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Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
Perry R. PeroN/A660,0680.29%2005-07-27
Frederick H. WaddellChairman and CEO212,559less than 0.1%2016-07-27
Mr. William L. MorrisonPresident170,614less than 0.1%2016-08-03
Harry W. ShortN/A166,559less than 0.1%2004-11-02
Peter L. RossiterN/A92,737less than 0.1%2004-01-23
Mr. Michael G. O’GradyN/A73,474less than 0.1%2016-02-16
Mr. Jeffrey D. CohodesEVP/Chief Risk Officer68,963less than 0.1%2016-08-23
Biff BowmanN/A64,137less than 0.1%2016-04-22
Ms. Sherry BarratN/A64,002less than 0.1%2011-02-14
Timothy J. TheriaultN/A52,559less than 0.1%2009-07-21

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
St Clair JoyceExecutive Vice President2016-08-29Sell50,01083,651$70.043502.7-0.2132,960 (Direct)
15,519 (By Trust)
13,215 (2015 GRAT)
16,840 (2016 GRAT)
5,117 (401(k) as of 6-30-16)
St Clair JoyceExecutive Vice President2016-08-23Sell5,74883,651$69396.611.2932,960 (Direct)
15,519 (By Trust)
13,215 (2015 GRAT)
16,840 (2016 GRAT)
5,117 (401(k) as of 6-30-16)
Cohodes Jeffrey D.EVP/Chief Risk Officer2016-08-23Sell10,00072,786$696901.2968,963 (Direct)
3,823 (401(k) as of 6-30-16)
Cohodes Jeffrey D.EVP/Chief Risk Officer2016-08-18Sell10,00072,786$68.51685.12.0168,963 (Direct)
3,823 (401(k) as of 6-30-16)
Cohodes Jeffrey D.EVP/Chief Risk Officer2016-08-17Sell14,36572,786$68976.822.7868,963 (Direct)
3,823 (401(k) as of 6-30-16)
BROWNE ROBERT PEVP & Chief Investment Officer2016-08-12Sell5,88349,551$67.76398.633.1449,551 (Direct)
BROWNE ROBERT PEVP & Chief Investment Officer2016-08-08Sell11,45549,551$69.16792.231.0649,551 (Direct)
MORRISON WILLIAM LPresident2016-08-05Sell170,563174,718$67.3611489.123.76170,614 (Direct)
1,200 (By Spouse)
350 (By Children)
2,554 (401(k) as of 6-30-16)
Pembleton Susan GillianEVP, Human Resources2016-08-04Sell2,01325,115$66.86134.594.5323,215 (Direct)
1,900 (UK Employee Share Ownership Plan as of 6/30/2016)
St Clair JoyceExecutive Vice President2016-08-03Sell48,11089,399$67.023224.334.2832,960 (Direct)
21,267 (By Trust)
13,215 (2015 GRAT)
16,840 (2016 GRAT)
5,117 (401(k) as of 6-30-16)
Cherecwich PeterEVP, Global Fund Services2016-04-21Sell58,26030,538$71.784181.9-2.6330,538 (Direct)
BROWNE ROBERT PEVP & Chief Investment Officer2016-03-04Sell28,00049,551$64.671810.768.0749,551 (Direct)
WADDELL FREDERICK HChairman and CEO
(Click for the stocks that their CEOs have bought)
2015-09-08Sell21,305415,056$70.441500.72-0.78197,434 (Direct)
72,064 (By Trust)
33,500 (2013 GRAT)
15,169 (2014 GRAT)
54,800 (2015 GRAT)
8,710 (By Spouse)
33,379 (401(k) as of 6-30-2015)
MORRISON WILLIAM LPresident2015-07-30Sell78,882164,753$77.146084.96-9.4160,656 (Direct)
1,200 (By Spouse)
350 (By Children)
2,547 (401(k) as of 6/30/14)
St Clair JoyceExecutive Vice President2015-07-23Sell6,00067,193$79474-11.5324,829 (Direct)
37,259 (By Trust)
5,105 (401(k) as of 6-30-2015)
Cohodes Jeffrey D.EVP/Chief Risk Officer2015-07-23Sell3,47756,142$79.2275.38-11.7652,328 (Direct)
3,814 (401(k) as of 6-30-2015)
Potter Stephen NPresident / Asset Management2015-06-22Sell26,04292,268$782031.28-10.441,106 (Direct)
40,287 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,335 (401(k) as of 3-31-2015)
WADDELL FREDERICK HChairman and CEO2015-06-11Sell35,105439,456$77.532721.69-9.85197,434 (Direct)
96,587 (By Trust)
33,500 (2013 GRAT)
15,169 (2014 GRAT)
54,800 (2015 GRAT)
8,710 (By Spouse)
33,256 (401(k) as of 3-31-2015)
St Clair JoyceExecutive Vice President2015-06-10Sell5,83867,197$77449.53-9.2324,829 (Direct)
37,259 (By Trust)
5,109 (401(k) as of 3-31-2015)
Cohodes Jeffrey D.EVP/Chief Risk Officer2015-05-14Sell34,90556,145$74.852612.64-6.6352,328 (Direct)
3,817 (401(k) as of 3-31-2015)
WADDELL FREDERICK HChairman and CEO2015-05-05Sell20,000439,456$751500-6.81197,434 (Direct)
96,587 (By Trust)
33,500 (2013 GRAT)
15,169 (2014 GRAT)
54,800 (2015 GRAT)
8,710 (By Spouse)
33,256 (401(k) as of 3-31-2015)
Schreuder Jana RCOO2015-05-05Sell8,87888,408$75665.85-6.8136,019 (Direct)
26,038 (By Trust)
10,546 (2012 GRAT)
5,757 (2015 GRAT)
10,048 (401(k) as of 3-31-2015)
Pembleton Susan GillianEVP, Human Resources2015-05-04Sell1,15217,802$74.5585.88-6.2515,947 (Direct)
1,855 (UK Employee Share Ownership Plan as of 3/31/2015)
Karpinski JaneSenior VP & Controller2015-04-30Sell14,7239,978$73.11076.25-4.399,867 (Direct)
111 (Employee Share Ownership Plan as of 3/31/2015)
Schreuder Jana RCOO2015-04-22Sell8,87888,508$73648.09-4.2636,019 (Direct)
31,895 (By Trust)
10,546 (GRAT)
10,048 (401(k) as of 3-31-2015)
FRADKIN STEVEN LPresident/Wealth Management2015-04-22Sell20,663151,258$72.781503.85-3.9743,716 (Direct)
9,427 (401(k))
94,591 (By Trust)
1,762 (Spouse as trustee for Daughter)
1,762 (Spouse as trustee for Son)
Bowman BiffCFO2015-04-22Sell2,95948,862$72.95215.86-4.1948,313 (Direct)
549 (401(k) as of 3-31-15)
WADDELL FREDERICK HChairman and CEO2015-03-17Sell10,000442,654$72720-2.93197,434 (Direct)
147,522 (By Trust)
33,500 (2013 GRAT)
22,371 (2014 GRAT)
8,710 (By Spouse)
33,117 (401(k) as of 12-31-2014)
Schreuder Jana RCOO2015-03-17Sell3,64188,511$72262.15-2.9336,019 (Direct)
31,895 (By Trust)
10,546 (GRAT)
10,051 (401(k) as of 12-31-2014)
Cohodes Jeffrey D.EVP/Chief Risk Officer2015-02-24Sell3,00056,146$71.6214.8-2.3952,328 (Direct)
3,818 (401(k) as of 12-31-2014)
MORRISON WILLIAM LPresident2015-02-09Sell40,092160,893$69.582789.60.45156,794 (Direct)
1,200 (By Spouse)
350 (By Children)
2,549 (401(k) as of 12/31/14)
Cohodes Jeffrey D.EVP/Chief Risk Officer2015-02-06Sell5,00051,485$69.2346147,667 (Direct)
3,818 (401(k) as of 12-31-2014)
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2014-11-18Sell5,00021,985$68.23412.4818,170 (Direct)
3,815 (401(k) as of 9-30-2014)
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2014-11-10Sell6,61021,985$67.2444.19418,170 (Direct)
3,815 (401(k) as of 9-30-2014)
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2014-09-18Sell3,00026,972$70.6211.8-1.0123,155 (Direct)
3,817 (401(k) as of 6/30/2014)
WADDELL FREDERICK HChairman and CEO2014-09-17Sell23,147212,648$70.031620.98-0.2120 (Direct)
74,893 (By Trust)
96,111 (GRATs)
8,710 (By Spouse)
32,814 (401(k) as of 6/30/2014)
Schreuder Jana RCOO2014-09-17Sell12,51959,588$70.01876.46-0.1738,990 (Direct)
10,546 (GRAT)
10,052 (401(k) as of 6/30/14)
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2014-09-02Sell3,47026,972$69.6241.510.4223,155 (Direct)
3,817 (401(k) as of 6-30-2014)
Bowman BiffExecutive Vice President, HR2014-08-25Sell3,02327,970$68.95208.441.3627,422 (Direct)
548 (401(k) as of 6-30-2014)
St Clair JoyceExecutive Vice President2014-08-25Sell5,00053,747$693451.2927,205 (Direct)
21,433 (By Trust)
5,109 (401(k) as of 6-30-2014)
Potter Stephen NPresident / Asset Management2014-07-31Sell66,83679,592$67.264495.393.9145,857 (Direct)
22,858 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,337 (401(k) as of 6-30-2014)
Schreuder Jana RCOO2014-07-30Sell8,87882,266$68603.72.7838,990 (Direct)
21,435 (By Trust)
11,789 (GRAT)
10,052 (401(k) as of 6/30/14)
St Clair JoyceEVP2014-07-30Sell5,00058,747$683402.7827,205 (Direct)
26,433 (By Trust)
5,109 (401(k) as of 6-30-2014)
WADDELL FREDERICK HChairman and CEO2014-07-29Sell21,991209,034$67.51484.393.54120 (Direct)
71,279 (By Trust)
96,111 (GRATs)
8,710 (By Spouse)
32,814 (401(k) as of 6/30/2014)
MORRISON WILLIAM LPresident2014-07-29Sell63,32868,332$67.34261.973.8564,436 (Direct)
148 (By Son)
1,200 (By Spouse)
2,548 (401(k) as of 6/30/14)
St Clair JoyceEVP2014-07-24Sell10,00063,747$66.56655.127,205 (Direct)
31,433 (By Trust)
5,109 (401(k) as of 6-30-2014)
Bowman BiffExecutive Vice President /CFO2014-07-24Sell3,02227,970$66.95202.324.3927,422 (Direct)
548 (401(k) as of 6-30-2014)
Potter Stephen NPresident / Asset Management2014-07-22Sell6,00087,592$663965.8945,857 (Direct)
30,858 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,337 (401(k) as of 6-30-2014)
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2014-07-22Sell3,90026,972$65.74256.396.3123,155 (Direct)
3,817 (401(k) as of 6-30-2014)
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2014-07-16Sell10026,972$65.746.576.3123,155 (Direct)
3,817 (401(k) as of 6-30-2014)
Schreuder Jana RPresident/Wealth Management2014-07-03Sell3,64182,266$65236.677.5238,990 (Direct)
21,435 (By Trust)
11,789 (GRAT)
10,052 (401(k) as of 6/30/14)
WADDELL FREDERICK HChairman and CEO2014-07-03Sell22,385211,151$651455.037.52120 (Direct)
73,396 (By Trust)
96,111 (GRATs)
8,710 (By Spouse)
32,814 (401(k) as of 6/30/2014)
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2014-06-17Sell8,95426,969$64.19574.768.8823,155 (Direct)
3,814 (401(k) as of 3-31-2014)
Potter Stephen NPresident / Asset Management2014-06-17Sell6,00093,587$643849.245,857 (Direct)
36,858 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,332 (401(k) as of 3-31-2014)
Karpinski JaneSenior VP & Controller2014-05-02Sell2,5006,265$60.73151.8315.086,155 (Direct)
110 (Employee Share Ownership Plan as of 12/31/2013)
Karpinski JaneSenior VP & Controller2014-05-02Sell2,5006,265$60.73151.8315.086,155 (Direct)
110 (Employee Share Ownership Plan as of 12/31/2013)
Schreuder Jana RPresident/Wealth Management2014-03-21Sell32,21985,906$66.072128.715.7838,990 (Direct)
25,076 (By Trust)
11,789 (GRAT)
10,051 (401(k) as of 12/31/13)
St Clair JoycePresident/O & T2014-03-20Sell7,16873,746$66473.095.8927,205 (Direct)
41,433 (By Trust)
5,108 (401(k) as of 12-31-2013)
St Clair JoycePresident/O & T2014-03-07Sell10,00073,746$63.563510.0627,205 (Direct)
41,433 (By Trust)
5,108 (401(k) as of 12-31-2013)
Schreuder Jana RPresident/Wealth Management2014-03-07Sell10,00085,906$646409.238,990 (Direct)
25,076 (By Trust)
11,789 (GRAT)
10,051 (401(k) as of 12/31/13)
FRADKIN STEVEN LPresident/C&IS2014-03-07Sell28,786138,886$641842.39.248,467 (Direct)
78,718 (By Trust)
984 (Spouse as trustee for Daughter)
984 (Spouse as trustee for Son)
9,733 (401(k) as of 12-31-2013)
MORRISON WILLIAM LPresident & COO2014-02-04Sell75,00081,657$60.394529.2515.7377,763 (Direct)
148 (By Son)
1,200 (By Spouse)
2,546 (401(k) as of 12/31/13)
WADDELL FREDERICK HChairman and CEO2014-01-24Sell75,000173,918$61.664624.513.35120 (Direct)
69,976 (By Trust)
62,611 (GRAT)
8,710 (By Spouse)
32,501 (401(k) as of 12/31/2013)
WELSH KELLY REVP & General Counsel2014-01-22Sell24,94885,428$62.951570.4811.0235,161 (Direct)
49,557 (By Trust)
710 (By 401(k) as of 12/31/2013)
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2014-01-16Sell10,00026,008$61.04610.414.522,193 (Direct)
3,815 (401(k) as of 12/31/2013)
Potter Stephen NPresident NTGI2014-01-08Sell23,030103,106$621427.8612.7359,320 (Direct)
32,911 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,335 (401(k) as of 12-31-2013)
MOEN TIMOTHY P& Chief Administrative Officer2013-07-23Sell49,89580,034$60.12998.6916.2939,044 (Direct)
40,984 (By Trust)
6 (401(k))
Potter Stephen NPresident NTGI2013-07-22Sell1,769103,431$59.48105.2217.559,640 (Direct)
32,911 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,340 (401(k))
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2013-07-19Sell15,00032,380$59.01885.1518.4428,563 (Direct)
3,817 (401(k))
MORRISON WILLIAM LPresident & COO2013-07-19Sell90,00081,978$59.1531918.2678,083 (Direct)
148 (By Son)
1,200 (By Spouse)
2,547 (401(k))
Potter Stephen NPresident NTGI2013-07-16Sell1,150103,431$6271.312.7359,640 (Direct)
32,911 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,340 (401(k))
FRADKIN STEVEN LPresident/C&IS2013-07-09Sell28,785138,693$60.951754.4514.6762,250 (Direct)
65,820 (By Trust)
540 (Spouse as trustee for Daughter)
540 (Spouse as trustee for Son)
9,543 (401(k))
WELSH KELLY REVP & General Counsel2013-07-05Sell22,50088,247$59.951348.8816.5841,179 (Direct)
46,365 (By Trust)
703 (By 401(k))
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2013-07-05Sell5,00032,380$59.829916.8728,563 (Direct)
3,817 (401(k))
St Clair JoycePresident/O & T2013-05-28Sell5,00075,013$5929518.4642,840 (Direct)
27,061 (By Trust)
5,112 (401(k))
FRADKIN STEVEN LPresident/C&IS2013-05-28Sell27,500138,693$58.951621.1318.5662,250 (Direct)
65,820 (By Trust)
540 (Spouse as trustee for Daughter)
540 (Spouse as trustee for Son)
9,543 (401(k))
St Clair JoycePresident/O & T2013-05-17Sell5,00075,013$5829020.542,840 (Direct)
27,061 (By Trust)
5,112 (401(k))
Bowman BiffHead of Human Resources2013-05-17Sell6,00030,242$58.25349.519.9829,697 (Direct)
545 (401(k))
FRADKIN STEVEN LPresident/C&IS2013-05-17Sell60,834138,693$57.713510.7321.1162,250 (Direct)
65,820 (By Trust)
540 (Spouse as trustee for Daughter)
540 (Spouse as trustee for Son)
9,543 (401(k))
St Clair JoycePresident/O & T2013-05-15Sell10,00075,013$56.556523.742,840 (Direct)
27,061 (By Trust)
5,112 (401(k))
Potter Stephen NPresident NTGI2013-05-15Sell30,000103,434$57.021710.622.5759,640 (Direct)
32,911 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,343 (401(k))
WELSH KELLY REVP & General Counsel2013-05-15Sell22,50088,244$56.991282.2822.6441,179 (Direct)
46,365 (By Trust)
700 (By 401(k))
WADDELL FREDERICK HChairman and CEO2013-05-15Sell30,000181,840$57.021710.622.57120 (Direct)
56,452 (By Trust)
84,529 (GRAT)
8,710 (By Spouse)
32,029 (401(k))
Kukla Richard D.Controller2013-04-29Sell2,00013,401$53.11106.2231.592,968 (Direct)
10,433 (401(k))
Potter Stephen NPresident NTGI2013-04-18Sell6,634103,434$52.54348.5533.0259,640 (Direct)
32,911 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,343 (401(k))
FRADKIN STEVEN LPresident/C&IS2013-04-18Sell16,666138,693$52.25870.833.7662,250 (Direct)
65,820 (By Trust)
540 (Spouse as trustee for Daughter)
540 (Spouse as trustee for Son)
9,543 (401(k))
Potter Stephen NPresident NTGI2013-04-11Sell23,231110,068$561300.9424.859,640 (Direct)
39,545 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,343 (401(k))
WADDELL FREDERICK HChairman and CEO2013-03-11Sell30,000182,550$55165027.07120 (Direct)
57,307 (By Trust)
84,529 (GRAT)
8,710 (By Spouse)
31,884 (401(k))
St Clair JoycePresident/O & T2013-03-11Sell5,00075,016$5527527.0742,840 (Direct)
27,061 (By Trust)
5,115 (401(k))
Schreuder Jana RPresident / PFS2013-03-11Sell14,00087,461$5577027.0752,773 (Direct)
11,718 (By Trust)
12,900 (GRAT)
10,070 (401(k))
Bowman BiffHead of Human Resources2013-03-05Sell7,00030,242$5437829.4329,697 (Direct)
545 (401(k))
St Clair JoycePresident/O & T2013-03-05Sell5,00075,016$5427029.4342,840 (Direct)
27,061 (By Trust)
5,115 (401(k))
WADDELL FREDERICK HChairman and CEO2013-02-12Sell30,000161,872$53159031.87120 (Direct)
36,629 (By Trust)
84,529 (GRAT)
8,710 (By Spouse)
31,884 (401(k))
St Clair JoycePresident/O & T2013-02-12Sell5,00077,704$5326531.8751,175 (Direct)
21,414 (By Trust)
5,115 (401(k))
Schreuder Jana RPresident / PFS2013-02-12Sell15,00094,635$5379531.8762,579 (Direct)
9,086 (By Trust)
12,900 (GRAT)
10,070 (401(k))
St Clair JoycePresident/O & T2013-02-06Sell5,00068,214$5226034.441,685 (Direct)
21,414 (By Trust)
5,115 (401(k))
St Clair JoycePresident/O & T2013-02-06Sell5,00021,414$5226034.4
21,414 (By Trust)
Kukla Richard D.Controller2013-01-30Sell34414,283$51.8317.8334.843,843 (Direct)
10,440 (401(k))
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2013-01-29Sell12,20826,810$51.42627.7435.9222,990 (Direct)
3,820 (401(k))
MOEN TIMOTHY P& Chief Administrative Officer2013-01-28Sell100,00077,037$51.63516335.3741,685 (Direct)
35,346 (By Trust)
6 (401(k))
Schreuder Jana RPresident / PFS2012-12-20Sell4,00086,664$5020039.7853,089 (Direct)
10,590 (By Trust)
12,900 (GRAT)
10,085 (401(k))
WELSH KELLY REVP & General Counsel2012-11-05Sell11,22783,110$47.95538.3345.7641,685 (Direct)
40,737 (By Trust)
688 (By 401(k))
Kukla Richard D.Controller2012-10-24Sell1,89214,298$47.2989.4747.793,843 (Direct)
10,455 (401(k))
MORRISON WILLIAM LPresident & COO2012-10-19Sell12,45365,661$47.8659646.0361,761 (Direct)
148 (By Son)
1,200 (By Spouse)
2,552 (401(k))
WELSH KELLY REVP & General Counsel2012-09-13Sell11,22685,254$48.95549.5142.7847,703 (Direct)
36,863 (By Trust)
688 (By 401(k))
Schreuder Jana RPresident / PFS2012-04-27Sell13593,333$47.586.4246.8959,500 (Direct)
10,084 (401(k))
23,749 (By Trust)
BARRAT SHERRY SVice Chairman2012-03-01Sell10,000120,501$4545055.3164,002 (Direct)
25,541 (By Trust)
24,400 (GRAT)
6,558 (401(k))
MCCORMACK ROBERT CDirector2012-02-02Sell20,0001,332,262$42.21844.265.588,252 (Direct)
1,303,159 (By Trust)
20,851 (By Spouse)
BARRAT SHERRY SVice Chairman2012-01-17Sell35,614130,501$42.611517.5164.0264,002 (Direct)
35,541 (By Trust)
24,400 (GRAT)
6,558 (401(k))
Blake Aileen BEVP and Controller2011-05-03Sell955,067$49.374.6941.565,067 (Direct)
0 (401(k))
MCCORMACK ROBERT CDirector2011-04-28Sell20,0000$49.79995.840.37Link
MCCORMACK ROBERT CDirector2011-01-26Sell20,0001,332,038$52.771055.432.448,028 (Direct)
1,303,159 (By Trust)
20,851 (By Spouse)
MOEN TIMOTHY PExecutive Vice President2011-01-21Sell18,84759,932$52.86996.2532.2228,706 (Direct)
31,221 (By Trust)
5 (401(k))
Schreuder Jana REVP/President O&T2010-12-14Sell4,00072,392$5522027.07Link
WADDELL FREDERICK HCEO and President2010-12-14Sell2,461144,611$55135.3627.07Link
St Clair JoyceExecutive Vice President2010-04-30Sell7,27250,877$55.5403.625.93Link
CROWN SUSANDirector2010-04-22Buy10,000358,096$53.98539.829.47Link
MCCORMACK ROBERT CDirector2010-02-03Sell40,000936,400$51.982079.234.46Link
ROWE JOHN WDirector2010-01-27Buy10,00011,000$51.44514.435.87Link
MOEN TIMOTHY PExecutive Vice President2009-10-26Sell3,00021,842$52.62157.8632.82Link
BARRAT SHERRY SEVP & Pres-Personal Fin Svcs2009-08-03Sell10,00050,814$60.35603.515.81Link
MCCORMACK ROBERT CDirector2009-07-31Sell66,500976,400$59.723971.3817.03Link
MOONEY EDWARD JDirector2009-07-29Sell7,2000$57.74415.7321.04Link
Potter Stephen NEVP/President NTGI2009-07-29Sell9,00019,761$57.96521.6420.58Link
OSBORN WILLIAM AChairman of the Board2009-05-04Sell44,630581,272$55.072457.7726.91
MORRISON WILLIAM LEVP & President/PFS2009-02-03Sell25,00034,422$59.151478.7518.16
MCCORMACK ROBERT CDirector2009-02-02Sell46,5001,281,052$59.892784.8916.7
OSBORN WILLIAM AChairman of the Board2009-01-28Sell25,000575,129$60150016.48
MCCORMACK ROBERT CDirector2009-01-28Sell20,000996,400$57.891157.820.73
OSBORN WILLIAM AChairman of the Board2009-01-23Sell44,407599,339$55.512465.0325.91
MCCORMACK ROBERT CDirector2008-11-04Sell20,0001,016,400$56.341126.824.05
OSBORN WILLIAM AChairman of the Board, Director2008-10-29Sell25,000482,552$56.731418.2523.2
Schreuder Jana REVP/President WWOT2008-09-10Sell5,00020,948$85425-17.78
WELSH KELLY REVP & General Counsel2008-09-08Sell49,57918,628$844164.64-16.8
CHABRAJA NICHOLAS DDirector2008-08-18Buy1,0005,000$76.9476.94-9.16
THERIAULT TIMOTHY JEVP & President C&IS2008-08-11Sell49,05052,334$813973.05-13.72
THERIAULT TIMOTHY JEVP & President C&IS2008-08-07Sell10,60039,711$81.08859.45-13.8
WADDELL FREDERICK HCEO and President, Director2008-07-30Sell28,900120,389$79.42294.66-11.98
MORRISON WILLIAM LEVP & President/PFS2008-07-30Sell30,00058,009$78.662359.8-11.15
MCCORMACK ROBERT CDirector2008-07-23Sell74,00020,851$79.365872.64-11.93
Schreuder Jana REVP/President WWOT2008-07-22Sell5,00026,012$80400-12.64
MCCORMACK ROBERT CDirector2008-07-21Sell86,5001,373,159$77.56703.75-9.82
Potter Stephen NEVP/President NTGI2008-07-18Sell19,57229,221$77.281512.52-9.56
OSBORN WILLIAM AChairman of the Board, Director2008-07-18Sell31,550510,052$782460.9-10.4
SMITH HAROLD BDirector2008-07-18Sell20,000109,571$77.351547-9.64
Schreuder Jana REVP/President WWOT2008-07-17Sell2,92631,012$78228.23-10.4
Schreuder Jana REVP/President WWOT2008-05-02Sell2,07433,938$78161.77-10.4
St Clair JoyceExecutive Vice President2008-05-01Sell5,00011,174$77385-9.23
FRADKIN STEVEN LExecutive Vice President & CFO2008-04-30Sell4,43743,539$74.44330.29-6.11
Schreuder Jana REVP/President WWOT2008-04-24Sell41,97236,510$753147.9-6.81
St Clair JoyceExecutive Vice President2008-04-23Sell5,00016,174$75375-6.81
St Clair JoyceExecutive Vice President2008-04-23Sell5,00016,174$75375-6.81
St Clair JoyceExecutive Vice President2008-04-18Sell5,00021,174$73.5367.5-4.91
WELSH KELLY REVP & Gen. Counsel2008-04-18Sell3,30018,734$74.17244.76-5.77
WELSH KELLY REVP & Gen. Counsel2008-04-18Sell12,10022,034$73.75892.38-5.23
WELSH KELLY REVP & Gen. Counsel2008-04-18Sell9,60034,134$73.26703.3-4.6
OSBORN WILLIAM AChairman of the Board, Director2008-04-18Sell9,035506,813$73.77666.51-5.26
OSBORN WILLIAM AChairman of the Board, Director2008-04-18Sell20,429515,848$73.551502.55-4.98
OSBORN WILLIAM AChairman of the Board, Director2008-04-18Sell23,933536,277$73.361755.72-4.73
MCCORMACK ROBERT CDirector2008-04-17Sell6891,056,400$73.2250.45-4.55
MCCORMACK ROBERT CDirector2008-04-17Sell19,6411,057,089$73.051434.78-4.33
MCCORMACK ROBERT CDirector2008-04-17Sell46,1701,374,382$73.053372.72-4.33
MCCORMACK ROBERT CDirector2008-04-17Sell181,056,400$73.261.32-4.6
CHABRAJA NICHOLAS DDirector2008-02-15Buy6504,000$72.847.32-4
SMITH HAROLD BDirector2008-02-04Sell10,000194,732$72.63726.3-3.77
MCCORMACK ROBERT CDirector2008-01-30Sell3,4871,420,552$73.09254.86-4.38
MCCORMACK ROBERT CDirector2008-01-30Sell13,7241,424,039$72.85999.79-4.06
MCCORMACK ROBERT CDirector2008-01-30Sell19,5501,437,763$72.311413.66-3.35
MCCORMACK ROBERT CDirector2008-01-30Sell9,7391,457,313$72.01701.31-2.94
OSBORN WILLIAM AChairman of the Board, Director2008-01-29Sell1,588496,241$71112.75-1.56
SMITH HAROLD BDirector2008-01-29Sell20,000128,327$70.951419-1.49
OSBORN WILLIAM AChairman of the Board, Director2008-01-28Sell15,449475,841$71.11098.42-1.7
OSBORN WILLIAM AChairman of the Board, Director2008-01-25Sell15,034477,905$71.361072.83-2.06
OSBORN WILLIAM AChairman of the Board, Director2008-01-25Sell37,929492,939$71.052694.86-1.63
OSBORN WILLIAM AChairman of the Board, Director2008-01-24Sell9,600479,036$71.02681.79-1.59
MOEN TIMOTHY PExecutive Vice President2008-01-22Sell21,19312,543$70.41491.99-0.72
MOEN TIMOTHY PExecutive Vice President2008-01-22Sell26,26033,736$70.61853.96-1.01
MCCORMACK ROBERT CDirector2007-11-05Sell115,0100$72.88372.73-4
MCCORMACK ROBERT CDirector2007-11-05Buy115,010314,274$72.88372.73-4
MORRISON WILLIAM LEVP $ President/PFS2007-10-29Sell45,57261,018$74.413391.01-6.07
MOEN TIMOTHY PExecutive Vice President2007-10-25Sell1,50012,543$72.21108.32-3.21
St Clair JoyceExecutive Vice President2007-10-24Sell18,95827,734$72.451373.51-3.53
MCCORMACK ROBERT CDirector2007-10-22Sell46,5001,467,052$69.423228.030.68
Potter Stephen NExecutive Vice President2007-10-22Sell10,00026,395$68.65686.51.81
SMITH HAROLD BDirector2007-10-19Sell7,427148,353$69.7517.660.27
SMITH HAROLD BDirector2007-10-19Sell9,152155,780$69.46635.70.62
SMITH HAROLD BDirector2007-10-19Sell8,918164,932$69.65621.140.34
SMITH HAROLD BDirector2007-10-19Sell22,9031,173,647$69.581593.590.45
SMITH HAROLD BDirector2007-10-19Sell21,5981,196,550$69.381498.470.74
SMITH HAROLD BDirector2007-10-19Sell110148,351$70.17.71-0.3
SMITH HAROLD BDirector2007-08-01Sell10,0001,218,148$61.561513.64
OSBORN WILLIAM AChairman & CEO2007-07-31Sell33,150484,768$64.32131.558.69
THERIAULT TIMOTHY JEVP & President C&IS2007-07-30Sell10,00034,200$646409.2
WADDELL FREDERICK HPresident and COO2007-07-25Sell744120$63.4547.2110.15
WADDELL FREDERICK HPresident and COO2007-07-25Sell8,090113,498$62.52505.7911.79
WADDELL FREDERICK HPresident and COO2007-07-25Sell9,100121,588$63.95581.959.29
Schreuder Jana REVP & President WWOT2007-07-25Sell2,00036,970$64.13128.268.98
Schreuder Jana REVP & President WWOT2007-07-25Sell5,84738,970$63.53371.4610.01
THERIAULT TIMOTHY JEVP & President C&IS2007-07-25Sell12,10044,200$63.73771.139.67
THERIAULT TIMOTHY JEVP & President C&IS2007-07-25Sell18,10056,300$63.191143.7410.6
THERIAULT TIMOTHY JEVP & President C&IS2007-07-25Sell15,90474,400$62.37991.9312.06
SMITH HAROLD BDirector2007-07-24Sell5,400168,351$64.95350.737.61
SMITH HAROLD BDirector2007-07-24Sell14,600173,751$63.74930.69.65
FRADKIN STEVEN LExecutive Vice President & CFO2007-05-02Sell1,15738,698$63.3873.3310.27
BARRAT SHERRY SEVP & Pres-Personal Fin Svcs2007-04-27Sell3,30034,846$64.03211.39.15
FRADKIN STEVEN LExecutive Vice President & CFO2007-04-27Sell18,60239,855$64.091192.29.05
TOTH TERENCE JEVP & President/NTGI2007-04-23Sell8,60031,364$64.42554.018.49
OSBORN WILLIAM AChairman and CEO2007-04-23Sell23,700479,555$64.311524.158.68
WADDELL FREDERICK HPresident and COO2007-01-25Sell10,181117,899$60.7617.9915.14
OSBORN WILLIAM AChairman and CEO2007-01-24Sell25,100473,160$60.431516.7915.65
SMITH HAROLD BDirector2007-01-23Sell10,0001,228,148$60.31603.115.88
THERIAULT TIMOTHY JEVP & President C&IS2006-10-27Sell50030,399$57.8728.9420.77
THERIAULT TIMOTHY JEVP & President C&IS2006-10-27Sell50030,399$57.8728.9420.77
TOTH TERENCE JEVP & President/NTGI2006-10-27Sell93529,501$57.8754.1120.77
Schreuder Jana REVP & President WWOT2006-10-27Sell3,52736,302$57.87204.1120.77
Schreuder Jana REVP & President WWOT2006-10-26Sell2,41039,829$57.51138.621.53
WADDELL FREDERICK HPresident and COO2006-10-26Sell1,735111,971$57.5299.821.51
OSBORN WILLIAM AChairman and CEO2006-10-24Sell23,080457,285$57.081317.4122.44
TOTH TERENCE JEVP & President/NTGI2006-10-24Sell5,97830,436$57.09341.2822.42
MCCORMACK ROBERT CDirector2006-10-20Sell42,1001,513,552$56.722387.9123.22
MCCORMACK ROBERT CDirector2006-10-20Sell42,1001,513,552$56.722387.9123.22
MCCORMACK ROBERT CDirector2006-10-20Sell42,0161,513,552$56.722383.1523.22
SMITH HAROLD BDirector2006-10-20Sell6,0001,238,148$56.72340.3223.22
MCCORMACK ROBERT CDirector2006-07-21Sell250216,516$56.8614.2222.92Link
MCCORMACK ROBERT CDirector2006-07-21Sell16,4001,555,902$56.35924.1424.03Link
MCCORMACK ROBERT CDirector2006-07-21Sell25,4501,572,302$56.011425.4524.78Link
WADDELL FREDERICK HPresident and COO2006-07-21Sell4,400153,078$56.06246.6624.67Link
MORRISON WILLIAM LEVP & President/PFS2006-04-28Sell42,56361,852$58.592493.7719.29Link
Schreuder Jana REVP-Corporate Risk Mgmt.2006-04-25Sell8,90376,310$57.85515.0420.81Link
WADDELL FREDERICK HEVP & President/C&IS2006-04-24Sell4,380159,470$57.61252.3321.32Link
OSBORN WILLIAM AChairman and CEO2006-04-24Sell14,575957,119$57.59839.3721.36Link
MCCORMACK ROBERT CDirector2006-04-21Sell81,050208,619$57.514661.1921.53Link
MCCORMACK ROBERT CDirector2006-04-20Sell46,861218,493$57.492694.0421.57Link
MCCORMACK ROBERT CDirector2006-04-20Sell36,2891,603,563$57.082071.3822.44Link
MCCORMACK ROBERT CDirector2006-01-31Sell19,793218,450$52.51039.1333.12Link
THERIAULT TIMOTHY JEVP & President/WWOT2006-01-31Sell8,00071,022$52.3418.433.63Link
WADDELL FREDERICK HEVP & President/C&IS2006-01-26Sell4,100205,067$51.77212.2635Link
TOTH TERENCE JEVP & President/NTGI2006-01-24Sell5,05064,697$49.72251.0940.57Link
OSBORN WILLIAM AChairman and CEO2006-01-24Sell16,900904,710$49.71840.140.6Link
BARRAT SHERRY SEVP & Pres-Personal Fin Svcs2006-01-24Sell12,00060,834$49.55594.641.05Link
MCCORMACK ROBERT CDirector2006-01-24Sell22,1001,634,402$50.011105.2239.75Link
MCCORMACK ROBERT CDirector2006-01-23Sell20,0001,634,402$49.38987.641.54Link
MCCORMACK ROBERT CDirector2005-10-28Sell30,000218,450$53.081592.431.67Link
WINTER ALISON AEVP & President/PFS-NE2005-10-28Sell5,08285,413$52.88268.7432.17Link
TOTH TERENCE JEVP & President/NTGI2005-10-28Sell1,50861,423$52.979.7732.12Link
THERIAULT TIMOTHY JEVP & President/WWOT2005-10-28Sell70089,299$52.9137.0432.09Link
MCCORMACK ROBERT CDirector2005-10-27Sell5,0001,428,182$52.9264.532.12Link
MCCORMACK ROBERT CDirector2005-10-26Sell1,0991,430,077$52.8758.132.19Link
MCCORMACK ROBERT CDirector2005-10-26Sell18,3511,683,051$52.61965.4532.85Link
MCCORMACK ROBERT CDirector2005-10-25Sell1001,430,077$52.85.2832.37Link
MCCORMACK ROBERT CDirector2005-10-25Sell24,7501,701,502$52.61301.8532.87Link
MCCORMACK ROBERT CDirector2005-10-24Sell9111,178,287$52.9648.2531.97Link
MCCORMACK ROBERT CDirector2005-10-24Sell28,3891,847,046$52.921502.3532.07Link
MCCORMACK ROBERT CDirector2005-10-21Sell8,7001,441,182$52.92460.432.07Link
WINTER ALISON AEVP & President/PFS-NE2005-07-28Sell80093,542$5140.837.04Link
OSBORN WILLIAM AChairman and CEO2005-07-28Sell9,525889,086$51.23487.9736.42Link
MCCORMACK ROBERT CDirector2005-07-28Sell30,0001,435,845$51.061531.836.88Link
MCCORMACK ROBERT CDirector2005-07-26Sell2,500543,533$50.96127.437.15Link
MCCORMACK ROBERT CDirector2005-07-22Sell30,000514,282$50.941528.237.2Link
WINTER ALISON AEVP & President/PFS-NE2005-05-02Sell1,00094,267$45.0245.0255.24Link
OSBORN WILLIAM AChairman and CEO2005-04-25Sell33,072883,833$44.691477.9956.39Link
WINTER ALISON AEVP & President/PFS-NE2005-04-21Sell10,60085,879$44.27469.2657.87Link
WINTER ALISON AEVP & President/PFS-NE2005-04-01Sell1,00088,828$43.543.560.67Link
WINTER ALISON AEVP & President/PFS-NE2005-03-01Sell1,00088,828$42.4942.4964.49Link
WADDELL FREDERICK HEVP & President/C&IS2005-02-15Sell3,700187,333$44.66165.2456.49Link
WINTER ALISON AEVP & President/PFS-NE2005-02-01Sell1,00078,828$43.8243.8259.49Link
WINTER ALISON AEVP & President/PFS-NE2005-01-04Sell1,00078,538$47.4747.4747.23Link
WINTER ALISON AEVP & President/PFS-NE2004-12-01Sell1,00078,538$46.9846.9848.77Link
SHORT HARRY WEVP and Controller2004-11-02Sell5,64481,167$43.13243.4362.04Link
THERIAULT TIMOTHY JEVP & President/WWOT2004-10-27Sell5,00078,837$40.5202.572.57Link
TOTH TERENCE JEVP & President/NTGI2004-10-27Sell4,23347,231$40.5171.4472.57Link
SHORT HARRY WEVP & Controller2004-05-05Sell10,32288,626$43.17445.661.89Link
WADDELL FREDERICK HEVP & President-C&IS2004-04-27Sell3,800130,956$44.1167.5858.48Link
WINTER ALISON AEVP & President PFS-NE2004-04-27Sell4,800102,980$44.19212.1158.16Link
WINTER ALISON AEVP & President PFS-NE2004-04-26Sell8,78593,092$45.04395.6855.17Link
MCCORMACK ROBERT CDirector2004-02-04Sell20,0004,152,256$46.49929.850.33Link
THERIAULT TIMOTHY JEVP & President WWOT2004-02-03Sell5,00046,132$47.22236.148.01Link
WINTER ALISON AEVP & President PFS-NE2004-01-30Sell12,00082,072$47.33567.9647.67Link
TIMBERS STEPHEN BVice Chairman2004-01-28Sell4,200130,832$48.31202.944.67Link
MCCORMACK ROBERT CDirector2004-01-27Sell17,5102,562,892$49.42865.3441.42Link
MCCORMACK ROBERT CDirector2004-01-26Sell67,23772,931$49.43321.5141.48Link
MCCORMACK ROBERT CDirector2004-01-26Sell69,253160,322$49.253410.7141.91Link
OSBORN WILLIAM AChairman, CEO & President2004-01-23Sell28,307339,164$50.171420.1639.31Link
ROSSITER PETER LExecutive Vice President2004-01-23Sell103,900157,368$50.245219.9439.11Link
ROSSITER PETER LExecutive Vice President2004-01-23Sell61,181153,271$49.843049.2640.23Link
STEVENS MARKVice Chairman2003-11-05Sell18,00033,606$45.94826.9252.13Link
ROSSITER PETER LExecutive Vice President2003-10-30Sell8,993153,272$46.51418.2650.27Link
STEVENS MARKVice Chairman2003-10-22Sell22,46733,388$45.751027.8752.77Link
WINTER ALISON AEVP & Pres. PFS-NE2003-07-30Sell14,00082,007$43.31606.3461.37Link
SHORT HARRY WEVP and Controller2003-07-28Buy3,14084,045$43.46136.4660.81Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column), "Shares Owned Following This (Direct & Indirect)" transactions (sixth column), and "Trade Price ($)" (seventh column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported (also split adjusted).

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