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Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
Mr. Joseph HooleyChairman, President and CEO871,8730.21%2014-11-01
Michael F. RogersExecutive Vice President831,1240.2%2014-11-20
Edward J. ReschEVP and CFO479,2570.11%2013-05-30
Jeffrey N. CarpN/A432,2100.1%2014-02-20
James S. PhalenVice Chairman403,2500.1%2014-12-01
Joseph C. AntonellisVice Chairman273,984less than 0.1%2014-11-26
Ronald E. LogueN/A255,770less than 0.1%2010-02-15
Scott F. PowersEVP; President and CEO of SSgA, 10% Owner246,499less than 0.1%2014-11-11
Timothy B. HarbertExecutive Vice President223,177less than 0.1%2004-01-22
John L. Klinck,JrExecutive Vice President171,814less than 0.1%2014-11-21

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Details
Phalen James SVice Chairman2014-12-01Sell16,507403,250$76.071255.7-5.99Link
Klinck John L. Jr.Executive Vice President2014-11-21Sell25,653171,814$76.51962.5-6.52Link
Newth Sean PSVP, CAO and Controller2014-11-19Sell1,73717$75.76131.6-5.61Link
Antonellis Joseph CVice Chairman2014-11-11Sell83,7397,264$77.766511.5-8.04Link
POWERS SCOTT FEVP; President and CEO of SSgA
(Click for the stocks that their CEOs have bought)
2014-11-11Sell72,301246,499$77.735620-8Link
Phalen James SVice Chairman2014-11-03Sell14,514866$75.551096.5-5.35Link
Phalen James SVice Chairman2014-08-01Sell11,899862$70.27836.11.76Link
Kuritzkes Andrew PEVP and Chief Risk Officer2014-05-01Sell26,133128,547$64.531686.410.82Link
Phalen James SVice Chairman2014-05-01Sell19,530446,871$64.661262.810.59Link
Quirk Alison A.Executive Vice President2014-05-01Sell3,308112,539$64.66213.910.59Link
Perretta ChristopherExecutive Vice President2014-02-19Sell25,38858,188$68.21731.54.85Link
Kuritzkes Andrew PEVP and Chief Risk Officer2014-02-18Sell8,852108,554$68.1602.85.01Link
Quirk Alison A.Executive Vice President2014-02-18Sell18,00084,705$68.191227.44.87Link
O'Neill PeterExecutive Vice President2014-02-04Sell12,600121,465$65.18821.39.71Link
Quirk Alison A.Executive Vice President2014-01-28Sell1,961115,656$68.57134.54.29Link
Malerba James JEVP, Corporate Controller, CAO2014-01-28Sell1,75056,288$68.551204.32Link
POWERS SCOTT FEVP; President and CEO of SSgA2014-01-27Sell15,146284,323$68.4710374.44Link
ROGERS MICHAEL FExecutive Vice President2013-08-28Sell250,0001,054,927$67.9316982.55.27Link
Perretta ChristopherExecutive Vice President2013-08-28Sell10,60692,913$66.667077.28Link
Klinck John L. Jr.Executive Vice President2013-08-22Sell18,474171,986$69.381281.73.07Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

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