Switch to:

Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
David T. HamamotoExecutive Chairman of NSAM630,3580.35%2016-02-24
Daniel R. GilbertN/A427,4440.24%2016-02-24
Mr. Albert TylisCEO and President of NSAM308,9140.17%2016-02-24
W. Edward ScheetzN/A168,055less than 0.1%2007-09-28
Mr. Frank V. SicaN/A167,285less than 0.1%2009-08-05
Ms. Debra A. HessN/A82,399less than 0.1%2016-02-24
Louis J. PagliaN/A63,121less than 0.1%2016-06-21
Andrew C. RichardsonN/A58,572less than 0.1%2010-05-12
Mr. Ronald J. LiebermanN/A58,183less than 0.1%2016-02-24
Wesley D. MinamiDirector39,888less than 0.1%2016-06-21

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
Schoenherr Charles WDirector2015-12-11Buy3,0005,500$16.4849.44-215,500 (Direct)
MINAMI W DDirector2015-12-02Buy5,00028,279$17.2586.25-24.5228,279 (Direct)
HAMAMOTO DAVID TExecutive Chairman of NSAM2015-11-11Buy100,000418,833$19.091909-31.8290,572 (Direct)
125,000 (By The David T. Hamamoto GRAT I-2014-NRF)
3,261 (By DTH Investment Holdings LLC)
Tylis AlbertCEO and President of NSAM
(Click for the stocks that their CEOs have bought)
2015-11-11Buy50,00050,000$19.05952.5-31.6550,000 (Direct)
HAMAMOTO DAVID TExecutive Chairman of NSAM2015-11-11Buy37,700456,533$19.15721.96-32.01328,272 (Direct)
125,000 (By The David T. Hamamoto GRAT I-2014-NRF)
3,261 (By DTH Investment Holdings LLC)
HESS DEBRA ANNCFO2015-05-18Sell13,0007,082$36.72477.36-64.547,082 (Direct)
HESS DEBRA ANNCFO2015-04-24Sell7,00020,082$38266-65.7420,082 (Direct)
Gilbert Daniel RChief Inv. and Op. Officer2015-04-02Sell225,000161,024$36.448199-64.27161,024 (Direct)
HAMAMOTO DAVID TChairman and CEO2015-04-02Sell200,000318,834$36.447288-64.27190,573 (Direct)
0 (By The David T. Hamamoto GRAT I-2013)
125,000 (By The David T. Hamamoto GRAT I-2014-NRF)
3,262 (By DTH Investment Holdings LLC)
Tylis AlbertPresident2015-01-07Sell210,5660$35.747525.63-63.57Link
HESS DEBRA ANNCFO2014-12-23Sell15,50027,082$35.4548.7-63.2227,082 (Direct)
Schoenherr Charles WDirector2014-12-11Buy2,5002,500$35.0487.6-62.842,500 (Direct)
MINAMI W DDirector2014-11-13Buy1,0001,000$50.3850.38-74.16Link
Lieberman Ronald J.EVP, GC and Secretary2014-11-10Sell31,43311,377$37.141167.42-64.9411,377 (Direct)
MINAMI W DDirector2014-03-04Sell8,79714,089$62.36548.57-79.1214,089 (Direct)
Tylis AlbertPresident2014-03-03Sell82,7640$62.045134.66-79.01Link
HAMAMOTO DAVID TChairman and CEO2014-01-13Sell159,7960$56.569038.03-76.98Link
BUTCHER C PRESTONDirector2013-12-17Buy2,50093,171$49.88124.7-73.925,671 (Direct)
67,500 (By CPB/CFB Revocable Trust)
Junquera OscarDirector2013-06-20Buy2,5002,500$34.5686.4-62.332,500 (Direct)
HANNAWAY JUDITH ADirector2013-05-15Sell8,2506,641$38.84320.43-66.486,641 (Direct)
BUTCHER C PRESTONDirector2013-05-14Buy5,00089,101$39.4197-66.9524,101 (Direct)
65,000 (By CPB/CFB Revocable Trust)
Gilbert Daniel RChief Inv. & Op. Officer2013-05-10Sell113,10715,612$38.964406.63-66.5815,612 (Direct)
Tylis AlbertPresident2013-05-08Sell103,0910$40.164140.12-67.58Link
BUTCHER C PRESTONDirector2012-08-10Buy5,00082,336$22.08110.4-41.0322,336 (Direct)
60,000 (By CPB/CFB Revocable Trust)
BUTCHER C PRESTONDirector2012-06-15Buy5,00077,336$20.16100.8-35.4222,336 (Direct)
55,000 (By CPB/CFB Revocable Trust)
MINAMI W DDirector2012-05-08Buy3,75022,886$22.0882.8-41.0322,886 (Direct)
BUTCHER C PRESTONDirector2012-02-24Buy6,25071,174$21.6135-39.7221,174 (Direct)
50,000 (By CPB/CFB Revocable Trust)
BUTCHER C PRESTONDirector2011-12-02Buy6,25064,924$17.52109.5-25.6821,174 (Direct)
43,750 (By CPB/CFB Revocable Trust)
BUTCHER C PRESTONDirector2011-11-09Buy12,50058,081$17212.5-23.4120,581 (Direct)
37,500 (By CPB/CFB Revocable Trust)
BUTCHER C PRESTONDirector2011-08-31Buy25,00045,548$15.12378-13.8920,548 (Direct)
25,000 (By CPB/CFB Revocable Trust)
HESS DEBRA ANNCFO2011-08-09Buy1,2501,250$11.9614.958.861,250 (Direct)
MINAMI W DDirector2010-12-31Sell1,44819,136$1927.51-31.47Link
MINAMI W DDirector2010-12-29Sell6,05220,584$19.2116.2-32.19Link
BUTCHER C PRESTONDirector2010-12-22Sell8,15419,177$18.8153.3-30.74Link
Tylis AlbertCOO, GC & Secretary2010-11-17Sell51,3773,182$15.96819.98-18.42Link
HAMAMOTO DAVID TChairman and CEO2010-11-17Sell87,500274,793$161400-18.63Link
Gilbert Daniel RCIO and EVP2010-05-12Sell175,00015,586$14.522541-10.33Link
Richardson Andrew CEVP and CFO2010-05-12Sell150,00014,643$14.522178-10.33Link
SICA FRANK VDirector2009-08-05Sell7,50041,821$14.84111.3-12.26Link
MINAMI W DDirector2009-03-03Buy3,75016,999$6.424103.44
PAGLIA LOUIS JDirector2008-12-18Buy1,2508,000$16.2820.35-20.02
MINAMI W DDirector2008-11-12Buy2,50011,655$1537.5-13.2
HAMAMOTO DAVID TChairman and CEO, Director2008-09-02Buy6,250139,392$29.44184-55.77
MINAMI W DDirector2008-06-05Buy1,2509,155$4151.25-68.24
HAMAMOTO DAVID TChairman and CEO, Director2008-03-19Buy2,50034,175$30.7676.9-57.67
HAMAMOTO DAVID TChairman and CEO, Director2008-03-06Buy25,000133,142$29.76744-56.25
HAMAMOTO DAVID TCEO and Chairman, Director2007-11-20Buy3,67531,675$31.88117.16-59.16
HAMAMOTO DAVID TCEO and Chairman, Director2007-11-12Buy12,50028,000$35.96449.5-63.79
SCHEETZ W EDWARDDirector2007-09-28Buy1,25042,014$39.9249.9-67.38
SCHEETZ W EDWARDDirector2007-09-27Buy1,25040,764$41.251.5-68.4
SICA FRANK VDirector2007-09-13Buy6,25040,954$39.36246-66.92
HAMAMOTO DAVID TPresident and CEO2007-08-16Buy12,500108,142$34.84435.5-62.63
SCHEETZ W EDWARDDirector2007-08-15Buy2,6537,744$3592.86-62.8
SCHEETZ W EDWARDDirector2007-08-14Buy2,50037,014$37.694-65.37
HAMAMOTO DAVID TPresident and CEO2007-08-13Buy12,50095,642$40.8510-68.09
Richardson Andrew CEVP and CFO2007-08-13Buy275275$40.9211.25-68.18
MINAMI W DDirector2007-06-28Buy3756,329$49.0418.39-73.45
Gilbert Daniel RExecutive Vice President2007-06-26Buy613613$49.1630.11-73.52
MINAMI W DDirector2007-06-26Buy5005,954$47.823.9-72.76
SCHEETZ W EDWARDDirector2007-06-26Buy2237,591$48.3210.75-73.05
HAMAMOTO DAVID TPresident and CEO2007-06-13Buy6,25083,142$53.8336.25-75.8
Raffe Daniel DEVP2007-06-13Buy125375$53.26.65-75.53
Raffe Daniel DEVP2007-03-15Buy250250$57.614.4-77.4
BUTCHER C PRESTONDirector2006-12-14Buy2,5007,558$65.56163.9-80.14
BUTCHER C PRESTONDirector2006-11-20Buy2,5005,058$60.76151.9-78.57
SCHEETZ W EDWARDDirector2006-11-16Sell902,1540$59.853948.79-78.23
McCready Richard JEVP and COO2006-11-16Buy401,165$59.82.39-78.23
HAMAMOTO DAVID TPresident and CEO2006-11-16Sell902,1540$59.853948.79-78.23
HAMAMOTO DAVID TPresident and CEO2006-11-16Buy12,50015,500$59.8747.5-78.23
BUTCHER C PRESTONDirector2006-05-30Buy2,5005,058$43.84109.6-70.3Link
PAGLIA LOUIS JDirector2006-05-24Buy2,5003,702$43.4108.5-70Link
HAMAMOTO DAVID TPresident and CEO2006-05-23Buy12,500173,972$43.76547-70.25Link
MINAMI W DDirector2005-12-13Buy7503,982$3727.75-64.81Link
SICA FRANK VDirector2005-12-13Buy12,50026,982$37462.5-64.81Link
Chertok Mark ECFO and Treasurer2005-12-13Buy1,5002,750$3755.5-64.81Link
McCready Richard JGeneral Counsel and Secretary2005-12-13Buy5001,125$3718.5-64.81Link
HAMAMOTO DAVID TPresident & CEO2005-12-13Buy22,625153,222$37837.13-64.81Link
SCHEETZ W EDWARDDirector2005-08-29Buy11340,205$37.64.23-65.37Link
HAMAMOTO DAVID TPresident & CEO2005-08-29Buy25,000138,847$38.4960-66.09Link
SAB CAPITAL PARTNERS LP2005-06-24Sell2,500529,625$43107.5-69.72Link
SCHEETZ W EDWARDDirector2005-05-18Buy1,20039,261$39.9247.9-67.38Link
MINAMI W DDirector2005-05-17Buy5002,639$4020-67.45Link
HAMAMOTO DAVID TPresident & CEO2005-05-17Buy11,600113,847$40464-67.45Link
HAMAMOTO DAVID TPresident & CEO2004-11-05Buy2,500102,247$35.0487.6-62.84Link
MINAMI W DDirector2004-10-29Buy7502,139$3627-63.83Link
SICA FRANK VDirector2004-10-29Buy12,50013,889$36450-63.83Link
Chertok Mark ECFO & Treasurer2004-10-29Buy1,2501,250$3645-63.83Link
SCHEETZ W EDWARDDirector2004-10-29Buy35,25838,061$35.961267.89-63.79Link
HAMAMOTO DAVID TPresident & CEO2004-10-29Buy99,72299,747$35.963586.01-63.79Link
McCready Richard JGeneral Counsel and Secretary2004-10-28Buy625625$34.421.5-62.15Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column), "Shares Owned Following This (Direct & Indirect)" transactions (sixth column), and "Trade Price ($)" (seventh column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported (also split adjusted).

To find out why GuruFocus thinks data on insider trade are interesting, please read:
Also See GuruFocus Insider Trade Screener:

Get WordPress Plugins for easy affiliate links on Stock Tickers and Guru Names | Earn affiliate commissions by embedding GuruFocus Charts
GuruFocus Affiliate Program: Earn up to $400 per referral. ( Learn More)
FEEDBACK