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Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
Mark M. SieczkarekN/A453,7184.96%2016-05-09
Robert R. TuftsN/A314,9083.44%2010-01-04
Anthony Dailley,D.D.S.N/A285,2593.12%2014-03-17
Dr. Behzad Khosrovi,PhDN/A136,0001.49%2011-05-27
Thomas J. PaulsonN/A68,2100.75%2014-12-12
Mr. Russell A. HoonN/A34,2170.37%2015-04-14
Mr. Mijia (Bob) WuN/A31,7460.35%2016-01-26
Dr. T. Alexander McPherson,M.D.,PhDN/A28,5580.31%2009-01-14
Mr. David W. StromanN/A23,0000.25%2014-12-12
Dr. Harry F. Hixson, JrN/A12,8710.14%2009-04-24

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
Najafi RaminCEO, 10% Owner
(Click for the stocks that their CEOs have bought)
2015-08-20Buy480480$0.470.2-75.83
12,000 (Individual Retirement Account)
Pioneer Pharma (Singapore) Pte10% Owner2015-03-03Buy103,600383,826$0.662.2-81.079,595,656 (Direct)
SIECZKAREK MARK MDirector2015-03-03Buy6,6677,859$0.64-81.07196,466 (Direct)
Najafi RaminChairman2015-03-03Buy6,667135,667$0.64-81.07
3,391,666 (Ownership through the Najafi Family Trust)
Najafi RaminChairman2014-12-12Buy2,0000$0.651.3-82.52Link
PAULSON THOMAS JCFO2014-12-12Buy4002,728$0.680.3-83.2968,210 (Direct)
Stroman David W.SVP, Ophthalmic Product Devt.2014-12-12Buy400920$0.660.3-82.7923,000 (Direct)
Najafi RaminChairman2014-12-11Buy800127,000$0.60.5-81.073,175,000 (Direct)
PAULSON THOMAS JCFO2014-12-09Buy4002,328$0.670.3-83.0458,210 (Direct)
Najafi RaminChairman2014-12-05Buy1,000126,200$0.650.7-82.523,155,000 (Direct)
Wicks Tony D.S.Director2014-12-02Sell8000$0.70.6-83.77Link
Najafi RaminChairman2014-12-02Buy720125,200$0.710.5-843,130,000 (Direct)
Wicks Tony D.S.Director2014-12-01Sell4008,547$0.690.3-83.54213,680 (Direct)
SIECZKAREK MARK MDirector2014-06-04Buy1921,192$0.890.2-87.2429,800 (Direct)
SIECZKAREK MARK MDirector2014-05-19Buy1,0001,000$0.880.9-87.0925,000 (Direct)
China Pioneer Pharma Holdings 10% Owner2014-05-13Buy2,603304,552$0.992.6-88.53608,156 (Direct)
7,005,656 (By Pioneer Pharma (Singapore) Pte Ltd)
China Pioneer Pharma Holdings 10% Owner2014-05-12Buy4,644301,950$0.994.6-88.53543,091 (Direct)
7,005,656 (By Pioneer Pharma (Singapore) Pte Ltd)
China Pioneer Pharma Holdings 10% Owner2014-05-09Buy12,753297,306$0.9912.6-88.53426,984 (Direct)
7,005,656 (By Pioneer Pharma (Singapore) Pte Ltd)
Pioneer Pharma (Singapore) Pte10% Owner2013-12-02Buy200,000280,226$1.14228-90.047,005,656 (Direct)
Pioneer Pharma (Hong Kong) Co 10% Owner2013-12-02Buy200,000280,226$1.14228-90.04
7,005,656 (By Pioneer Pharma (Singapore) Pte. Ltd.)
China Pioneer Pharma Holdings 10% Owner2013-12-02Buy200,000284,552$1.14228-90.04108,156 (Direct)
7,005,656 (By Pioneer Pharma (Singapore) Pte. Ltd.)
China Pioneer Pharma Holdings 10% Owner2013-11-14Buy4,32684,552$1.024.4-88.86108,156 (Direct)
2,005,656 (By Pioneer Pharma (Singapore) Pte. Ltd.)
Li Xinzhou10% Owner2013-09-20Sell4,8000$1.879-93.93Link
Li XinzhouPres.Naqu Area Pioneer Pharma2012-12-11Buy4,80084,800$1.25.8-90.532,120,000 (Direct)
Stroman David W.SVP, Ophthalmic Product Devt.2012-12-06Buy400880$1.240.5-90.8422,000 (Direct)
PAULSON THOMAS JCFO2012-12-06Buy4002,554$1.240.5-90.8463,855 (Direct)
Najafi RaminChairman2012-12-06Buy800128,708$1.241-90.84100,195 (Direct)
3,117,500 (By the Najafi Family Trust Dated September 13, 2006)
Pioneer Pharma (Singapore) Pte10% Owner2012-10-31Buy48,00080,000$1.2560-90.912,000,000 (Direct)
NAQU AREA PIONEER PHARMA CO., 10% Owner2012-10-31Buy48,00080,000$1.2560-90.91
2,000,000 (Shares are held directly by Pioneer Pharma (Singapore) Pte. Ltd. Pioneer Pharma (Singapore) Pte. Lt)
Li Xinzhou10% Owner2012-10-31Buy48,00080,000$1.2560-90.91
2,000,000 (The shares are held by Pioneer Pharma (Singapore) Pte. Ltd., a 100% wholly owned subsidiary of Naqu)
Li Xinzhou10% Owner2012-09-13Buy32,00032,000$1.2540-90.91
800,000 (The shares are held by Pioneer Pharma (Singapore) Pte. Ltd., a 100% wholly owned subsidiary of Naqu)
PAULSON THOMAS JCFO2012-05-30Buy4001,600$0.940.4-87.9140,000 (Direct)
Najafi RaminChairman2012-05-29Buy240126,090$0.960.2-88.1734,752 (Direct)
3,117,500 (By The Najafi Family Trust Dated September 13, 2006)
Najafi RaminChairman2012-05-25Buy140125,850$0.990.1-88.5328,752 (Direct)
3,117,500 (By the Najafi Family Trust Dated September 13, 2006)
Freiman Paul E.Director2011-09-12Buy120605$0.840.1-86.48
15,137 (By the Paul Freiman and Anna Mazzuchi Freiman Trust dated 5/24/1995)
PAULSON THOMAS JCFO2011-08-26Buy140300$0.860.1-86.797,500 (Direct)
Najafi Ramin2011-08-16Buy400125,710$0.850.3-86.6425,252 (Direct)
3,117,500 (By the Najafi Family Trust Dated September 13, 2006)
Tufts Robert R.Director2011-08-15Buy20012,796$0.850.2-86.64
319,908 (ROBERT A TUFTS & JOYCE A TUFTS TR UA 18-SEP-87)
McPherson T. AlexDirector2011-05-27Buy2481,776$1.650.4-93.1237,693 (Direct)
6,700 (By the McPherson Family Trust)
Najafi RaminChairman2011-05-27Buy20125,310$1.590-92.8615,252 (Direct)
3,117,500 (By the NAJAFI Family Trust dated September 13, 2006)
Khosrovi BehzadVP Research and Development2011-05-27Buy405,480$1.640.1-93.07136,000 (Direct)
1,000 (By the Behzad and Dorothy Khozrovi Revocable Trust U/A 7/13/2004)
Najafi RaminChairman2011-05-26Buy40125,290$1.60.1-92.914,752 (Direct)
3,117,500 (By the NAJAFI Family Trust dated September 13, 2006)
Najafi RaminChairman2011-05-24Buy102125,250$1.710.2-93.3613,752 (Direct)
3,117,500 (By the NAJAFI Family Trust dated September 13, 2006)
Freiman Paul E.Director2010-08-16Sell600485$1.831.1-93.79Link
Cashion CharlesDirector2009-08-31Buy401,127$1.90.1-94.02Link
Najafi RaminChairman2009-08-28Buy40448$1.920.1-94.08Link
Freiman Paul E.Director2009-06-11Sell1,000951$2.332.3-95.12
HIXSON HARRY F JRDirector2009-06-11Buy1,0001,074$2.332.3-95.12
Najafi Ramin2008-09-02Buy40124,988$1.980.1-94.267,200 (Direct)
3,117,500 (By the Najafi Family Trust dated September 13, 2006)
Najafi Ramin2008-08-28Buy40448$1.920.1-94.08Link
Hunt Clifton SDirector2006-08-24Buy54670$20.131.1-99.44Link
MALLORY MARCUS EDWARDVice President2006-08-21Buy369$20.560.1-99.45Link
HASTON RICHARD TEVP, CFO & Treasurer2006-06-18Buy40331$21.140.8-99.46Link
BYARS DAVIDDirector2006-06-12Buy10846$20.550.2-99.45Link
MALLORY LEWIS F JRChairman of the Board and CEO2006-05-19Buy802,565$21.21.7-99.46Link
BYARS DAVIDDirector2006-05-18Buy54836$21.381.2-99.47Link
GALLOWAY JAMES CDirector2006-05-18Buy564,004$21.411.2-99.47Link
SMITH SAMMY JDirector2006-05-05Buy160399$19.53.1-99.42Link
MALLORY LEWIS F JRChairman of the Board and CEO2006-05-03Buy2002,565$19.53.9-99.42Link
ABERNATHY MARK ADirector2006-05-03Buy100823$19.52-99.42Link
BYARS DAVIDDirector2006-05-03Buy200825$19.53.9-99.42Link
CALDWELL ROBERT SDirector2006-05-03Buy1002,206$19.52-99.42Link
CALVERT ROBERT L IIIDirector2006-05-03Buy8006,497$19.515.6-99.42Link
CUNNINGHAM ROBERT ADirector2006-05-03Buy2804,663$19.55.5-99.42Link
DOWDLE J NUTIEDirector2006-05-03Buy1,0006,035$19.519.5-99.42Link
GALLOWAY JAMES CDirector2006-05-03Buy1203,948$19.52.3-99.42Link
Hunt Clifton SDirector2006-05-03Buy400616$19.57.8-99.42Link
DAVIS JOHN ROBERTVice President2006-05-03Buy40208$19.50.8-99.42Link
GRAHAM JAMES DDirector2006-05-03Buy8002,165$19.515.6-99.42Link
LEE DAN RDirector2006-05-03Buy4088$19.50.8-99.42Link
PUCKETT ALLEN B IIIDirector2006-05-03Buy2807,342$19.55.5-99.42Link
SMITH H STOKESDirector2006-05-03Buy1601,607$19.53.1-99.42Link
HASTON RICHARD TEVP, CFO & Treasurer2006-05-03Buy20291$19.50.4-99.42Link
GHOLSON HUNTERDirector2006-05-03Buy402,662$19.50.8-99.42Link
DOWDLE J NUTIEDirector2005-11-16Buy1205,035$23.872.9-99.52Link
GALLOWAY JAMES CDirector2005-11-09Buy243,827$23.50.6-99.52Link
MALLORY MARCUS EDWARDVice President2005-10-24Buy862$23.70.2-99.52Link
GALLOWAY JAMES CDirector2005-10-24Buy163,803$23.50.4-99.52Link
CUNNINGHAM ROBERT ADirector2005-08-15Buy204,383$23.250.5-99.51Link
MALLORY MARCUS EDWARDVice President2005-08-12Buy264$23.740.1-99.52Link
MALLORY LEWIS F JRChairman of the Board and CEO2005-07-28Buy1202,506$24.943-99.54Link
Hunt Clifton SDirector2005-06-13Buy52204$23.081.2-99.51Link
Hunt Clifton SDirector2005-05-31Buy108128$23.22.5-99.51Link
HASTON RICHARD TEVP, CFO & Treasurer2005-04-26Buy8250$23.180.2-99.51Link
FOWLER CLIFTON BVice President2005-03-04Sell80442$24.922-99.54Link
DOWDLE J NUTIEDirector2005-02-16Buy604,915$23.131.4-99.51Link
GALLOWAY JAMES CDirector2005-02-12Buy403,787$23.250.9-99.51Link
GRAHAM JAMES DDirector2005-02-04Buy401,365$23.761-99.52Link
MALLORY LEWIS F JRChairman of the Board and CEO2005-02-03Buy202,506$23.580.5-99.52Link
MALLORY MARCUS EDWARDVice President2005-02-03Buy857$23.550.2-99.52Link
BYARS DAVIDDirector2005-02-02Buy40625$23.60.9-99.52Link
Adair J AubreyVice President2004-12-20Sell643$26.781.7-99.58Link
PRINCE THOMAS J JRVice President2004-12-15Sell180653$28.135.1-99.6Link
GHOLSON HUNTERDirector2004-12-14Sell502,638$27.951.4-99.59Link
GHOLSON HUNTERDirector2004-08-10Sell602,688$24.21.5-99.53Link
PUCKETT ALLEN B IIIDirector2004-06-14Buy897,062$23.612.1-99.52Link
WEISS HENRY SDirector2004-06-14Buy442,802$23.391-99.51Link
LEE DAN RDirector2004-06-10Buy4040$241-99.53Link
WEISS HENRY SDirector2004-06-09Buy362,758$23.790.9-99.52Link
DOWDLE J NUTIEDirector2004-06-04Buy404,855$23.971-99.53Link
DOWDLE J NUTIEDirector2004-05-20Buy3204,815$23.557.5-99.52Link
DOWDLE J NUTIEDirector2004-05-18Buy44,495$23.760.1-99.52Link
CALVERT ROBERT L IIIDirector2004-05-07Buy405,697$241-99.53Link
GRAHAM JAMES DDirector2004-04-29Buy281,325$25.460.7-99.55Link
LEE DAN RDirector2004-03-21Buy848$23.410.2-99.51Link
FOWLER CLIFTON BVice President2004-02-23Sell2470$26.250-99.57Link
BYARS DAVIDDirector2004-02-19Buy16585$26.750.4-99.58Link
FOWLER CLIFTON BVice President2004-02-18Sell2472$26.790.1-99.58Link
GHOLSON HUNTERDirector2003-12-29Sell702,748$27.031.9-99.58Link
SMITH H STOKESDirector2003-12-18Buy401,447$26.841.1-99.58Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column) and "Shares Owned Following This (Direct & Indirect)" transactions (sixth column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported.

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