004,379,729$48.32483.2-83.462,928,573 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-11-01Sell20,00011,356,167$46.64932.8-82.87118,678 (Direct)
9,081,453 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,256,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-11-01Sell10,0004,389,729$46.64466.4-82.872,938,573 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
Iverson Gregory JamesVP, CAO & Controller2011-10-27Sell86715,922$4942.48-83.6915,922 (Direct)
SPERLING JOHN GExec Chrmn of the Board2011-10-27Sell13,53311,397,167$50676.65-84.02118,678 (Direct)
9,101,453 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,277,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-10-27Sell31,7674,399,729$49.221563.57-83.772,948,573 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING PETER VVice Chrmn of the Board2011-10-26Sell78,5004,431,496$47.353716.98-83.132,980,340 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
Pepicello William JohnPresident-UOPX2011-10-25Sell11,62850,418$48.59565-83.5650,418 (Direct)
SPERLING PETER VVice Chrmn of the Board2011-10-25Sell96,5004,510,256$48.284659.02-83.453,059,100 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
BISHOP TERRI CEVP, Academic Strategies2011-10-25Sell3,73350,771$47.83178.55-83.350,771 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2011-10-25Sell4,19427,134$48.39202.95-83.4927,134 (Direct)
SPERLING PETER VVice Chrmn of the Board2011-10-05Sell10,0004,606,756$42.06420.6-813,155,600 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-10-05Sell20,00011,424,167$42.06841.2-81123,145 (Direct)
9,114,986 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,286,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-09-01Sell10,0004,616,756$46.85468.5-82.953,165,600 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-09-01Sell20,00011,456,167$46.85937-82.95123,145 (Direct)
9,134,986 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,298,036 (Aurora Foundation)
SPERLING JOHN GExec Chrmn of the Board2011-08-01Sell152,80611,503,781$50.657739.62-84.23129,759 (Direct)
9,154,986 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,319,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-08-01Sell30,0004,627,175$50.731521.9-84.253,176,019 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING PETER VVice Chrmn of the Board2011-07-19Sell5,9654,657,175$50298.25-84.023,206,019 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-07-19Sell7,23511,614,781$50361.75-84.02129,759 (Direct)
9,244,986 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,340,036 (Aurora Foundation)
SPERLING JOHN GExec Chrmn of the Board2011-07-15Sell75,00011,622,016$49.173687.75-83.75129,759 (Direct)
900,000 (John Sperling Irrevocable Trust)
9,252,221 (John Sperling Revocable Trust)
1,340,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-07-15Sell75,0004,663,140$49.173687.75-83.753,211,984 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING PETER VVice Chrmn of the Board2011-07-14Sell7354,738,140$5036.75-84.023,211,984 (Direct)
975,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-07-14Sell1,36411,697,016$5068.2-84.02129,759 (Direct)
9,252,221 (John Sperling Revocable Trust)
975,000 (John Sperling Irrevocable Trust)
1,340,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-07-13Sell113,3004,738,875$50.035668.4-84.033,212,719 (Direct)
975,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-07-13Sell201,40111,698,380$50.0310076.09-84.03129,759 (Direct)
9,253,585 (John Sperling Revocable Trust)
975,000 (John Sperling Irrevocable Trust)
1,340,036 (Aurora Foundation)
SPERLING JOHN GExec Chrmn of the Board2011-07-11Sell42,90011,899,781$47.992058.77-83.35129,759 (Direct)
9,454,986 (John Sperling Revocable Trust)
975,000 (John Sperling Irrevocable Trust)
1,340,036 (Aurora Foundation)
SPERLING JOHN GExec Chrmn of the Board2011-07-08Sell302,71111,942,681$48.7314751.11-83.6129,759 (Direct)
9,497,886 (John Sperling Revocable Trust)
975,000 (John Sperling Irrevocable Trust)
1,340,036 (Aurora Foundation)
SPERLING JOHN GExec Chrmn of the Board2011-07-07Sell397,28912,245,392$48.8719415.51-83.65129,759 (Direct)
9,800,597 (John Sperling Revocable Trust)
975,000 (John Sperling Irrevocable Trust)
1,340,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-07-07Sell100,0004,852,175$48.934893-83.673,326,019 (Direct)
975,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING PETER VVice Chrmn of the Board2011-07-06Sell125,0004,952,175$47.335916.25-83.123,426,019 (Direct)
975,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
BISHOP TERRI CEVP, Academic Strategies2011-07-06Sell5,00057,115$48.3241.5-83.4657,115 (Direct)
SPERLING JOHN GExec Chrmn of the Board2011-07-06Sell375,00012,642,681$47.3517756.25-83.13129,759 (Direct)
10,197,886 (John Sperling Revocable Trust)
975,000 (John Sperling Irrevocable Trust)
1,340,036 (Aurora Foundation)
Iverson Gregory JamesVP, CAO & Controller2011-07-06Sell44417,467$48.621.58-83.5617,467 (Direct)
SPERLING PETER VVice Chrmn of the Board2011-07-01Sell10,0005,071,743$45.8458-82.553,520,587 (Direct)
1,000,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-07-01Sell90,00012,973,694$46.834214.7-82.9485,772 (Direct)
10,547,886 (John Sperling Revocable Trust)
1,000,000 (John Sperling Irrevocable Trust)
1,340,036 (Aurora Foundation)
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-06-02Sell210,00013,014,694$47.19891-83.0485,772 (Direct)
10,567,886 (John Sperling Revocable Trust)
1,000,000 (John Sperling Irrevocable Trust)
1,361,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-06-02Sell13,6505,081,743$47.1642.92-83.043,530,587 (Direct)
1,000,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING PETER VVice Chrmn of the Board2011-06-01Sell10,0005,081,743$42.02420.2-80.993,530,587 (Direct)
1,000,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-06-01Sell20,00013,032,694$42.02840.4-80.9985,772 (Direct)
10,567,886 (John Sperling Revocable Trust)
1,000,000 (John Sperling Irrevocable Trust)
1,379,036 (Aurora Foundation)
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-05-12Sell20,00013,064,694$42.02840.4-80.9985,772 (Direct)
10,587,886 (John Sperling Revocable Trust)
1,000,000 (John Sperling Irrevocable Trust)
1,391,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-05-11Sell10,0005,091,743$42.02420.2-80.993,540,587 (Direct)
1,000,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-29Sell57,3390$40.312311.34-80.18Link
SPERLING PETER VVice Chrmn of the Board2011-04-29Sell57,3390$40.312311.34-80.18Link
SPERLING PETER VVice Chrmn of the Board2011-04-28Sell100,0000$40.214021-80.13Link
WRUBEL ROBERT WEVP, CM&PD Officer2011-04-28Sell1,1480$40.1646.1-80.1Link
Redman K. SueDirector2011-04-27Sell2,0000$40.5281.04-80.28Link
SPERLING PETER VVice Chrmn of the Board2011-04-27Sell50,0000$40.372018.5-80.21Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-27Sell65,0000$40.32619.5-80.17Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-26Sell110,0000$40.194420.9-80.12Link
Rivelo Manuel FelixDirector2011-04-26Sell20015,102$40.048.01-80.0415,102 (Direct)
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-25Sell100,0000$39.983998-80.02Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-21Sell200,0000$39.367872-79.7Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-20Sell100,0000$39.583958-79.81Link
SPERLING PETER VVice Chrmn of the Board2011-04-18Sell100,0000$39.633963-79.84Link
Iverson Gregory JamesVP, CAO & Controller2011-04-07Sell4660$41.919.53-80.93Link
SPERLING PETER VVice Chrmn of the Board2011-04-06Sell165,0000$41.626867.3-80.8Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-06Sell250,0000$41.6110402.5-80.8Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-05Sell275,0000$40.9511261.25-80.49Link
SPERLING PETER VVice Chrmn of the Board2011-04-05Sell185,0000$40.957575.75-80.49Link
SPERLING PETER VVice Chrmn of the Board2011-04-04Sell100,0000$40.564056-80.3Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-04Sell250,0000$40.6410160-80.34Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-01Sell20,0000$42.06841.2-81Link
SPERLING PETER VVice Chrmn of the Board2011-04-01Sell10,0000$42.06420.6-81Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-03-03Sell56,9110$45.082565.55-82.28Link
SPERLING PETER VVice Chrmn of the Board2011-03-03Sell9,8000$45.08441.78-82.28Link
SPERLING PETER VVice Chrmn of the Board2011-03-02Sell8000$4536-82.24Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-03-02Sell4,6890$45211.01-82.24Link
SPERLING PETER VVice Chrmn of the Board2011-03-01Sell11,4000$44.98512.77-82.24Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-03-01Sell28,4000$45.031278.85-82.26Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-02-18Sell70,0000$45.23164-82.32Link
SPERLING PETER VVice Chrmn of the Board2011-02-18Sell12,0000$45.2542.4-82.32Link
SPERLING PETER VVice Chrmn of the Board2011-02-01Sell10,0005,879,082$42.02420.2-80.994,070,587 (Direct)
1,257,339 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-02-01Sell20,00014,644,033$42.04840.8-80.9985,772 (Direct)
11,797,886 (John Sperling Revocable Trust)
1,257,339 (John Sperling 1994 Irrevocable Trust)
1,503,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-01-27Sell102,6615,889,082$42.144326.13-81.044,080,587 (Direct)
1,257,339 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-01-27Sell42,66114,664,033$42.181799.44-81.0685,772 (Direct)
1,257,339 (John Sperling 1994 Irrevocable Trust)
11,817,886 (John Sperling Revocable Trust)
1,503,036 (Aurora Foundation)
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-01-20Sell250,00014,706,694$43.0410760-81.4485,772 (Direct)
11,817,886 (John Sperling Revocable Trust)
1,503,036 (Aurora Foundation)
1,300,000 (John Sperling 1994 Irrevocable Trust)
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-01-19Sell357,13915,031,694$43.0415371.26-81.44Link
SPERLING PETER VVice Chrmn of the Board2011-01-18Sell197,3395,991,743$43.078499.39-81.45Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-01-14Sell15,20015,388,833$42.66648.43-81.27Link
SPERLING PETER VVice Chrmn of the Board2011-01-14Sell5,0006,189,082$42.77213.85-81.32Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-01-13Sell185,00015,404,033$42.17788.5-81.02Link
SPERLING PETER VVice Chrmn of the Board2011-01-13Sell95,0006,194,082$42.13999.5-81.02Link
SPERLING JOHN GExec Chrmn of the Board2011-01-13Sell250,00010,835,100$57.0914272.5-86118,678 (Direct)
8,602,386 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,214,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2010-10-29Sell100,0006,289,082$37.533753-78.71Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2010-10-28Sell150,00015,589,283$38.055707.5-79Link
SPERLING PETER VVice Chrmn of the Board2010-10-27Sell250,0006,389,082$37.29300-78.52Link
KIRSCHNER ANNDirector2010-10-25Sell1,3007,596$36.1747.02-77.91Link
SPERLING PETER VVice Chrmn of the Board2010-07-29Sell55,0006,640,437$47.012585.55-83Link
Di Piazza Samuel A Jr.Director2010-07-27Buy2,0857,085$47.899.66-83.28Link
SPERLING PETER VVice Chrmn of the Board2010-07-23Sell75,0006,695,437$50.553791.25-84.19Link
Redman K. SueDirector2010-07-23Sell2,01510,375$50100.75-84.02Link
SPERLING PETER VVice Chrmn of the Board2010-07-22Sell20,0006,770,437$46.56931.2-82.84Link
SPERLING PETER VVice Chrmn of the Board2010-07-20Sell100,0006,790,437$47.674767-83.24Link
SPERLING PETER VVice Chrmn of the Board2010-07-13Sell100,0006,890,437$43.844384-81.77Link
SPERLING PETER VVice Chrmn of the Board2010-07-08Sell150,0006,990,437$43.776565.5-81.75Link
SPERLING PETER VVice Chrmn of the Board2010-04-30Sell113,8217,137,149$58.026603.89-86.23Link
SPERLING PETER VVice Chrmn of the Board2010-04-29Sell106,2797,164,020$57.86142.93-86.18Link
De Concini Dino JDirector2010-04-28Sell2,0157,227$61.76124.45-87.06Link
SPERLING PETER VVice Chrmn of the Board2010-04-28Sell78,3327,164,020$61.624826.82-87.03Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2010-04-28Sell79,00115,703,823$61.654870.41-87.04Link
GIUSTO STEPHENDirector2009-10-30Buy1,0003,825$58.1958.19-86.27Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-31Sell50,00012,270,991$69.783489-88.55Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-30Sell200,00012,320,991$69.7413948-88.54Link
SPERLING PETER VVice Chrmn of the Board2009-07-29Sell46,4005,256,326$68.293168.66-88.3Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-29Sell100,00012,520,991$69.636963-88.53Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-28Sell150,00012,620,991$66.9710045.5-88.07Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-27Sell20,31112,770,991$66.261345.81-87.94Link
De Concini Dino JDirector2009-07-27Sell1,5009,242$66.0499.06-87.9Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-24Sell165,00012,770,991$66.9211041.8-88.06Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-23Sell38,50012,790,991$67.52598.75-88.16
SPERLING PETER VVice Chrmn of the Board2009-07-23Sell41,0005,302,726$67.52767.5-88.16
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-23Sell38,50012,790,991$67.52598.75-88.16
SPERLING PETER VVice Chrmn of the Board2009-07-23Sell41,0005,302,726$67.52767.5-88.16
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-23Sell38,50012,790,991$67.52598.75-88.16Link
SPERLING PETER VVice Chrmn of the Board2009-07-23Sell41,0005,302,726$67.52767.5-88.16Link
SPERLING PETER VVice Chrmn of the Board2009-07-22Sell80,1005,343,726$69.195542.12-88.45
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-22Sell80,29812,829,491$69.235559.03-88.46
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-21Sell211,20212,909,789$67.0514161.09-88.08
SPERLING PETER VVice Chrmn of the Board2009-07-21Sell82,5005,423,826$67.465565.45-88.16
SPERLING PETER VVice Chrmn of the Board2009-07-20Sell48,0005,506,326$67.183224.64-88.11
SPERLING PETER VVice Chrmn of the Board2009-07-17Sell2,0005,554,326$67.1134.2-88.09
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-14Sell281,25013,120,991$66.418675-87.97
SPERLING PETER VVice Chrmn of the Board2009-07-14Sell100,0005,556,326$66.196619-87.93
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-13Sell281,25013,120,991$65.2518351.56-87.75
SPERLING PETER VVice Chrmn of the Board2009-07-13Sell156,2505,656,326$64.9810153.13-87.7
Swartz Brian LSVP, CFO & Treasurer
(Click for the stocks that their CFOs have bought)
2009-04-03Buy1,00012,245$67.667.6-88.18
SPERLING JOHN GExec Chairman of the Board, Director, 10% Owner2009-01-22Sell250,00013,525,639$88.2322057.5-90.94
SPERLING PETER VVice Chairman, Director2009-01-22Sell51,1796,186,416$89.374573.87-91.06
SPERLING JOHN GExec Chairman of the Board, Director, 10% Owner2009-01-16Sell250,00013,775,639$87.8721967.5-90.91
SPERLING PETER VVice Chairman, Director2009-01-16Sell250,0006,492,201$88.5922147.5-90.98
WRUBEL ROBERT WVP of Marketing2009-01-16Sell5,0717,200$87.01441.23-90.82
De Concini Dino JDirector2009-01-16Sell6,5008,522$87.23567-90.84
Pepicello William JohnPresident - UOPX2009-01-15Sell40,00013,070$87.363494.4-90.85
Redman K. SueDirector2009-01-13Sell8,8607,015$86761.96-90.71
Reis James RichardDirector2009-01-13Sell2,5006,265$83207.5-90.37
KIRSCHNER ANNDirector2008-10-31Sell1,0003,515$67.9467.94-88.24
SPERLING PETER VVice Chairman, Director2008-10-31Sell188,0687,530,501$69.5813085.77-88.52
SPERLING PETER VBoard Vice Chairman, Director2008-07-29Sell100,0007,607,095$60.826082-86.86
SPERLING PETER VBoard Vice Chairman, Director2008-07-23Sell13,5008,207,095$61.8834.3-87.07
SPERLING PETER VBoard Vice Chairman, Director2008-07-22Sell40,0008,220,595$60.192407.6-86.73
SPERLING PETER VBoard Vice Chairman, Director2008-07-21Sell11,5008,260,595$60690-86.68
SPERLING PETER VBoard Vice Chairman, Director2008-07-17Sell137,5008,272,095$56.797808.63-85.93
SPERLING JOHN GActing Exec Chrm of Board, Director, 10% Owner2008-07-17Sell29,82315,562,747$56.791693.65-85.93
SPERLING JOHN GActing Exec Chrmn of the Board, Director, 10% Owne2008-07-17Sell4,90115,062,747$58.27285.58-86.29
SPERLING JOHN GActing Exec Chrmn of the Board, Director, 10% Owne2008-07-16Sell47,50015,592,570$55.512636.73-85.61
SPERLING PETER VVice Chairman, Director2008-07-16Sell47,5008,409,595$55.512636.73-85.61
SPERLING JOHN GActing Exec Chrmn of the Board, Director, 10% Owne2008-07-15Sell75,22315,640,070$55.034139.52-85.48
SPERLING JOHN GActing Exec Chrmn of the Board, Director, 10% Owne2008-07-14Sell2,10015,715,293$55.15115.82-85.51
SPERLING JOHN GActing Exec Chrmn of the Board, Director, 10% Owne2008-07-11Sell141,25015,717,393$55.167791.35-85.51
SPERLING JOHN GActing Exec Chrmn of the Board, Director, 10% Owne2008-07-11Sell141,25015,717,393$55.167791.35-85.51
Reis James RichardDirector2008-04-03Buy2,0006,750$44.2388.46-81.94
SPERLING PETER VSenior Vice President, Director2008-01-16Sell15,9979,699,385$80.031280.24-90.02
SPERLING JOHN GActing Exec Chrmn of the Board, Director, 10% Owne2008-01-16Sell30,0002,158,886$80.12403-90.02
SPERLING PETER VSenior Vice President, Director2008-01-15Sell275,0009,715,382$79.6821912-89.97
SPERLING JOHN GActing Exec Chrmn of the Board, Director, 10% Owne2008-01-15Sell405,8252,173,886$8032466-90.01
Redman K. SueDirector2008-01-14Sell5,5005,860$77423.5-89.62
BISHOP TERRI CSr. VP Public Affairs & Policy2008-01-14Sell40,13314,000$75.773040.88-89.45
Honea Elmont AdamProvost/ Senior VP2008-01-14Sell5,3500$79.65426.13-89.97
SPERLING JOHN GActing Exec Chrmn of the Board, Director, 10% Owne2008-01-14Sell250,00016,104,468$79.719925-89.97
DECONINI DINO JDirector2008-01-14Sell6,4596,507$78.7508.32-89.85
KLOR DE ALVA JOSE JORGEVP Academic Affairs2008-01-14Sell12,5000$75.96949.5-89.48
Pepicello William JohnPresident - UOP2008-01-14Sell6,25014,267$78487.5-89.76
Mildenhall Joseph NChief Information Officer2007-10-31Sell14,0000$78.021092.28-89.76
Thompson Diane LouiseChief Human Resources Officer2007-10-31Sell1,4640$77.93114.09-89.75
SPERLING PETER VSenior Vice President, Director2007-10-31Sell265,00010,694,107$78.0820691.2-89.77
KLOR DE ALVA JOSE JORGESVP, Academic Excellence2007-10-31Sell3,050756$77.84237.41-89.74
DECONINI DINO JDirector2007-10-31Sell2,0006,507$76.86153.72-89.6
Mildenhall Joseph NChief Information Officer2007-10-31Sell3,75014,000$78.02292.58-89.76
KLOR DE ALVA JOSE JORGEVP Academic Excellence2007-10-31Sell7560$77.8658.86-89.74
SPERLING PETER VSenior Vice President, Director2007-10-30Sell85,00011,069,107$75.276397.95-89.38
Thompson Diane LouiseChief Human Resources Officer2007-10-30Sell25,59214,091$75.081921.45-89.36
Meyer William StanVP Marketing2007-10-30Sell10,00014,302$74.64746.4-89.3
Pusch Dianne MarieExecutive V.P.2007-10-29Sell21,29730,981$74.461585.77-89.27
Kline John RobertChief Administrative Officer2007-10-29Sell7,44014,001$74.7555.77-89.3
SPERLING PETER VSenior Vice President, Director2007-10-29Sell110,00011,044,107$74.58195-89.28
SPERLING PETER VSenior Vice President, Director2007-10-26Sell40,00011,154,107$75.853034-89.47
DECONINI DINO JDirector2007-07-17Sell28,3124,507$62.551770.92-87.23
Redman K. SueDirector2007-07-05Buy8602,860$57.9449.83-86.21
Swartz Brian LSVP Finance & CAO2007-07-05Buy1,85011,850$57.98107.26-86.22
CARROLL ROBERTFormer Chief Information Offic2006-01-31Sell92,4914,376$55.935173.02-85.71Link
CARROLL ROBERTFormer Chief Information Offic2006-01-30Sell78,0774,376$55.724350.45-85.66Link
DECONINI DINO JDirector2005-12-30Sell3,5501,507$60.46214.63-86.78Link
NOONE LAURA PALMERSenior VP-Apollo,President-UOP2005-12-22Sell214,2593,838$61.9913281.92-87.11Link
NORTON JOHN RDirector2005-12-16Buy1,0001,000$63.7863.78-87.47Link
SPERLING PETER VSenior Vice President2005-07-28Sell132,12213,107,061$74.579852.34-89.29Link
NOONE LAURA PALMERPresident - UOP2005-07-15Sell10,0003,715$74.15741.5-89.22Link
SPERLING PETER VSenior Vice President2005-07-06Sell6,90813,107,061$77.23533.5-89.65Link
SPERLING PETER VDirector2005-07-01Sell50,57813,107,061$78.513970.88-89.82Link
BLAIR JOHN MDirector2005-07-01Sell6,2500$78.48490.5-89.82Link
DECONINI DINO JDirector2005-04-29Sell10,0005,057$72.15721.5-88.93Link
NOONE LAURA PALMERPresident - UOP2005-04-06Sell10,0003,509$75.65756.5-89.44Link
BLAIR JOHN MDirector2005-04-05Sell5,0000$75.94379.7-89.48Link
CARROLL ROBERTChief Information Officer2005-01-31Sell43,6243,976$78.253413.58-89.79Link
BACHUS DANIEL EChief Accounting Officer2005-01-12Sell4,800395$83398.4-90.37Link
GOVENAR HEDYDirector2005-01-11Sell10,0002,362$81.63816.3-90.21Link
BACHUS DANIEL EChief Accounting Officer2005-01-04Sell5,200395$83.1432.12-90.39Link
BLAIR JOHN MDirector2005-01-03Sell4,0000$80.82323.28-90.11Link
SPERLING PETER VDirector2004-12-29Sell42,00013,770,718$81.323415.44-90.17Link
CARROLL ROBERTChief Information Officer2004-11-01Sell28,0003,884$64.441804.32-87.6Link
DECONINI DINO JDirector2004-10-26Sell1,4505,057$67.0897.27-88.09Link
BLAIR JOHN MDirector2004-10-25Sell4,5280$71.3322.85-88.79Link
SPERLING JOHN GChairman of the Board, 10% Owner2004-01-08Sell250,00022,916,948$71.6217905-88.84Link
NORTON JOHN RDirector2004-01-06Sell2,2500$70.98159.71-88.74Link
SPERLING PETER VSenior Vice President2004-01-06Sell250,00014,516,771$70.5317632.5-88.67Link
BLAIR JOHN MDirector2004-01-05Sell4,0000$69.98279.92-88.58Link
SPERLING PETER VSenior Vice President2003-12-30Sell500,00014,767,171$68.1134055-88.27Link
SPERLING PETER VSenior Vice President2003-12-26Sell500,00015,267,171$68.534250-88.34Link
SPERLING PETER VSenior Vice President2003-10-30Sell116,95515,767,171$64.227510.85-87.56Link
SPERLING JOHN GChairman of the Board, 10% Owner2003-10-30Sell81,01722,869,463$64.225202.91-87.56Link
SPERLING PETER VSenior Vice President2003-10-29Sell181,16315,884,126$63.6111523.78-87.44Link
SPERLING JOHN GChairman of the Board, 10% Owner2003-10-29Sell50,00022,950,480$64.053202.5-87.53Link
SPERLING JOHN GChairman of the Board, 10% Owner2003-10-23Sell93,98323,000,480$64.216034.65-87.56Link
NELSON TODD SCEO, President
(Click for the stocks that their CEOs have bought)
2003-10-22Sell18,6290$64.111194.31-87.54Link
SPERLING PETER VSenior Vice President2003-10-14Sell53,44216,065,289$65.683510.07-87.83Link
SPERLING JOHN GChairman of the Board, 10% Owner2003-10-14Sell25,00023,094,463$65.281632-87.76Link
NELSON TODD SCEO, President2003-10-14Sell45,9360$65.643015.24-87.83Link
SPERLING PETER VSenior Vice President2003-10-13Sell148,44016,118,731$66.069805.95-87.9Link
BLAIR JOHN MDirector2003-10-13Sell2,0000$66.55133.1-87.99Link
NELSON TODD SCEO, President2003-10-13Sell150,7860$66.099965.45-87.91Link
KLOR DE ALVA JOSE JORGEFormer - Director2003-09-22Sell20,2500$67.751371.94-88.21Link
BACHUS DANIEL EController-CAO2003-07-31Sell5,0000$65.49327.45-87.8Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column), "Shares Owned Following This (Direct & Indirect)" transactions (sixth column), and "Trade Price ($)" (seventh column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported (also split adjusted).

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