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Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
Gregory W. CappelliN/A682,9950.63%2015-10-22
Mr. Sean B.W. MartinN/A445,9900.41%2015-11-16
Mr. J. Mitchell BowlingN/A239,0660.22%2015-12-16
Mr. Gregory J. IversonN/A195,2330.18%2015-10-30
Mr. Joseph L. D'AmicoN/A182,1620.17%2015-07-06
Brian E. MuellerN/A101,327less than 0.1%2007-07-03
Mr. Curtis M. UehleinN/A97,854less than 0.1%2016-03-17
Charles B. EdelsteinN/A96,698less than 0.1%2012-03-15
Peter V. SperlingChairman of the Board92,874less than 0.1%2015-10-23
Mr. Timothy Paul SlottowN/A78,768less than 0.1%2015-10-22

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
SPERLING PETER VChairman of the Board2015-10-26Sell3,193,194892,874$7.22299127.6492,874 (Direct)
0 (Peter V. Sperling Revocable Trust)
800,000 (John Sperling 1994 Irrevocable Trust)
Newton Frederick JamesSR VP, Chief HR Officer2015-10-01Sell1,49444,114$11.0116.4-16.5344,114 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2015-09-01Sell1,11545,608$10.8912.1-15.6145,608 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2015-08-03Sell1,02749,174$12.8313.2-28.3749,174 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2015-07-17Sell1,25050,201$13.8817.4-33.7950,201 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2015-06-01Sell1,21853,800$16.720.3-44.9753,800 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2015-05-01Sell1,00055,018$16.9216.9-45.6955,018 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2015-04-01Sell1,00056,018$18.3218.3-49.8456,018 (Direct)
Martin SeanSVP, General Counsel2015-03-02Sell6,905117,218$27.93192.9-67.1117,218 (Direct)
0 (Martin Family Trust U/A Dtd 1/21/10)
Newton Frederick JamesSR VP, Chief HR Officer2015-03-02Sell1,00057,018$27.5827.6-66.6857,018 (Direct)
Martin SeanSVP, General Counsel2015-02-02Sell6,900124,123$25.24174.2-63.59117,218 (Direct)
6,905 (Martin Family Trust U/A Dtd 1/21/10)
BISHOP TERRI CVice Chairman2015-02-02Sell1,00074,606$25.425.4-63.8250,142 (Direct)
24,464 (Tom & Terri Bishop, TTEES Bishop Family Living Trust Dtd 2/24/99 Rstd 7/11/03)
Newton Frederick JamesSR VP, Chief HR Officer2015-02-02Sell1,00058,018$25.3225.3-63.758,018 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2015-01-02Sell1,00059,018$33.5733.6-72.6259,018 (Direct)
Iverson Gregory JamesVP, CAO & Controller2015-01-02Sell6,66743,827$33.5223.3-72.5743,827 (Direct)
Rivelo Manuel FelixDirector2014-12-19Sell3,37116,997$33.15111.7-72.2816,997 (Direct)
BISHOP TERRI CVice Chairman2014-12-02Sell2,00075,606$31.9563.9-71.2450,142 (Direct)
25,464 (Tom & Terri Bishop, TTEES Bishop Family Living Trust Dtd 2/24/99 Rstd 7/11/03)
Newton Frederick JamesSR VP, Chief HR Officer2014-11-26Sell5,97460,018$31.12185.9-70.4760,018 (Direct)
BISHOP TERRI CVice Chairman2014-11-03Sell1,00077,606$28.5928.6-67.8650,142 (Direct)
27,464 (Tom & Terri Bishop, TTEES Bishop Family Living Trust Dtd 2/24/99 Rstd 7/11/03)
Iverson Gregory JamesVP, CAO & Controller2014-10-22Sell1,37350,494$26.7736.8-65.6750,494 (Direct)
Martin SeanSVP, General Counsel2014-10-01Sell3,100137,163$25.0577.7-63.31136,175 (Direct)
988 (Martin Family Trust U/A Dtd 1/21/10)
Rivelo Manuel FelixDirector2014-09-08Sell6,80520,368$27.25185.4-66.2820,368 (Direct)
Martin SeanSVP, General Counsel2014-09-02Sell3,100140,263$28.187.1-67.3136,175 (Direct)
4,088 (Martin Family Trust U/A Dtd 1/21/10)
Newton Frederick JamesSR VP, Chief HR Officer2014-09-02Sell2,00062,469$27.9455.9-67.1162,469 (Direct)
SPERLING JOHN GChrmn of Emeritus of Apol Grp2014-08-11Sell120,0008,936,124$26.653198-65.52
7,190,088 (John Sperling Revocable Trust)
800,000 (John Sperling Irrevocable Trust)
946,036 (Aurora Foundation)
BISHOP TERRI CVice Chairman2014-08-01Sell1,00060,823$27.7727.8-66.9136,365 (Direct)
24,458 (Tom & Terri Bishop, TTEES Bishop Family Living Trust Dtd 2/24/99 Rstd 7/11/03)
Newton Frederick JamesSR VP, Chief HR Officer2014-08-01Sell3,00042,401$27.8583.6-6742,401 (Direct)
Iverson Gregory JamesVP, CAO & Controller2014-07-23Sell1,39237,558$29.1540.6-68.4737,558 (Direct)
BISHOP TERRI CVice Chairman2014-07-03Sell30061,823$31.959.6-71.2436,365 (Direct)
25,458 (Tom & Terri Bishop, TTEES Bishop Family Living Trust Dtd 2/24/99 Rstd 7/11/03)
BISHOP TERRI CVice Chairman2014-07-01Sell70066,439$31.9522.4-71.2447,844 (Direct)
18,595 (Tom & Terri Bishop, TTEES Bishop Family Living Trust Dtd 2/24/99 Rstd 7/11/03)
Martin SeanSVP, General Counsel2014-06-13Sell3,70997,335$28.41105.4-67.6597,335 (Direct)
Martin SeanSVP, General Counsel2014-05-15Sell3,709101,044$28.5105.7-67.75101,044 (Direct)
BISHOP TERRI CVice Chairman2014-05-01Sell1,00067,139$28.5728.6-67.8347,844 (Direct)
19,295 (Tom & Terri Bishop, TTEES Bishop Family Living Trust Dtd 2/24/99 Rstd 7/11/03)
Newton Frederick JamesSR VP, Chief HR Officer2014-05-01Sell2,60048,158$28.7274.7-6848,158 (Direct)
Iverson Gregory JamesVP, CAO & Controller2014-04-23Sell1,19640,798$28.4634-67.7140,798 (Direct)
Martin SeanSVP, General Counsel2014-04-15Sell3,709104,753$27.2100.9-66.21104,753 (Direct)
SPERLING JOHN GChrmn of Emeritus of Apol Grp2014-04-04Sell535,0009,056,124$31.8717050.5-71.16
7,310,088 (John Sperling Revocable Trust)
946,036 (Aurora Foundation)
800,000 (John Sperling Irrevocable Trust)
Newton Frederick JamesSR VP, Chief HR Officer2014-04-01Sell2,60050,758$34.3889.4-73.2750,758 (Direct)
Martin SeanSVP, General Counsel2014-03-14Sell3,709108,462$32.06118.9-71.33108,462 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2014-03-03Sell2,60053,358$33.0285.9-72.1753,358 (Direct)
Martin SeanSVP, General Counsel2014-02-14Sell3,709111,958$32.05118.9-71.33111,958 (Direct)
BISHOP TERRI CVice Chairman2014-02-03Sell2,00068,139$32.264.4-71.4647,844 (Direct)
20,295 (Tom & Terri Bishop, TTEES Bishop Family Living Trust Dtd 2/24/99 Rstd 7/11/03)
Newton Frederick JamesSR VP, Chief HR Officer2014-02-03Sell2,60055,958$32.2984-71.5455,958 (Direct)
Iverson Gregory JamesVP, CAO & Controller2014-01-29Sell1,19541,994$31.7437.9-71.0541,994 (Direct)
Martin SeanSVP, General Counsel2014-01-15Sell3,709115,667$31.23115.8-70.57115,667 (Direct)
Swartz Brian LSVP & CFO
(Click for the stocks that their CFOs have bought)
2014-01-10Sell50,50096,625$30.491539.7-69.8696,625 (Direct)
SPERLING JOHN GChrmn of Emeritus of Apol Grp2014-01-10Sell100,0009,791,124$30.393039-69.7642,927 (Direct)
7,767,161 (John Sperling Revocable Trust)
800,000 (John Sperling Irrevocable Trust)
1,181,036 (Aurora Foundation)
Newton Frederick JamesSR VP, Chief HR Officer2014-01-02Sell2,60058,558$27.1270.5-66.1158,558 (Direct)
Rivelo Manuel FelixDirector2013-12-18Sell5,50420,067$25.77141.8-64.3420,067 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2013-12-16Sell4,00061,158$25.22100.9-63.5661,158 (Direct)
Shupp Darby EDirector2013-10-30Sell2,00019,136$27.5555.1-66.6419,136 (Direct)
Langenbach Jeffrey GChief Administrative Officer2013-10-29Sell2,00039,343$28.9457.9-68.2439,343 (Direct)
SPERLING JOHN GChrmn of Emeritus of Apol Grp2013-10-28Sell600,0009,895,249$27.7816668-66.9242,927 (Direct)
7,871,286 (John Sperling Revocable Trust)
800,000 (John Sperling Irrevocable Trust)
1,181,036 (Aurora Foundation)
SPERLING PETER VChairman of the Board2013-10-28Sell100,0004,028,845$27.832783-66.982,677,689 (Direct)
800,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
Langenbach Jeffrey GChief Administrative Officer2013-10-25Sell4,79341,343$27.8133.2-66.9441,343 (Direct)
Pepicello William JohnPresident-UOPX2013-10-25Sell25,92428,475$28.23731.8-67.4528,475 (Direct)
Langenbach Jeffrey GChief Administrative Officer2013-10-23Sell87946,136$26.623.4-65.4546,136 (Direct)
Iverson Gregory JamesVP, CAO & Controller2012-12-03Sell60224,884$19.3411.6-52.4824,884 (Direct)
SPERLING JOHN GExec Chrmn of the Board2012-06-28Sell150,00010,572,100$35.585337-74.17118,678 (Direct)
8,372,386 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,181,036 (Aurora Foundation)
SPERLING JOHN GExec Chrmn of the Board2012-03-01Sell20,00010,722,100$42.33846.6-78.29118,678 (Direct)
8,522,386 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,181,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2012-03-01Sell10,0004,086,496$42.33423.3-78.292,635,340 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING PETER VVice Chrmn of the Board2012-02-01Sell30,0004,096,496$52.871586.1-82.622,645,340 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2012-02-01Sell60,00010,754,100$52.873172.2-82.62118,678 (Direct)
8,542,386 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,193,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2012-01-13Sell75,0004,151,496$57.14282.5-83.912,700,340 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING PETER VVice Chrmn of the Board2012-01-13Sell25,0004,126,496$58.041451-84.172,675,340 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2012-01-13Sell250,0008,602,386$57.0914272.5-83.9
8,602,386 (John Sperling Revocable Trust)
SPERLING PETER VVice Chrmn of the Board2012-01-12Sell50,0004,226,496$57.12855-83.912,775,340 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
Newton Frederick JamesSR VP, Chief HR Officer2012-01-11Sell2,58127,283$56.95147-83.8627,283 (Direct)
Iverson Gregory JamesVP, CAO & Controller2012-01-10Sell44415,478$56.4925.1-83.7315,478 (Direct)
BISHOP TERRI CEVP, Academic Strategies2012-01-10Sell8,87841,893$56.73503.6-83.841,893 (Direct)
Redman K. SueDirector2012-01-10Sell2,0009,746$56.75113.5-83.819,746 (Direct)
SPERLING JOHN GExec Chrmn of the Board2012-01-03Sell60,00011,085,100$53.373202.2-82.78118,678 (Direct)
8,852,386 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,214,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2012-01-03Sell30,0004,276,496$53.371601.1-82.782,825,340 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-12-05Sell42,53811,168,700$50.022127.8-81.63118,678 (Direct)
8,914,986 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,235,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-12-05Sell21,2814,306,496$50.021064.5-81.632,855,340 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-12-02Sell103,92911,211,238$50.025198.5-81.63118,678 (Direct)
8,957,524 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,235,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-12-02Sell51,9524,327,777$50.022598.6-81.632,876,621 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-12-01Sell20,00011,315,167$48.32966.4-80.98118,678 (Direct)
9,061,453 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,235,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-12-01Sell10,0004,379,729$48.32483.2-80.982,928,573 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-11-01Sell20,00011,356,167$46.64932.8-80.3118,678 (Direct)
9,081,453 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,256,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-11-01Sell10,0004,389,729$46.64466.4-80.32,938,573 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
Iverson Gregory JamesVP, CAO & Controller2011-10-27Sell86715,922$4942.5-81.2415,922 (Direct)
SPERLING JOHN GExec Chrmn of the Board2011-10-27Sell13,53311,397,167$50676.7-81.62118,678 (Direct)
9,101,453 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,277,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-10-27Sell31,7674,399,729$49.221563.6-81.332,948,573 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING PETER VVice Chrmn of the Board2011-10-26Sell78,5004,431,496$47.353717-80.592,980,340 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
Pepicello William JohnPresident-UOPX2011-10-25Sell11,62850,418$48.59565-81.0950,418 (Direct)
SPERLING PETER VVice Chrmn of the Board2011-10-25Sell96,5004,510,256$48.284659-80.973,059,100 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
BISHOP TERRI CEVP, Academic Strategies2011-10-25Sell3,73350,771$47.83178.5-80.7950,771 (Direct)
Newton Frederick JamesSR VP, Chief HR Officer2011-10-25Sell4,19427,134$48.39202.9-81.0127,134 (Direct)
SPERLING PETER VVice Chrmn of the Board2011-10-05Sell10,0004,606,756$42.06420.6-78.153,155,600 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-10-05Sell20,00011,424,167$42.06841.2-78.15123,145 (Direct)
9,114,986 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,286,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-09-01Sell10,0004,616,756$46.85468.5-80.383,165,600 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-09-01Sell20,00011,456,167$46.85937-80.38123,145 (Direct)
9,134,986 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,298,036 (Aurora Foundation)
SPERLING JOHN GExec Chrmn of the Board2011-08-01Sell152,80611,503,781$50.657739.6-81.86129,759 (Direct)
9,154,986 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,319,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-08-01Sell30,0004,627,175$50.731521.9-81.883,176,019 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING PETER VVice Chrmn of the Board2011-07-19Sell5,9654,657,175$50298.3-81.623,206,019 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-07-19Sell7,23511,614,781$50361.8-81.62129,759 (Direct)
9,244,986 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,340,036 (Aurora Foundation)
SPERLING JOHN GExec Chrmn of the Board2011-07-15Sell75,00011,622,016$49.173687.8-81.31129,759 (Direct)
900,000 (John Sperling Irrevocable Trust)
9,252,221 (John Sperling Revocable Trust)
1,340,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-07-15Sell75,0004,663,140$49.173687.8-81.313,211,984 (Direct)
900,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING PETER VVice Chrmn of the Board2011-07-14Sell7354,738,140$5036.8-81.623,211,984 (Direct)
975,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-07-14Sell1,36411,697,016$5068.2-81.62129,759 (Direct)
9,252,221 (John Sperling Revocable Trust)
975,000 (John Sperling Irrevocable Trust)
1,340,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-07-13Sell113,3004,738,875$50.035668.4-81.633,212,719 (Direct)
975,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-07-13Sell201,40111,698,380$50.0310076.1-81.63129,759 (Direct)
9,253,585 (John Sperling Revocable Trust)
975,000 (John Sperling Irrevocable Trust)
1,340,036 (Aurora Foundation)
SPERLING JOHN GExec Chrmn of the Board2011-07-11Sell42,90011,899,781$47.992058.8-80.85129,759 (Direct)
9,454,986 (John Sperling Revocable Trust)
975,000 (John Sperling Irrevocable Trust)
1,340,036 (Aurora Foundation)
SPERLING JOHN GExec Chrmn of the Board2011-07-08Sell302,71111,942,681$48.7314751.1-81.14129,759 (Direct)
9,497,886 (John Sperling Revocable Trust)
975,000 (John Sperling Irrevocable Trust)
1,340,036 (Aurora Foundation)
SPERLING JOHN GExec Chrmn of the Board2011-07-07Sell397,28912,245,392$48.8719415.5-81.2129,759 (Direct)
9,800,597 (John Sperling Revocable Trust)
975,000 (John Sperling Irrevocable Trust)
1,340,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-07-07Sell100,0004,852,175$48.934893-81.223,326,019 (Direct)
975,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING PETER VVice Chrmn of the Board2011-07-06Sell125,0004,952,175$47.335916.3-80.583,426,019 (Direct)
975,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
BISHOP TERRI CEVP, Academic Strategies2011-07-06Sell5,00057,115$48.3241.5-80.9757,115 (Direct)
SPERLING JOHN GExec Chrmn of the Board2011-07-06Sell375,00012,642,681$47.3517756.3-80.59129,759 (Direct)
10,197,886 (John Sperling Revocable Trust)
975,000 (John Sperling Irrevocable Trust)
1,340,036 (Aurora Foundation)
Iverson Gregory JamesVP, CAO & Controller2011-07-06Sell44417,467$48.621.6-81.0917,467 (Direct)
SPERLING PETER VVice Chrmn of the Board2011-07-01Sell10,0005,071,743$45.8458-79.933,520,587 (Direct)
1,000,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board2011-07-01Sell90,00012,973,694$46.834214.7-80.3885,772 (Direct)
10,547,886 (John Sperling Revocable Trust)
1,000,000 (John Sperling Irrevocable Trust)
1,340,036 (Aurora Foundation)
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-06-02Sell210,00013,014,694$47.19891-80.4985,772 (Direct)
10,567,886 (John Sperling Revocable Trust)
1,000,000 (John Sperling Irrevocable Trust)
1,361,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-06-02Sell13,6505,081,743$47.1642.9-80.493,530,587 (Direct)
1,000,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING PETER VVice Chrmn of the Board2011-06-01Sell10,0005,081,743$42.02420.2-78.133,530,587 (Direct)
1,000,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-06-01Sell20,00013,032,694$42.02840.4-78.1385,772 (Direct)
10,567,886 (John Sperling Revocable Trust)
1,000,000 (John Sperling Irrevocable Trust)
1,379,036 (Aurora Foundation)
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-05-12Sell20,00013,064,694$42.02840.4-78.1385,772 (Direct)
10,587,886 (John Sperling Revocable Trust)
1,000,000 (John Sperling Irrevocable Trust)
1,391,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-05-11Sell10,0005,091,743$42.02420.2-78.133,540,587 (Direct)
1,000,000 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-29Sell57,3390$40.312311.3-77.2Link
SPERLING PETER VVice Chrmn of the Board2011-04-29Sell57,3390$40.312311.3-77.2Link
SPERLING PETER VVice Chrmn of the Board2011-04-28Sell100,0000$40.214021-77.14Link
WRUBEL ROBERT WEVP, CM&PD Officer2011-04-28Sell1,1480$40.1646.1-77.12Link
Redman K. SueDirector2011-04-27Sell2,0000$40.5281-77.32Link
SPERLING PETER VVice Chrmn of the Board2011-04-27Sell50,0000$40.372018.5-77.24Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-27Sell65,0000$40.32619.5-77.2Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-26Sell110,0000$40.194420.9-77.13Link
Rivelo Manuel FelixDirector2011-04-26Sell20015,102$40.048-77.0515,102 (Direct)
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-25Sell100,0000$39.983998-77.01Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-21Sell200,0000$39.367872-76.65Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-20Sell100,0000$39.583958-76.78Link
SPERLING PETER VVice Chrmn of the Board2011-04-18Sell100,0000$39.633963-76.81Link
Iverson Gregory JamesVP, CAO & Controller2011-04-07Sell4660$41.919.5-78.07Link
SPERLING PETER VVice Chrmn of the Board2011-04-06Sell165,0000$41.626867.3-77.92Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-06Sell250,0000$41.6110402.5-77.91Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-05Sell275,0000$40.9511261.3-77.56Link
SPERLING PETER VVice Chrmn of the Board2011-04-05Sell185,0000$40.957575.8-77.56Link
SPERLING PETER VVice Chrmn of the Board2011-04-04Sell100,0000$40.564056-77.34Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-04Sell250,0000$40.6410160-77.39Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-04-01Sell20,0000$42.06841.2-78.15Link
SPERLING PETER VVice Chrmn of the Board2011-04-01Sell10,0000$42.06420.6-78.15Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-03-03Sell56,9110$45.082565.5-79.61Link
SPERLING PETER VVice Chrmn of the Board2011-03-03Sell9,8000$45.08441.8-79.61Link
SPERLING PETER VVice Chrmn of the Board2011-03-02Sell8000$4536-79.58Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-03-02Sell4,6890$45211-79.58Link
SPERLING PETER VVice Chrmn of the Board2011-03-01Sell11,4000$44.98512.8-79.57Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-03-01Sell28,4000$45.031278.9-79.59Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-02-18Sell70,0000$45.23164-79.67Link
SPERLING PETER VVice Chrmn of the Board2011-02-18Sell12,0000$45.2542.4-79.67Link
SPERLING PETER VVice Chrmn of the Board2011-02-01Sell10,0005,879,082$42.02420.2-78.134,070,587 (Direct)
1,257,339 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-02-01Sell20,00014,644,033$42.04840.8-78.1485,772 (Direct)
11,797,886 (John Sperling Revocable Trust)
1,257,339 (John Sperling 1994 Irrevocable Trust)
1,503,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2011-01-27Sell102,6615,889,082$42.144326.1-78.194,080,587 (Direct)
1,257,339 (John Sperling 1994 Irrevocable Trust)
551,156 (Peter V. Sperling Revocable Trust)
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-01-27Sell42,66114,664,033$42.181799.4-78.2185,772 (Direct)
1,257,339 (John Sperling 1994 Irrevocable Trust)
11,817,886 (John Sperling Revocable Trust)
1,503,036 (Aurora Foundation)
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-01-20Sell250,00014,706,694$43.0410760-78.6585,772 (Direct)
11,817,886 (John Sperling Revocable Trust)
1,503,036 (Aurora Foundation)
1,300,000 (John Sperling 1994 Irrevocable Trust)
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-01-19Sell357,13915,031,694$43.0415371.3-78.65Link
SPERLING PETER VVice Chrmn of the Board2011-01-18Sell197,3395,991,743$43.078499.4-78.66Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-01-14Sell15,20015,388,833$42.66648.4-78.46Link
SPERLING PETER VVice Chrmn of the Board2011-01-14Sell5,0006,189,082$42.77213.9-78.51Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2011-01-13Sell185,00015,404,033$42.17788.5-78.17Link
SPERLING PETER VVice Chrmn of the Board2011-01-13Sell95,0006,194,082$42.13999.5-78.17Link
SPERLING JOHN GExec Chrmn of the Board2011-01-13Sell250,00010,835,100$57.0914272.5-83.9118,678 (Direct)
8,602,386 (John Sperling Revocable Trust)
900,000 (John Sperling Irrevocable Trust)
1,214,036 (Aurora Foundation)
SPERLING PETER VVice Chrmn of the Board2010-10-29Sell100,0006,289,082$37.533753-75.51Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2010-10-28Sell150,00015,589,283$38.055707.5-75.85Link
SPERLING PETER VVice Chrmn of the Board2010-10-27Sell250,0006,389,082$37.29300-75.3Link
KIRSCHNER ANNDirector2010-10-25Sell1,3007,596$36.1747-74.59Link
SPERLING PETER VVice Chrmn of the Board2010-07-29Sell55,0006,640,437$47.012585.6-80.45Link
Di Piazza Samuel A Jr.Director2010-07-27Buy2,0857,085$47.899.7-80.77Link
SPERLING PETER VVice Chrmn of the Board2010-07-23Sell75,0006,695,437$50.553791.3-81.82Link
Redman K. SueDirector2010-07-23Sell2,01510,375$50100.8-81.62Link
SPERLING PETER VVice Chrmn of the Board2010-07-22Sell20,0006,770,437$46.56931.2-80.26Link
SPERLING PETER VVice Chrmn of the Board2010-07-20Sell100,0006,790,437$47.674767-80.72Link
SPERLING PETER VVice Chrmn of the Board2010-07-13Sell100,0006,890,437$43.844384-79.04Link
SPERLING PETER VVice Chrmn of the Board2010-07-08Sell150,0006,990,437$43.776565.5-79Link
SPERLING PETER VVice Chrmn of the Board2010-04-30Sell113,8217,137,149$58.026603.9-84.16Link
SPERLING PETER VVice Chrmn of the Board2010-04-29Sell106,2797,164,020$57.86142.9-84.1Link
De Concini Dino JDirector2010-04-28Sell2,0157,227$61.76124.4-85.12Link
SPERLING PETER VVice Chrmn of the Board2010-04-28Sell78,3327,164,020$61.624826.8-85.09Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2010-04-28Sell79,00115,703,823$61.654870.4-85.09Link
GIUSTO STEPHENDirector2009-10-30Buy1,0003,825$58.1958.2-84.21Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-31Sell50,00012,270,991$69.783489-86.83Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-30Sell200,00012,320,991$69.7413948-86.82Link
SPERLING PETER VVice Chrmn of the Board2009-07-29Sell46,4005,256,326$68.293168.7-86.54Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-29Sell100,00012,520,991$69.636963-86.8Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-28Sell150,00012,620,991$66.9710045.5-86.28Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-27Sell20,31112,770,991$66.261345.8-86.13Link
De Concini Dino JDirector2009-07-27Sell1,5009,242$66.0499.1-86.08Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-24Sell165,00012,770,991$66.9211041.8-86.27Link
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-23Sell38,50012,790,991$67.52598.8-86.39
SPERLING PETER VVice Chrmn of the Board2009-07-23Sell41,0005,302,726$67.52767.5-86.39
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-23Sell38,50012,790,991$67.52598.8-86.39
SPERLING PETER VVice Chrmn of the Board2009-07-23Sell41,0005,302,726$67.52767.5-86.39
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-23Sell38,50012,790,991$67.52598.8-86.39Link
SPERLING PETER VVice Chrmn of the Board2009-07-23Sell41,0005,302,726$67.52767.5-86.39Link
SPERLING PETER VVice Chrmn of the Board2009-07-22Sell80,1005,343,726$69.195542.1-86.72
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-22Sell80,29812,829,491$69.235559-86.73
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-21Sell211,20212,909,789$67.0514161.1-86.29
SPERLING PETER VVice Chrmn of the Board2009-07-21Sell82,5005,423,826$67.465565.5-86.38
SPERLING PETER VVice Chrmn of the Board2009-07-20Sell48,0005,506,326$67.183224.6-86.32
SPERLING PETER VVice Chrmn of the Board2009-07-17Sell2,0005,554,326$67.1134.2-86.3
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-14Sell281,25013,120,991$66.418675-86.16
SPERLING PETER VVice Chrmn of the Board2009-07-14Sell100,0005,556,326$66.196619-86.12
SPERLING JOHN GExec Chrmn of the Board, 10% Owner2009-07-13Sell281,25013,120,991$65.2518351.6-85.92
SPERLING PETER VVice Chrmn of the Board2009-07-13Sell156,2505,656,326$64.9810153.1-85.86
Swartz Brian LSVP, CFO & Treasurer
(Click for the stocks that their CFOs have bought)
2009-04-03Buy1,00012,245$67.667.6-86.41
SPERLING JOHN GExec Chairman of the Board, Director, 10% Owner2009-01-22Sell250,00013,525,639$88.2322057.5-89.58
SPERLING PETER VVice Chairman, Director2009-01-22Sell51,1796,186,416$89.374573.9-89.72
SPERLING JOHN GExec Chairman of the Board, Director, 10% Owner2009-01-16Sell250,00013,775,639$87.8721967.5-89.54
SPERLING PETER VVice Chairman, Director2009-01-16Sell250,0006,492,201$88.5922147.5-89.63
WRUBEL ROBERT WVP of Marketing2009-01-16Sell5,0717,200$87.01441.2-89.44
De Concini Dino JDirector2009-01-16Sell6,5008,522$87.23567-89.46
Pepicello William JohnPresident - UOPX2009-01-15Sell40,00013,070$87.363494.4-89.48
Redman K. SueDirector2009-01-13Sell8,8607,015$86762-89.31
Reis James RichardDirector2009-01-13Sell2,5006,265$83207.5-88.93
KIRSCHNER ANNDirector2008-10-31Sell1,0003,515$67.9467.9-86.47
SPERLING PETER VVice Chairman, Director2008-10-31Sell188,0687,530,501$69.5813085.8-86.79
SPERLING PETER VBoard Vice Chairman, Director2008-07-29Sell100,0007,607,095$60.826082-84.89
SPERLING PETER VBoard Vice Chairman, Director2008-07-23Sell13,5008,207,095$61.8834.3-85.13
SPERLING PETER VBoard Vice Chairman, Director2008-07-22Sell40,0008,220,595$60.192407.6-84.73
SPERLING PETER VBoard Vice Chairman, Director2008-07-21Sell11,5008,260,595$60690-84.68
SPERLING PETER VBoard Vice Chairman, Director2008-07-17Sell137,5008,272,095$56.797808.6-83.82
SPERLING JOHN GActing Exec Chrm of Board, Director, 10% Owner2008-07-17Sell29,82315,562,747$56.791693.6-83.82
SPERLING JOHN GActing Exec Chrmn of the Board, Director, 10% Owne2008-07-17Sell4,90115,062,747$58.27285.6-84.23
SPERLING JOHN GActing Exec Chrmn of the Board, Director, 10% Owne2008-07-16Sell47,50015,592,570$55.512636.7-83.44
SPERLING PETER VVice Chairman, Director2008-07-16Sell47,5008,409,595$55.512636.7-83.44
SPERLING JOHN GActing Exec Chrmn of the Board, Director, 10% Owne2008-07-15Sell75,22315,640,070$55.034139.5-83.3
SPERLING JOHN GActing Exec Chrmn of the Board, Director, 10% Owne2008-07-14Sell2,10015,715,293$55.15115.8-83.34
SPERLING JOHN GActing Exec Chrmn of the Board, Director, 10% Owne2008-07-11Sell141,25015,717,393$55.167791.4-83.34
SPERLING JOHN GActing Exec Chrmn of the Board, Director, 10% Owne2008-07-11Sell141,25015,717,393$55.167791.4-83.34
Reis James RichardDirector2008-04-03Buy2,0006,750$44.2388.5-79.22
SPERLING PETER VSenior Vice President, Director2008-01-16Sell15,9979,699,385$80.031280.2-88.52
SPERLING JOHN GActing Exec Chrmn of the Board, Director, 10% Owne2008-01-16Sell30,0002,158,886$80.12403-88.53
SPERLING PETER VSenior Vice President, Director2008-01-15Sell275,0009,715,382$79.6821912-88.47
SPERLING JOHN GActing Exec Chrmn of the Board, Director, 10% Owne2008-01-15Sell405,8252,173,886$8032466-88.51
Redman K. SueDirector2008-01-14Sell5,5005,860$77423.5-88.06
BISHOP TERRI CSr. VP Public Affairs & Policy2008-01-14Sell40,13314,000$75.773040.9-87.87
Honea Elmont AdamProvost/ Senior VP2008-01-14Sell5,3500$79.65426.1-88.46
SPERLING JOHN GActing Exec Chrmn of the Board, Director, 10% Owne2008-01-14Sell250,00016,104,468$79.719925-88.47
DECONINI DINO JDirector2008-01-14Sell6,4596,507$78.7508.3-88.32
KLOR DE ALVA JOSE JORGEVP Academic Affairs2008-01-14Sell12,5000$75.96949.5-87.9
Pepicello William JohnPresident - UOP2008-01-14Sell6,25014,267$78487.5-88.22
Mildenhall Joseph NChief Information Officer2007-10-31Sell14,0000$78.021092.3-88.22
Thompson Diane LouiseChief Human Resources Officer2007-10-31Sell1,4640$77.93114.1-88.21
SPERLING PETER VSenior Vice President, Director2007-10-31Sell265,00010,694,107$78.0820691.2-88.23
KLOR DE ALVA JOSE JORGESVP, Academic Excellence2007-10-31Sell3,050756$77.84237.4-88.19
DECONINI DINO JDirector2007-10-31Sell2,0006,507$76.86153.7-88.04
Mildenhall Joseph NChief Information Officer2007-10-31Sell3,75014,000$78.02292.6-88.22
KLOR DE ALVA JOSE JORGEVP Academic Excellence2007-10-31Sell7560$77.8658.9-88.2
SPERLING PETER VSenior Vice President, Director2007-10-30Sell85,00011,069,107$75.276398-87.79
Thompson Diane LouiseChief Human Resources Officer2007-10-30Sell25,59214,091$75.081921.4-87.76
Meyer William StanVP Marketing2007-10-30Sell10,00014,302$74.64746.4-87.69
Pusch Dianne MarieExecutive V.P.2007-10-29Sell21,29730,981$74.461585.8-87.66
Kline John RobertChief Administrative Officer2007-10-29Sell7,44014,001$74.7555.8-87.7
SPERLING PETER VSenior Vice President, Director2007-10-29Sell110,00011,044,107$74.58195-87.66
SPERLING PETER VSenior Vice President, Director2007-10-26Sell40,00011,154,107$75.853034-87.88
DECONINI DINO JDirector2007-07-17Sell28,3124,507$62.551770.9-85.31
Redman K. SueDirector2007-07-05Buy8602,860$57.9449.8-84.14
Swartz Brian LSVP Finance & CAO2007-07-05Buy1,85011,850$57.98107.3-84.15
CARROLL ROBERTFormer Chief Information Offic2006-01-31Sell92,4914,376$55.935173-83.57Link
CARROLL ROBERTFormer Chief Information Offic2006-01-30Sell78,0774,376$55.724350.5-83.51Link
DECONINI DINO JDirector2005-12-30Sell3,5501,507$60.46214.6-84.8Link
NOONE LAURA PALMERSenior VP-Apollo,President-UOP2005-12-22Sell214,2593,838$61.9913281.9-85.18Link
NORTON JOHN RDirector2005-12-16Buy1,0001,000$63.7863.8-85.59Link
SPERLING PETER VSenior Vice President2005-07-28Sell132,12213,107,061$74.579852.3-87.68Link
NOONE LAURA PALMERPresident - UOP2005-07-15Sell10,0003,715$74.15741.5-87.61Link
SPERLING PETER VSenior Vice President2005-07-06Sell6,90813,107,061$77.23533.5-88.1Link
SPERLING PETER VDirector2005-07-01Sell50,57813,107,061$78.513970.9-88.29Link
BLAIR JOHN MDirector2005-07-01Sell6,2500$78.48490.5-88.29Link
DECONINI DINO JDirector2005-04-29Sell10,0005,057$72.15721.5-87.26Link
NOONE LAURA PALMERPresident - UOP2005-04-06Sell10,0003,509$75.65756.5-87.85Link
BLAIR JOHN MDirector2005-04-05Sell5,0000$75.94379.7-87.9Link
CARROLL ROBERTChief Information Officer2005-01-31Sell43,6243,976$78.253413.6-88.26Link
BACHUS DANIEL EChief Accounting Officer2005-01-12Sell4,800395$83398.4-88.93Link
GOVENAR HEDYDirector2005-01-11Sell10,0002,362$81.63816.3-88.74Link
BACHUS DANIEL EChief Accounting Officer2005-01-04Sell5,200395$83.1432.1-88.94Link
BLAIR JOHN MDirector2005-01-03Sell4,0000$80.82323.3-88.63Link
SPERLING PETER VDirector2004-12-29Sell42,00013,770,718$81.323415.4-88.7Link
CARROLL ROBERTChief Information Officer2004-11-01Sell28,0003,884$64.441804.3-85.74Link
DECONINI DINO JDirector2004-10-26Sell1,4505,057$67.0897.3-86.3Link
BLAIR JOHN MDirector2004-10-25Sell4,5280$71.3322.8-87.11Link
SPERLING JOHN GChairman of the Board, 10% Owner2004-01-08Sell250,00022,916,948$71.6217905-87.17Link
NORTON JOHN RDirector2004-01-06Sell2,2500$70.98159.7-87.05Link
SPERLING PETER VSenior Vice President2004-01-06Sell250,00014,516,771$70.5317632.5-86.97Link
BLAIR JOHN MDirector2004-01-05Sell4,0000$69.98279.9-86.87Link
SPERLING PETER VSenior Vice President2003-12-30Sell500,00014,767,171$68.1134055-86.51Link
SPERLING PETER VSenior Vice President2003-12-26Sell500,00015,267,171$68.534250-86.58Link
SPERLING PETER VSenior Vice President2003-10-30Sell116,95515,767,171$64.227510.9-85.69Link
SPERLING JOHN GChairman of the Board, 10% Owner2003-10-30Sell81,01722,869,463$64.225202.9-85.69Link
SPERLING PETER VSenior Vice President2003-10-29Sell181,16315,884,126$63.6111523.8-85.55Link
SPERLING JOHN GChairman of the Board, 10% Owner2003-10-29Sell50,00022,950,480$64.053202.5-85.65Link
SPERLING JOHN GChairman of the Board, 10% Owner2003-10-23Sell93,98323,000,480$64.216034.6-85.69Link
NELSON TODD SCEO, President
(Click for the stocks that their CEOs have bought)
2003-10-22Sell18,6290$64.111194.3-85.67Link
SPERLING PETER VSenior Vice President2003-10-14Sell53,44216,065,289$65.683510.1-86.01Link
SPERLING JOHN GChairman of the Board, 10% Owner2003-10-14Sell25,00023,094,463$65.281632-85.92Link
NELSON TODD SCEO, President2003-10-14Sell45,9360$65.643015.2-86Link
SPERLING PETER VSenior Vice President2003-10-13Sell148,44016,118,731$66.069805.9-86.09Link
BLAIR JOHN MDirector2003-10-13Sell2,0000$66.55133.1-86.19Link
NELSON TODD SCEO, President2003-10-13Sell150,7860$66.099965.4-86.09Link
KLOR DE ALVA JOSE JORGEFormer - Director2003-09-22Sell20,2500$67.751371.9-86.44Link
BACHUS DANIEL EController-CAO2003-07-31Sell5,0000$65.49327.5-85.97Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column) and "Shares Owned Following This (Direct & Indirect)" transactions (sixth column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported.

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