Switch to:

Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
Mr. Joseph L. HooleyChairman and CEO819,8900.21%2016-02-29
Michael F. RogersN/A700,6930.18%2016-02-29
Edward J. ReschN/A479,2570.12%2013-05-30
James S. PhalenN/A338,447less than 0.1%2016-02-29
Joseph C. AntonellisN/A310,637less than 0.1%2015-05-27
Ronald E. LogueN/A255,770less than 0.1%2010-02-15
Jeffrey N. CarpEVP, CLO and Secretary247,402less than 0.1%2016-07-27
Timothy B. HarbertN/A223,177less than 0.1%2004-01-22
Scott F. PowersN/A216,578less than 0.1%2015-02-24
John L. Klinck,JrN/A163,517less than 0.1%2015-02-19

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
Keenan Karen CEVP and Chief Admin. Officer2016-08-30Sell7,50049,547$70525-0.5349,547 (Direct)
Newth Sean PSVP, CAO and Controller2016-08-16Sell5412,681$68.643.711.4412,663 (Direct)
18 (401 (k) Plan)
Keenan Karen CEVP and Chief Admin. Officer2016-07-28Sell7,50058,383$65487.57.1258,383 (Direct)
CARP JEFFREY NEVP, CLO and Secretary2016-07-27Sell40,196247,402$61.762482.512.74247,402 (Direct)
Keenan Karen CEVP and Chief Admin. Officer2016-07-20Sell1,00065,883$57.5157.5121.0765,883 (Direct)
CARP JEFFREY NEVP, CLO and Secretary2016-07-13Sell5,000287,583$5527526.6287,583 (Direct)
CARP JEFFREY NEVP, CLO and Secretary2016-07-01Sell45,000292,583$53.8242129.42292,583 (Direct)
CARP JEFFREY NEVP, CLO and Secretary2016-04-01Sell25,000337,567$58145020.05337,567 (Direct)
Quirk Alison A.Executive Vice President2016-02-16Sell20,30267,913$55.331123.3125.8449,125 (Direct)
18,788 (By a Family Member)
Kuritzkes Andrew PEVP and Chief Risk Officer2016-02-16Sell8,29582,387$55.02456.3926.5582,387 (Direct)
Newth Sean PSVP, CAO and Controller2016-01-29Sell5007,406$53.6326.8229.837,388 (Direct)
18 (401 (k) Plan)
HOOLEY JOSEPH LChairman and CEO
(Click for the stocks that their CEOs have bought)
2015-11-23Sell36,871826,557$72.982690.85-4.59824,178 (Direct)
2,379 (401 (k) Plan)
CARP JEFFREY NEVP, CLO and Secretary2015-11-12Sell4,836394,351$71.21344.37-2.22394,351 (Direct)
HOOLEY JOSEPH LChairman and CEO2015-10-28Sell36,308863,417$702541.56-0.53861,049 (Direct)
2,368 (401 (k) Plan)
CARP JEFFREY NEVP, CLO and Secretary2015-10-01Sell25,000394,338$66.741668.54.33394,338 (Direct)
Newth Sean PSVP, CAO and Controller2015-08-17Sell3508,119$78.0427.31-10.788,102 (Direct)
17 (401 (k) Plan)
HOOLEY JOSEPH LChairman and CEO2015-08-12Sell10,122899,626$76.33772.61-8.78897,260 (Direct)
2,366 (401 (k) Plan)
Kedia GunjanExecutive Vice President2015-08-11Sell3,00075,937$78.3234.9-11.0775,937 (Direct)
de Saint-Aignan PatrickDirector2015-07-27Buy50018,389$73.9536.98-5.8418,389 (Direct)
CARP JEFFREY NEVP, CLO and Secretary2015-07-01Sell25,000419,327$77.781944.5-10.48419,327 (Direct)
Quirk Alison A.Executive Vice President2015-06-10Sell5,332101,782$80426.56-12.9682,244 (Direct)
19,538 (By a Family Member)
Perretta ChristopherExecutive Vice President2015-05-28Sell7,49360,999$78.61589.02-11.4260,999 (Direct)
Newth Sean PSVP, CAO and Controller2015-05-18Sell6318,683$77.6448.99-10.328,666 (Direct)
17 (401 (k) Plan)
Kedia GunjanExecutive Vice President2015-05-15Sell5,00078,937$77.68388.4-10.3678,937 (Direct)
Kuritzkes Andrew PEVP and Chief Risk Officer2015-04-28Sell23,483116,231$76.271791.05-8.71116,231 (Direct)
Phalen James SVice Chairman2015-03-03Sell10,842348,149$74.88811.85-7.01347,279 (Direct)
870 (401(k) Plan)
CARP JEFFREY NEVP, CLO and Secretary2015-03-02Sell59,936444,316$75.14501.19-7.28444,316 (Direct)
Perretta ChristopherExecutive Vice President2015-02-26Sell10,00070,946$74.91749.1-7.0570,946 (Direct)
Newth Sean PSVP, CAO and Controller2015-02-25Sell7929,622$76.6460.7-9.159,605 (Direct)
17 (401 (k) Plan)
POWERS SCOTT FEVP; President and CEO of SSGA2015-02-24Sell51,986216,578$77.984053.87-10.71216,578 (Direct)
Seck Wai-KwongExecutive Vice President2015-02-24Sell15,00057,347$78.11171.5-10.8557,347 (Direct)
Quirk Alison A.Executive Vice President2015-02-17Sell16,57481,167$75.221246.7-7.4361,629 (Direct)
19,538 (By a Family Member)
Phalen James SVice Chairman2015-02-17Sell56,383300,309$75.894278.91-8.25299,439 (Direct)
870 (401(k) Plan)
O'Neill PeterExecutive Vice President2015-02-17Sell8,000117,171$75.79606.32-8.13117,171 (Direct)
Phalen James SVice Chairman2014-12-01Sell16,507404,116$76.071255.69-8.47403,250 (Direct)
866 (401(k) Plan)
Klinck John L. Jr.Executive Vice President2014-11-21Sell25,653171,814$76.51962.45-8.98171,814 (Direct)
Newth Sean PSVP, CAO and Controller2014-11-19Sell1,7378,020$75.76131.6-8.096,908 (Direct)
1,095 (By a Family Member)
17 (401 (k) Plan)
POWERS SCOTT FEVP; President and CEO of SSgA2014-11-11Sell72,301246,499$77.735619.96-10.42246,499 (Direct)
Antonellis Joseph CVice Chairman2014-11-11Sell83,739281,702$77.766511.54-10.46274,438 (Direct)
7,264 (401(k) Plan)
Phalen James SVice Chairman2014-11-03Sell14,514420,623$75.551096.53-7.84419,757 (Direct)
866 (401(k) Plan)
Phalen James SVice Chairman2014-08-01Sell11,899435,058$70.27836.14-0.91434,196 (Direct)
862 (401(k) Plan)
Quirk Alison A.Executive Vice President2014-05-01Sell3,308112,539$64.66213.97.69112,539 (Direct)
Phalen James SVice Chairman2014-05-01Sell19,530446,871$64.661262.817.69446,024 (Direct)
847 (401(k) Plan)
Kuritzkes Andrew PEVP and Chief Risk Officer2014-05-01Sell26,133128,547$64.531686.367.9128,547 (Direct)
Perretta ChristopherExecutive Vice President2014-02-19Sell25,38858,188$68.21731.462.158,188 (Direct)
Kuritzkes Andrew PEVP and Chief Risk Officer2014-02-18Sell8,852108,554$68.1602.822.25108,554 (Direct)
Quirk Alison A.Executive Vice President2014-02-18Sell18,00084,705$68.191227.422.1184,705 (Direct)
O'Neill PeterExecutive Vice President2014-02-04Sell12,600121,465$65.18821.276.83121,465 (Direct)
Quirk Alison A.Executive Vice President2014-01-28Sell1,961115,656$68.57134.471.55115,656 (Direct)
Malerba James JEVP, Corporate Controller, CAO2014-01-28Sell1,75056,288$68.55119.961.5856,051 (Direct)
237 (401(k) Plan)
POWERS SCOTT FEVP; President and CEO of SSgA2014-01-27Sell15,146284,323$68.471037.051.69284,323 (Direct)
ROGERS MICHAEL FExecutive Vice President2013-08-28Sell250,0001,054,927$67.9316982.52.5652,927 (Direct)
102,000 (By a Trust 1)
300,000 (By a Trust 2)
Perretta ChristopherExecutive Vice President2013-08-28Sell10,60692,913$66.667074.4692,913 (Direct)
Klinck John L. Jr.Executive Vice President2013-08-22Sell18,474171,986$69.381281.730.36171,986 (Direct)
Phalen James SExecutive Vice President2013-08-13Sell38,000434,005$69.272632.260.52433,156 (Direct)
849 (401(k) Plan)
Malerba James JEVP, Corporate Controller, CAO2013-08-13Sell1,75058,037$69.07120.870.8157,801 (Direct)
236 (by 401(k) Plan)
HOOLEY JOSEPH LChairman, President and CEO2013-07-22Sell126,500821,402$69.518793.020.17819,118 (Direct)
2,284 (401 (k) Plan)
Antonellis Joseph CVice Chairman2013-07-22Sell29,491274,593$69.762057.29-0.19267,495 (Direct)
7,098 (401(k) Plan)
POWERS SCOTT FEVP; President and CEO of SSgA2013-07-22Sell64,930311,545$69.664523.02-0.04311,545 (Direct)
Kuritzkes Andrew PEVP and Chief Risk Officer2013-05-30Sell7,000135,807$67.27470.893.51135,807 (Direct)
RESCH EDWARD JEVP and CFO2013-05-30Sell162,000479,257$67.210886.43.62479,257 (Direct)
Malerba James JEVP, Corporate Controller, CAO2013-05-23Sell1,50059,787$64.296.38.4659,551 (Direct)
236 (401 (k) Plan)
Quirk Alison A.Executive Vice President2013-05-15Sell3,673115,514$63.44233.029.76115,514 (Direct)
Phalen James SExecutive Vice President2013-04-23Sell29,477484,382$58.041710.8519.97483,535 (Direct)
0 (By a trust)
847 (401(k) Plan)
Antonellis Joseph CVice Chairman2013-02-26Sell35,000271,083$56.311970.8523.65264,011 (Direct)
7,072 (401 (k) Plan)
Quirk Alison A.Executive Vice President2013-02-26Sell11,000114,440$56.29619.1923.7114,440 (Direct)
Malerba James JEVP, Corporate Controller, CAO2013-02-26Sell6,50061,286$56.54367.5123.1561,051 (Direct)
235 (401 (k) Plan)
POWERS SCOTT FEVP; President and CEO of SSgA, 10% Owner2013-01-29Sell23,353227,545$56.061309.1724.21227,545 (Direct)
Klinck John L. Jr.Executive Vice President2013-01-23Sell21,841136,508$55.321208.2425.87136,508 (Direct)
Phalen James SExecutive Vice President2013-01-23Sell71,600401,686$54.943933.726.74371,410 (Direct)
799 (401 (k) Plan)
29,477 (By a Trust)
Quirk Alison A.Executive Vice President2013-01-22Sell2,90782,588$55.15160.3226.2682,588 (Direct)
HOOLEY JOSEPH LChairman, President and CEO2012-11-23Sell93,300628,123$45.684261.9452.43625,856 (Direct)
2,267 (401 (k) Plan)
Antonellis Joseph CVice Chairman2012-11-14Sell33,256210,452$44.191469.5857.57203,407 (Direct)
7,045 (401 (k) Plan)
Klinck John L. Jr.Executive Vice President2012-11-05Sell15,449158,306$46.04711.2751.24158,306 (Direct)
POWERS SCOTT FEVP; President and CEO of SSgA2012-10-18Sell40,291227,444$44.81805.0455.42227,444 (Direct)
Phalen James SExecutive Vice President2012-10-17Sell9,800414,001$44.58436.8856.19383,684 (Direct)
840 (401 (k) Plan)
29,477 (By a trust)
RESCH EDWARD JEVP and CFO2012-08-22Sell50,000383,847$41.812090.566.54383,847 (Direct)
Malerba James JEVP, Corporate Controller, CAO2012-08-20Sell4,50059,817$41.88188.4666.2659,584 (Direct)
233 (by 401 (k) Plan)
Malerba James JEVP, Corporate Controller, CAO2012-05-08Sell4,50064,384$44.51200.356.4464,153 (Direct)
231 (By 401(k) plan)
Quirk Alison A.Executive Vice President2012-02-27Sell11,00085,229$40.16441.7673.3885,229 (Direct)
Antonellis Joseph CVice Chairman2012-02-27Sell44,673251,178$41.521854.8267.7244,242 (Direct)
6,936 (401 (k) Plan)
Malerba James JEVP, Corporate Controller, CAO2011-11-08Sell1,00031,856$41.3641.3668.3531,627 (Direct)
229 (401 (k) Plan)
SUMME GREGORY LDirector2011-08-19Buy10,00049,565$31.99319.9117.6649,565 (Direct)
Malerba James JEVP, Corporate Controller, CAO2011-07-22Sell2,30032,945$42.7198.2363.0332,718 (Direct)
227 (401(k) Plan)
POWERS SCOTT FEVP; President and CEO of SSgA2011-05-31Sell43,957127,023$45.562002.6852.83127,023 (Direct)
Antonellis Joseph CVice Chairman2011-01-31Sell65,00084,804$47.053058.2547.9977,988 (Direct)
6,816 (401 (k) Plan)
Coym PeterDirector2011-01-28Buy2,00011,082$46.6593.349.2611,082 (Direct)
LAMANTIA CHARLES RDirector2011-01-27Sell4,18223,571$47.38198.1446.9623,571 (Direct)
GRUBER DAVID PDirector2011-01-26Sell3,90316,078$47.85186.7645.5216,078 (Direct)
LAMANTIA CHARLES RDirector2011-01-25Sell7,33327,753$47.29346.7847.2427,753 (Direct)
OLeary David CEVP and CAO2011-01-21Sell9,63794,836$48462.5845.0694,836 (Direct)
Phalen James SExecutive Vice President2011-01-18Sell15,000201,551$5075039.26Link
Malerba James JEVP & Corporate Controller2010-07-26Sell2,50028,739$39.8399.5874.82Link
Antonellis Joseph CVice Chairman2010-02-24Sell25,543146,852$45.161153.5254.19Link
GRUBER DAVID PDirector2010-02-24Sell17,50017,266$44.48778.456.54Link
Phalen James SExecutive Vice President2010-02-24Sell20,000235,603$45.36907.253.51Link
Malerba James JEVP & Corporate Controller2010-02-24Sell4,00015,701$45.36181.4453.51Link
DAREHSHORI NADER FDirector2008-03-17Sell5021,080$71.843.59-3.08
DAREHSHORI NADER FDirector2008-03-17Sell5021,080$71.843.59-3.08
DAREHSHORI NADER FDirector2008-02-28Sell2,40021,130$82.02196.85-15.11
DAREHSHORI NADER FDirector2008-02-28Sell2,40021,130$82.02196.85-15.11
SHELTON STANLEY WExecutive Vice President2008-02-27Sell14,56935,238$83.221212.43-16.33
SHELTON STANLEY WExecutive Vice President2008-02-27Sell14,56935,238$83.221212.43-16.33
DAREHSHORI NADER FDirector2008-02-26Sell2,60023,530$82.46214.4-15.56
DAREHSHORI NADER FDirector2008-02-26Sell2,60023,530$82.46214.4-15.56
Malerba James JSVP and Corporate Controller2008-02-22Sell8004,930$8265.6-15.09
SHELTON STANLEY WExecutive Vice President2008-02-20Sell27,75549,807$84.162335.86-17.26
SHELTON STANLEY WExecutive Vice President2008-02-20Sell14,85377,562$83.741243.79-16.85
SHELTON STANLEY WExecutive Vice President2008-02-20Sell21,55292,415$83.471798.95-16.58
SHELTON STANLEY WExecutive Vice President2008-02-20Sell16,466113,967$83.241370.63-16.35
SHELTON STANLEY WExecutive Vice President2008-02-20Sell50,029130,433$83.044154.41-16.15
HOOLEY JOSEPH LVice Chairman2008-02-20Sell50721,557$84.2142.69-17.31
HOOLEY JOSEPH LVice Chairman2008-02-20Sell26,70322,064$84.052244.39-17.16
Antonellis Joseph CVice Chairman2008-02-20Sell16,70039,613$84.311407.98-17.41
Antonellis Joseph CVice Chairman2008-02-20Sell10,86056,313$83.74909.42-16.85
Antonellis Joseph CVice Chairman2008-02-20Sell10,40067,173$82.89862.06-16
Antonellis Joseph CVice Chairman2008-02-20Sell6,00077,573$82.43494.58-15.53
CHOW JOSEPH WExecutive Vice President2008-01-31Sell25,00017,165$82.052051.25-15.14
CHOW JOSEPH WExecutive Vice President2008-01-30Sell3,41617,165$82.11280.49-15.2
CHOW JOSEPH WExecutive Vice President2008-01-30Sell21,58420,581$81.321755.21-14.38
LAMANTIA CHARLES RDirector2008-01-30Sell3,58328,006$80.83289.61-13.86
ALBRIGHT TENLEY EDirector2008-01-22Sell7,0001,550$74.89524.23-7.02
DAREHSHORI NADER FDirector2007-11-07Buy14526,070$77.8611.29-10.57
Hunt William WVice Chairman2007-08-09Buy14,00034,697$70.09981.26-0.66
Malerba James JSVP and Corporate Controller2007-07-24Sell7506,943$70.0652.55-0.61
SHELTON STANLEY WExecutive Vice President2007-05-03Sell74,62752,532$69.765205.98-0.19
LAMANTIA CHARLES RDirector2007-04-30Sell3,53931,467$68.39242.031.81
LAMANTIA CHARLES RDirector2007-04-30Sell60031,467$69.2441.540.56
Malerba James JSVP and Corporate Controller2007-04-27Sell8007,691$68.7354.981.31
DAREHSHORI NADER FDirector2007-01-18Sell1,50024,140$71.85107.78-3.09
LOGUE RONALD EChairman and CEO2007-01-18Sell3,000111,567$72.23216.69-3.6
LOGUE RONALD EChairman and CEO2007-01-18Sell24,200114,567$72.011742.64-3.31
LOGUE RONALD EChairman and CEO2007-01-18Sell71,900138,767$71.745158.11-2.94
LOGUE RONALD EChairman and CEO2007-01-18Sell33,900210,667$71.492423.51-2.6
Antonellis Joseph CExecutive Vice President & CIO2006-11-29Sell122,27532,389$62.577650.7511.28
CHOW JOSEPH WEVP2006-11-16Sell38,40013,047$64.322469.898.26
Phalen James SExecutive Vice President2006-10-31Sell5,000103,768$643208.8
DAREHSHORI NADER FDirector2006-10-30Sell1,00027,584$63.6863.689.34
CHOW JOSEPH WEVP2006-10-23Sell4,5940$63.95293.798.88
Phalen James SExecutive Vice President2006-10-18Sell22,440108,768$63.351421.579.91
LOGUE RONALD EChairman and CEO2006-10-18Sell129,200125,937$63.378187.49.88
DAREHSHORI NADER FDirector2006-05-03Sell3,20028,457$64.13205.228.58Link
GRUBER DAVID PDirector2006-05-02Sell128,344$64.150.068.54Link
SHELTON STANLEY WExecutive Vice President2006-02-03Sell17,00041,683$59.841017.2816.36Link
Hunt William WExecutive Vice President2006-02-01Sell45,6991,848$60.182750.1715.7Link
SHELTON STANLEY WExecutive Vice President2006-01-30Sell14,00037,303$60.56847.8414.98Link
Phalen James SExecutive Vice President2006-01-27Sell8,000103,910$60.23481.8415.61Link
SHELTON STANLEY WExecutive Vice President2006-01-26Sell50,15337,303$603009.1816.05Link
LAMANTIA CHARLES RDirector2006-01-25Sell4,24631,309$59.8225416.4Link
OBrien Edward JEVP and Treasurer2006-01-25Sell3,26613,676$59.96195.8316.13Link
SHELTON STANLEY WExecutive Vice President2006-01-24Sell42,00037,303$59247818.02Link
SHELTON STANLEY WExecutive Vice President2006-01-23Sell56,80037,303$58.643330.7518.74Link
CUTRELL CHARLES C IIIEVP, General Counsel,Secretary2005-10-21Sell10,24710,746$54.35556.9228.11Link
CHOW JOSEPH WEVP, Head of Risk & Corp.Admin2005-10-21Sell24,00015,537$54.61310.427.53Link
Hunt William WExecutive Vice President2005-05-03Sell19,2458,259$46.25890.0850.55Link
SHELTON STANLEY WExecutive Vice President2005-04-29Sell77,53533,326$45.753547.2352.2Link
CHOW JOSEPH WEVP, Head of Risk & Corp.Admin2005-04-22Sell8,00015,494$45.27362.1653.81Link
ALBRIGHT TENLEY EDirector2004-07-27Sell50057,264$42.1721.0965.12Link
BAUGHMAN FREDERICKSVP, Controller & CAO2004-01-22Sell22,9202,664$56.411292.9223.44Link
HARBERT TIMOTHY BExecutive Vice President2004-01-22Sell22,304229,722$56.181253.0423.94Link
BAUGHMAN FREDERICKSVP, Controller & CAO2004-01-16Sell12,3152,664$55.55684.125.35Link
SPINA DAVID AChairman and CEO2003-10-21Sell76,7001,039,662$51.593956.9534.97Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column), "Shares Owned Following This (Direct & Indirect)" transactions (sixth column), and "Trade Price ($)" (seventh column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported (also split adjusted).

To find out why GuruFocus thinks data on insider trade are interesting, please read:
Also See GuruFocus Insider Trade Screener:

Get WordPress Plugins for easy affiliate links on Stock Tickers and Guru Names | Earn affiliate commissions by embedding GuruFocus Charts
GuruFocus Affiliate Program: Earn up to $400 per referral. ( Learn More)
FEEDBACK