Switch to:

Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
Robert R. TuftsDirector314,9089.05%2010-01-04
Anthony Dailley,D.D.S.N/A285,2598.2%2014-03-17
Mark M. SieczkarekDirector196,4665.65%2015-03-03
Dr. Behzad Khosrovi,PhDVP Research and Development136,0003.91%2011-05-27
Thomas J. PaulsonCFO68,2101.96%2014-12-12
Mr. Russell A. HoonN/A34,2170.98%2015-04-14
Mr. Mijia (Bob) WuN/A31,7460.91%2016-01-26
Dr. T. Alexander McPherson,M.D.,PhDDirector28,5580.82%2009-01-14
Mr. David W. StromanSVP, Ophthalmic Product Devt.23,0000.66%2014-12-12
Dr. Harry F. Hixson, JrN/A12,8710.37%2009-04-24

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
Najafi RaminCEO, 10% Owner
(Click for the stocks that their CEOs have bought)
2015-08-20Buy12,00012,000$0.475.6336.17
12,000 (Individual Retirement Account)
Pioneer Pharma (Singapore) Pte10% Owner2015-03-03Buy2,590,0009,595,656$0.61554241.679,595,656 (Direct)
SIECZKAREK MARK MDirector2015-03-03Buy166,666196,466$0.6100241.67196,466 (Direct)
Najafi RaminChairman2015-03-03Buy166,6663,391,666$0.6100241.67
3,391,666 (Ownership through the Najafi Family Trust)
Najafi RaminChairman2014-12-12Buy50,0000$0.6532.5215.38Link
PAULSON THOMAS JCFO2014-12-12Buy10,00068,210$0.686.8201.4768,210 (Direct)
Stroman David W.SVP, Ophthalmic Product Devt.2014-12-12Buy10,00023,000$0.666.6210.6123,000 (Direct)
Najafi RaminChairman2014-12-11Buy20,0003,175,000$0.612241.673,175,000 (Direct)
PAULSON THOMAS JCFO2014-12-09Buy10,00058,210$0.676.7205.9758,210 (Direct)
Najafi RaminChairman2014-12-05Buy25,0003,155,000$0.6516.3215.383,155,000 (Direct)
Wicks Tony D.S.Director2014-12-02Sell20,0000$0.714192.86Link
Najafi RaminChairman2014-12-02Buy18,0003,130,000$0.7112.8188.733,130,000 (Direct)
Wicks Tony D.S.Director2014-12-01Sell10,000213,680$0.696.9197.1213,680 (Direct)
SIECZKAREK MARK MDirector2014-06-04Buy4,80029,800$0.894.3130.3429,800 (Direct)
SIECZKAREK MARK MDirector2014-05-19Buy25,00025,000$0.8822132.9525,000 (Direct)
China Pioneer Pharma Holdings 10% Owner2014-05-13Buy65,0657,613,812$0.9964.4107.07608,156 (Direct)
7,005,656 (By Pioneer Pharma (Singapore) Pte Ltd)
China Pioneer Pharma Holdings 10% Owner2014-05-12Buy116,1077,548,747$0.99114.9107.07543,091 (Direct)
7,005,656 (By Pioneer Pharma (Singapore) Pte Ltd)
China Pioneer Pharma Holdings 10% Owner2014-05-09Buy318,8287,432,640$0.99315.6107.07426,984 (Direct)
7,005,656 (By Pioneer Pharma (Singapore) Pte Ltd)
Pioneer Pharma (Singapore) Pte10% Owner2013-12-02Buy5,000,0007,005,656$1.14570079.827,005,656 (Direct)
Pioneer Pharma (Hong Kong) Co 10% Owner2013-12-02Buy5,000,0007,005,656$1.14570079.82
7,005,656 (By Pioneer Pharma (Singapore) Pte. Ltd.)
China Pioneer Pharma Holdings 10% Owner2013-12-02Buy5,000,0007,113,812$1.14570079.82108,156 (Direct)
7,005,656 (By Pioneer Pharma (Singapore) Pte. Ltd.)
China Pioneer Pharma Holdings 10% Owner2013-11-14Buy108,1562,113,812$1.02110.3100.98108,156 (Direct)
2,005,656 (By Pioneer Pharma (Singapore) Pte. Ltd.)
Li Xinzhou10% Owner2013-09-20Sell120,0000$1.87224.49.63Link
Li XinzhouPres.Naqu Area Pioneer Pharma2012-12-11Buy120,0002,120,000$1.214470.832,120,000 (Direct)
Stroman David W.SVP, Ophthalmic Product Devt.2012-12-06Buy10,00022,000$1.2412.465.3222,000 (Direct)
PAULSON THOMAS JCFO2012-12-06Buy10,00063,855$1.2412.465.3263,855 (Direct)
Najafi RaminChairman2012-12-06Buy20,0003,217,695$1.2424.865.32100,195 (Direct)
3,117,500 (By the Najafi Family Trust Dated September 13, 2006)
Pioneer Pharma (Singapore) Pte10% Owner2012-10-31Buy1,200,0002,000,000$1.251500642,000,000 (Direct)
NAQU AREA PIONEER PHARMA CO., 10% Owner2012-10-31Buy1,200,0002,000,000$1.25150064
2,000,000 (Shares are held directly by Pioneer Pharma (Singapore) Pte. Ltd. Pioneer Pharma (Singapore) Pte. Lt)
Li Xinzhou10% Owner2012-10-31Buy1,200,0002,000,000$1.25150064
2,000,000 (The shares are held by Pioneer Pharma (Singapore) Pte. Ltd., a 100% wholly owned subsidiary of Naqu)
Li Xinzhou10% Owner2012-09-13Buy800,000800,000$1.25100064
800,000 (The shares are held by Pioneer Pharma (Singapore) Pte. Ltd., a 100% wholly owned subsidiary of Naqu)
PAULSON THOMAS JCFO2012-05-30Buy10,00040,000$0.949.4118.0940,000 (Direct)
Najafi RaminChairman2012-05-29Buy6,0003,152,252$0.965.8113.5434,752 (Direct)
3,117,500 (By The Najafi Family Trust Dated September 13, 2006)
Najafi RaminChairman2012-05-25Buy3,5003,146,252$0.993.5107.0728,752 (Direct)
3,117,500 (By the Najafi Family Trust Dated September 13, 2006)
Freiman Paul E.Director2011-09-12Buy3,00015,137$0.842.5144.05
15,137 (By the Paul Freiman and Anna Mazzuchi Freiman Trust dated 5/24/1995)
PAULSON THOMAS JCFO2011-08-26Buy3,5007,500$0.863138.377,500 (Direct)
Najafi Ramin2011-08-16Buy10,0003,142,752$0.858.5141.1825,252 (Direct)
3,117,500 (By the Najafi Family Trust Dated September 13, 2006)
Tufts Robert R.Director2011-08-15Buy5,000319,908$0.854.3141.18
319,908 (ROBERT A TUFTS & JOYCE A TUFTS TR UA 18-SEP-87)
McPherson T. AlexDirector2011-05-27Buy6,20044,393$1.6510.224.2437,693 (Direct)
6,700 (By the McPherson Family Trust)
Najafi RaminChairman2011-05-27Buy5003,132,752$1.590.828.9315,252 (Direct)
3,117,500 (By the NAJAFI Family Trust dated September 13, 2006)
Khosrovi BehzadVP Research and Development2011-05-27Buy1,000137,000$1.641.625136,000 (Direct)
1,000 (By the Behzad and Dorothy Khozrovi Revocable Trust U/A 7/13/2004)
Najafi RaminChairman2011-05-26Buy1,0003,132,252$1.61.628.1314,752 (Direct)
3,117,500 (By the NAJAFI Family Trust dated September 13, 2006)
Najafi RaminChairman2011-05-24Buy2,5523,131,252$1.714.419.8813,752 (Direct)
3,117,500 (By the NAJAFI Family Trust dated September 13, 2006)
Freiman Paul E.Director2010-08-16Sell15,00012,137$1.8327.512.02Link
Cashion CharlesDirector2009-08-31Buy1,00028,172$1.91.97.89Link
Najafi RaminChairman2009-08-28Buy1,00011,200$1.921.96.77Link
Freiman Paul E.Director2009-06-11Sell25,00023,764$2.3358.3-12.02
HIXSON HARRY F JRDirector2009-06-11Buy25,00026,856$2.3358.3-12.02
Najafi Ramin2008-09-02Buy1,0003,124,700$1.9823.547,200 (Direct)
3,117,500 (By the Najafi Family Trust dated September 13, 2006)
Najafi Ramin2008-08-28Buy1,00011,200$1.921.96.77Link
Hunt Clifton SDirector2006-08-24Buy1,35016,750$20.1327.2-89.82Link
MALLORY MARCUS EDWARDVice President2006-08-21Buy631,722$20.561.3-90.03Link
HASTON RICHARD TEVP, CFO & Treasurer2006-06-18Buy1,0008,276$21.1421.1-90.3Link
BYARS DAVIDDirector2006-06-12Buy25021,161$20.555.1-90.02Link
MALLORY LEWIS F JRChairman of the Board and CEO2006-05-19Buy2,00064,125$21.242.4-90.33Link
BYARS DAVIDDirector2006-05-18Buy1,35020,911$21.3828.9-90.41Link
GALLOWAY JAMES CDirector2006-05-18Buy1,400100,089$21.4130-90.43Link
SMITH SAMMY JDirector2006-05-05Buy4,0009,968$19.578-89.49Link
MALLORY LEWIS F JRChairman of the Board and CEO2006-05-03Buy5,00064,125$19.597.5-89.49Link
ABERNATHY MARK ADirector2006-05-03Buy2,50020,585$19.548.8-89.49Link
BYARS DAVIDDirector2006-05-03Buy5,00020,627$19.597.5-89.49Link
CALDWELL ROBERT SDirector2006-05-03Buy2,50055,151$19.548.8-89.49Link
CALVERT ROBERT L IIIDirector2006-05-03Buy20,000162,414$19.5390-89.49Link
CUNNINGHAM ROBERT ADirector2006-05-03Buy7,000116,571$19.5136.5-89.49Link
DOWDLE J NUTIEDirector2006-05-03Buy25,000150,867$19.5487.5-89.49Link
GALLOWAY JAMES CDirector2006-05-03Buy3,00098,689$19.558.5-89.49Link
Hunt Clifton SDirector2006-05-03Buy10,00015,400$19.5195-89.49Link
DAVIS JOHN ROBERTVice President2006-05-03Buy1,0005,194$19.519.5-89.49Link
GRAHAM JAMES DDirector2006-05-03Buy20,00054,122$19.5390-89.49Link
LEE DAN RDirector2006-05-03Buy1,0002,200$19.519.5-89.49Link
PUCKETT ALLEN B IIIDirector2006-05-03Buy7,000183,557$19.5136.5-89.49Link
SMITH H STOKESDirector2006-05-03Buy4,00040,185$19.578-89.49Link
HASTON RICHARD TEVP, CFO & Treasurer2006-05-03Buy5007,276$19.59.8-89.49Link
GHOLSON HUNTERDirector2006-05-03Buy1,00066,543$19.519.5-89.49Link
DOWDLE J NUTIEDirector2005-11-16Buy3,000125,867$23.8771.6-91.41Link
GALLOWAY JAMES CDirector2005-11-09Buy60095,679$23.514.1-91.28Link
MALLORY MARCUS EDWARDVice President2005-10-24Buy2001,542$23.74.7-91.35Link
GALLOWAY JAMES CDirector2005-10-24Buy40095,079$23.59.4-91.28Link
CUNNINGHAM ROBERT ADirector2005-08-15Buy500109,571$23.2511.6-91.18Link
MALLORY MARCUS EDWARDVice President2005-08-12Buy591,601$23.741.4-91.36Link
MALLORY LEWIS F JRChairman of the Board and CEO2005-07-28Buy3,00062,651$24.9474.8-91.78Link
Hunt Clifton SDirector2005-06-13Buy1,3005,100$23.0830-91.12Link
Hunt Clifton SDirector2005-05-31Buy2,7003,200$23.262.6-91.16Link
HASTON RICHARD TEVP, CFO & Treasurer2005-04-26Buy2006,254$23.184.6-91.16Link
FOWLER CLIFTON BVice President2005-03-04Sell2,00011,051$24.9249.8-91.77Link
DOWDLE J NUTIEDirector2005-02-16Buy1,500122,867$23.1334.7-91.14Link
GALLOWAY JAMES CDirector2005-02-12Buy1,00094,679$23.2523.3-91.18Link
GRAHAM JAMES DDirector2005-02-04Buy1,00034,122$23.7623.8-91.37Link
MALLORY LEWIS F JRChairman of the Board and CEO2005-02-03Buy50062,651$23.5811.8-91.31Link
MALLORY MARCUS EDWARDVice President2005-02-03Buy2001,421$23.554.7-91.3Link
BYARS DAVIDDirector2005-02-02Buy1,00015,627$23.623.6-91.31Link
Adair J AubreyVice President2004-12-20Sell1,61263$26.7843.2-92.35Link
PRINCE THOMAS J JRVice President2004-12-15Sell4,50016,329$28.13126.6-92.71Link
GHOLSON HUNTERDirector2004-12-14Sell1,25065,947$27.9534.9-92.67Link
GHOLSON HUNTERDirector2004-08-10Sell1,50067,197$24.236.3-91.53Link
PUCKETT ALLEN B IIIDirector2004-06-14Buy2,217176,557$23.6152.3-91.32Link
WEISS HENRY SDirector2004-06-14Buy1,10070,043$23.3925.7-91.24Link
LEE DAN RDirector2004-06-10Buy1,0001,000$2424-91.46Link
WEISS HENRY SDirector2004-06-09Buy90068,943$23.7921.4-91.38Link
DOWDLE J NUTIEDirector2004-06-04Buy1,000121,367$23.9724-91.45Link
DOWDLE J NUTIEDirector2004-05-20Buy8,000120,367$23.55188.4-91.3Link
DOWDLE J NUTIEDirector2004-05-18Buy100112,367$23.762.4-91.37Link
CALVERT ROBERT L IIIDirector2004-05-07Buy1,000142,414$2424-91.46Link
GRAHAM JAMES DDirector2004-04-29Buy70033,122$25.4617.8-91.95Link
LEE DAN RDirector2004-03-21Buy2001,200$23.414.7-91.24Link
FOWLER CLIFTON BVice President2004-02-23Sell4011,760$26.251.1-92.19Link
BYARS DAVIDDirector2004-02-19Buy40014,627$26.7510.7-92.34Link
FOWLER CLIFTON BVice President2004-02-18Sell5511,800$26.791.5-92.35Link
GHOLSON HUNTERDirector2003-12-29Sell1,75068,697$27.0347.3-92.42Link
SMITH H STOKESDirector2003-12-18Buy1,00036,185$26.8426.8-92.36Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column) and "Shares Owned Following This (Direct & Indirect)" transactions (sixth column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported.

To find out why GuruFocus thinks data on insider trade are interesting, please read:
Also See GuruFocus Insider Trade Screener:

Get WordPress Plugins for easy affiliate links on Stock Tickers and Guru Names | Earn affiliate commissions by embedding GuruFocus Charts
GuruFocus Affiliate Program: Earn up to $400 per referral. ( Learn More)

GuruFocus Premium Plus Membership

FEEDBACK