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Top Direct Holders

HolderPositionShares% of Shares
Report Date
David T. HamamotoExecutive Chairman of NSAM328,2720.17%2015-11-11
Daniel R. GilbertChief Inv. and Op. Officer322,0480.17%2015-04-02
W. Edward ScheetzDirector168,055less than 0.1%2007-09-28
Mr. Frank V. SicaDirector167,285less than 0.1%2009-08-05
Andrew C. RichardsonEVP and CFO58,572less than 0.1%2010-05-12
Mr. Albert TylisCEO and President of NSAM50,000less than 0.1%2015-11-11
Mr. Oscar JunqueraDirector24,568less than 0.1%2014-06-30
Mr. Sridhar SambamurthyN/A24,446less than 0.1%2014-06-30
Mr. Ronald J. LiebermanEVP, GC and Secretary22,753less than 0.1%2014-11-10
William V. AdamskiN/A20,119less than 0.1%2008-05-23

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
HAMAMOTO DAVID TExecutive Chairman of NSAM2015-11-11Buy100,000418,833$19.091909-4.4290,572 (Direct)
125,000 (By The David T. Hamamoto GRAT I-2014-NRF)
3,261 (By DTH Investment Holdings LLC)
Tylis AlbertCEO and President of NSAM
(Click for the stocks that their CEOs have bought)
2015-11-11Buy50,00050,000$19.05952.5-4.250,000 (Direct)
HAMAMOTO DAVID TExecutive Chairman of NSAM2015-11-11Buy37,700456,533$19.15722-4.7328,272 (Direct)
125,000 (By The David T. Hamamoto GRAT I-2014-NRF)
3,261 (By DTH Investment Holdings LLC)
HESS DEBRA ANNCFO2015-05-18Sell26,00014,163$18.36477.4-0.614,163 (Direct)
HESS DEBRA ANNCFO2015-04-24Sell14,00040,163$19266-3.9540,163 (Direct)
Gilbert Daniel RChief Inv. and Op. Officer2015-04-02Sell450,000322,048$18.2281990.16322,048 (Direct)
HAMAMOTO DAVID TChairman and CEO2015-04-02Sell400,000637,668$18.2272880.16381,145 (Direct)
0 (By The David T. Hamamoto GRAT I-2013)
250,000 (By The David T. Hamamoto GRAT I-2014-NRF)
6,523 (By DTH Investment Holdings LLC)
Tylis AlbertPresident2015-01-07Sell421,1320$17.877525.62.13Link
HESS DEBRA ANNCFO2014-12-23Sell31,00054,163$17.7548.73.1154,163 (Direct)
Schoenherr Charles WDirector2014-12-11Buy5,0005,000$17.5287.64.175,000 (Direct)
MINAMI W DDirector2014-11-13Buy2,0002,000$25.1950.4-27.55Link
Lieberman Ronald J.EVP, GC and Secretary2014-11-10Sell62,86622,753$18.571167.4-1.7222,753 (Direct)
MINAMI W DDirector2014-03-04Sell17,59428,178$15.59274.3-41.4756,355 (Direct)
Tylis AlbertPresident2014-03-03Sell165,5280$15.512567.3-41.17Link
HAMAMOTO DAVID TChairman and CEO2014-01-13Sell319,5910$14.144519-35.47Link
BUTCHER C PRESTONDirector2013-12-17Buy5,000186,343$12.4762.4-26.82102,685 (Direct)
270,000 (By CPB/CFB Revocable Trust)
Junquera OscarDirector2013-06-20Buy5,0005,000$8.6443.25.6110,000 (Direct)
HANNAWAY JUDITH ADirector2013-05-15Sell16,50013,282$9.71160.2-6.0226,563 (Direct)
BUTCHER C PRESTONDirector2013-05-14Buy10,000178,203$9.8598.5-7.3696,405 (Direct)
260,000 (By CPB/CFB Revocable Trust)
Gilbert Daniel RChief Inv. & Op. Officer2013-05-10Sell226,21331,224$9.742203.3-6.3162,447 (Direct)

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column) and "Shares Owned Following This (Direct & Indirect)" transactions (sixth column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported.

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