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Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
Michael F. RogersExecutive Vice President856,5320.21%2015-02-19
Mr. Joseph HooleyChairman and CEO824,1780.2%2015-11-23
Edward J. ReschEVP and CFO479,2570.12%2013-05-30
Jeffrey N. CarpEVP, CLO and Secretary369,351less than 0.1%2016-01-04
James S. PhalenVice Chairman340,839less than 0.1%2015-07-29
Joseph C. AntonellisVice Chairman310,637less than 0.1%2015-05-27
Ronald E. LogueN/A255,770less than 0.1%2010-02-15
Timothy B. HarbertExecutive Vice President223,177less than 0.1%2004-01-22
Scott F. PowersEVP; President and CEO of SSGA216,578less than 0.1%2015-02-24
John L. Klinck,JrExecutive Vice President163,517less than 0.1%2015-02-19

Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
Newth Sean PSVP, CAO and Controller2016-01-29Sell5007,406$53.6326.81.477,388 (Direct)
18 (401 (k) Plan)
HOOLEY JOSEPH LChairman and CEO
(Click for the stocks that their CEOs have bought)
2015-11-23Sell36,871826,557$72.982690.8-25.43824,178 (Direct)
2,379 (401 (k) Plan)
CARP JEFFREY NEVP, CLO and Secretary2015-11-12Sell4,836394,351$71.21344.4-23.58394,351 (Direct)
HOOLEY JOSEPH LChairman and CEO2015-10-28Sell36,308863,417$702541.6-22.26861,049 (Direct)
2,368 (401 (k) Plan)
CARP JEFFREY NEVP, CLO and Secretary2015-10-01Sell25,000394,338$66.741668.5-18.46394,338 (Direct)
Newth Sean PSVP, CAO and Controller2015-08-17Sell3508,119$78.0427.3-30.278,102 (Direct)
17 (401 (k) Plan)
HOOLEY JOSEPH LChairman and CEO2015-08-12Sell10,122899,626$76.33772.6-28.7897,260 (Direct)
2,366 (401 (k) Plan)
Kedia GunjanExecutive Vice President2015-08-11Sell3,00075,937$78.3234.9-30.575,937 (Direct)
de Saint-Aignan PatrickDirector2015-07-27Buy50018,389$73.9537-26.4118,389 (Direct)
CARP JEFFREY NEVP, CLO and Secretary2015-07-01Sell25,000419,327$77.781944.5-30.03419,327 (Direct)
Quirk Alison A.Executive Vice President2015-06-10Sell5,332101,782$80426.6-31.9882,244 (Direct)
19,538 (By a Family Member)
Perretta ChristopherExecutive Vice President2015-05-28Sell7,49360,999$78.61589-30.7760,999 (Direct)
Newth Sean PSVP, CAO and Controller2015-05-18Sell6318,683$77.6449-29.918,666 (Direct)
17 (401 (k) Plan)
Kedia GunjanExecutive Vice President2015-05-15Sell5,00078,937$77.68388.4-29.9478,937 (Direct)
Kuritzkes Andrew PEVP and Chief Risk Officer2015-04-28Sell23,483116,231$76.271791-28.65116,231 (Direct)
Phalen James SVice Chairman2015-03-03Sell10,842348,149$74.88811.8-27.32347,279 (Direct)
870 (401(k) Plan)
CARP JEFFREY NEVP, CLO and Secretary2015-03-02Sell59,936444,316$75.14501.2-27.54444,316 (Direct)
Perretta ChristopherExecutive Vice President2015-02-26Sell10,00070,946$74.91749.1-27.3570,946 (Direct)
Newth Sean PSVP, CAO and Controller2015-02-25Sell7929,622$76.6460.7-28.999,605 (Direct)
17 (401 (k) Plan)
POWERS SCOTT FEVP; President and CEO of SSGA2015-02-24Sell51,986216,578$77.984053.9-30.21216,578 (Direct)
Seck Wai-KwongExecutive Vice President2015-02-24Sell15,00057,347$78.11171.5-30.3257,347 (Direct)
Quirk Alison A.Executive Vice President2015-02-17Sell16,57481,167$75.221246.7-27.6561,629 (Direct)
19,538 (By a Family Member)
Phalen James SVice Chairman2015-02-17Sell56,383300,309$75.894278.9-28.29299,439 (Direct)
870 (401(k) Plan)
O'Neill PeterExecutive Vice President2015-02-17Sell8,000117,171$75.79606.3-28.2117,171 (Direct)
Phalen James SVice Chairman2014-12-01Sell16,507404,116$76.071255.7-28.46403,250 (Direct)
866 (401(k) Plan)
Klinck John L. Jr.Executive Vice President2014-11-21Sell25,653171,814$76.51962.5-28.86171,814 (Direct)
Newth Sean PSVP, CAO and Controller2014-11-19Sell1,7378,020$75.76131.6-28.176,908 (Direct)
1,095 (By a Family Member)
17 (401 (k) Plan)
POWERS SCOTT FEVP; President and CEO of SSgA2014-11-11Sell72,301246,499$77.735620-29.99246,499 (Direct)
Antonellis Joseph CVice Chairman2014-11-11Sell83,739281,702$77.766511.5-30.02274,438 (Direct)
7,264 (401(k) Plan)
Phalen James SVice Chairman2014-11-03Sell14,514420,623$75.551096.5-27.97419,757 (Direct)
866 (401(k) Plan)
Phalen James SVice Chairman2014-08-01Sell11,899435,058$70.27836.1-22.56434,196 (Direct)
862 (401(k) Plan)
Quirk Alison A.Executive Vice President2014-05-01Sell3,308112,539$64.66213.9-15.84112,539 (Direct)
Phalen James SVice Chairman2014-05-01Sell19,530446,871$64.661262.8-15.84446,024 (Direct)
847 (401(k) Plan)
Kuritzkes Andrew PEVP and Chief Risk Officer2014-05-01Sell26,133128,547$64.531686.4-15.67128,547 (Direct)
Perretta ChristopherExecutive Vice President2014-02-19Sell25,38858,188$68.21731.5-20.2158,188 (Direct)
Kuritzkes Andrew PEVP and Chief Risk Officer2014-02-18Sell8,852108,554$68.1602.8-20.09108,554 (Direct)
Quirk Alison A.Executive Vice President2014-02-18Sell18,00084,705$68.191227.4-20.1984,705 (Direct)
O'Neill PeterExecutive Vice President2014-02-04Sell12,600121,465$65.18821.3-16.51121,465 (Direct)
Quirk Alison A.Executive Vice President2014-01-28Sell1,961115,656$68.57134.5-20.64115,656 (Direct)
Malerba James JEVP, Corporate Controller, CAO2014-01-28Sell1,75056,288$68.55120-20.6156,051 (Direct)
237 (401(k) Plan)
POWERS SCOTT FEVP; President and CEO of SSgA2014-01-27Sell15,146284,323$68.471037-20.52284,323 (Direct)
ROGERS MICHAEL FExecutive Vice President2013-08-28Sell250,0001,054,927$67.9316982.5-19.89652,927 (Direct)
102,000 (By a Trust 1)
300,000 (By a Trust 2)
Perretta ChristopherExecutive Vice President2013-08-28Sell10,60692,913$66.66707-18.3692,913 (Direct)
Klinck John L. Jr.Executive Vice President2013-08-22Sell18,474171,986$69.381281.7-21.56171,986 (Direct)
Phalen James SExecutive Vice President2013-08-13Sell38,000434,005$69.272632.3-21.44433,156 (Direct)
849 (401(k) Plan)
Malerba James JEVP, Corporate Controller, CAO2013-08-13Sell1,75058,037$69.07120.9-21.2157,801 (Direct)
236 (by 401(k) Plan)
HOOLEY JOSEPH LChairman, President and CEO2013-07-22Sell126,500821,402$69.518793-21.71819,118 (Direct)
2,284 (401 (k) Plan)
Antonellis Joseph CVice Chairman2013-07-22Sell29,491274,593$69.762057.3-21.99267,495 (Direct)
7,098 (401(k) Plan)
POWERS SCOTT FEVP; President and CEO of SSgA2013-07-22Sell64,930311,545$69.664523-21.88311,545 (Direct)
Kuritzkes Andrew PEVP and Chief Risk Officer2013-05-30Sell7,000135,807$67.27470.9-19.1135,807 (Direct)
RESCH EDWARD JEVP and CFO2013-05-30Sell162,000479,257$67.210886.4-19.02479,257 (Direct)
Malerba James JEVP, Corporate Controller, CAO2013-05-23Sell1,50059,787$64.296.3-15.2359,551 (Direct)
236 (401 (k) Plan)
Quirk Alison A.Executive Vice President2013-05-15Sell3,673115,514$63.44233-14.22115,514 (Direct)
Phalen James SExecutive Vice President2013-04-23Sell29,477484,382$58.041710.8-6.24483,535 (Direct)
0 (By a trust)
847 (401(k) Plan)
Antonellis Joseph CVice Chairman2013-02-26Sell35,000271,083$56.311970.9-3.36264,011 (Direct)
7,072 (401 (k) Plan)
Quirk Alison A.Executive Vice President2013-02-26Sell11,000114,440$56.29619.2-3.32114,440 (Direct)
Malerba James JEVP, Corporate Controller, CAO2013-02-26Sell6,50061,286$56.54367.5-3.7561,051 (Direct)
235 (401 (k) Plan)
POWERS SCOTT FEVP; President and CEO of SSgA, 10% Owner2013-01-29Sell23,353227,545$56.061309.2-2.93227,545 (Direct)
Klinck John L. Jr.Executive Vice President2013-01-23Sell21,841136,508$55.321208.2-1.63136,508 (Direct)
Phalen James SExecutive Vice President2013-01-23Sell71,600401,686$54.943933.7-0.95371,410 (Direct)
799 (401 (k) Plan)
29,477 (By a Trust)
Quirk Alison A.Executive Vice President2013-01-22Sell2,90782,588$55.15160.3-1.3282,588 (Direct)
HOOLEY JOSEPH LChairman, President and CEO2012-11-23Sell93,300628,123$45.684261.919.13625,856 (Direct)
2,267 (401 (k) Plan)
Antonellis Joseph CVice Chairman2012-11-14Sell33,256210,452$44.191469.623.15203,407 (Direct)
7,045 (401 (k) Plan)
Klinck John L. Jr.Executive Vice President2012-11-05Sell15,449158,306$46.04711.318.2158,306 (Direct)
POWERS SCOTT FEVP; President and CEO of SSgA2012-10-18Sell40,291227,444$44.8180521.47227,444 (Direct)
Phalen James SExecutive Vice President2012-10-17Sell9,800414,001$44.58436.922.07383,684 (Direct)
840 (401 (k) Plan)
29,477 (By a trust)
RESCH EDWARD JEVP and CFO2012-08-22Sell50,000383,847$41.812090.530.16383,847 (Direct)
Malerba James JEVP, Corporate Controller, CAO2012-08-20Sell4,50059,817$41.88188.529.9459,584 (Direct)
233 (by 401 (k) Plan)
Malerba James JEVP, Corporate Controller, CAO2012-05-08Sell4,50064,384$44.51200.322.2664,153 (Direct)
231 (By 401(k) plan)
Quirk Alison A.Executive Vice President2012-02-27Sell11,00085,229$40.16441.835.5185,229 (Direct)
Antonellis Joseph CVice Chairman2012-02-27Sell44,673251,178$41.521854.831.07244,242 (Direct)
6,936 (401 (k) Plan)
Malerba James JEVP, Corporate Controller, CAO2011-11-08Sell1,00031,856$41.3641.431.5831,627 (Direct)
229 (401 (k) Plan)
SUMME GREGORY LDirector2011-08-19Buy10,00049,565$31.99319.970.1249,565 (Direct)
Malerba James JEVP, Corporate Controller, CAO2011-07-22Sell2,30032,945$42.7198.227.4232,718 (Direct)
227 (401(k) Plan)
POWERS SCOTT FEVP; President and CEO of SSgA2011-05-31Sell43,957127,023$45.562002.719.45127,023 (Direct)
Antonellis Joseph CVice Chairman2011-01-31Sell65,00084,804$47.053058.315.6677,988 (Direct)
6,816 (401 (k) Plan)
Coym PeterDirector2011-01-28Buy2,00011,082$46.6593.316.6611,082 (Direct)
LAMANTIA CHARLES RDirector2011-01-27Sell4,18223,571$47.38198.114.8623,571 (Direct)
GRUBER DAVID PDirector2011-01-26Sell3,90316,078$47.85186.813.7316,078 (Direct)
LAMANTIA CHARLES RDirector2011-01-25Sell7,33327,753$47.29346.815.0827,753 (Direct)
OLeary David CEVP and CAO2011-01-21Sell9,63794,836$48462.613.3894,836 (Direct)
Phalen James SExecutive Vice President2011-01-18Sell15,000201,551$507508.84Link
Malerba James JEVP & Corporate Controller2010-07-26Sell2,50028,739$39.8399.636.63Link
Antonellis Joseph CVice Chairman2010-02-24Sell25,543146,852$45.161153.520.5Link
GRUBER DAVID PDirector2010-02-24Sell17,50017,266$44.48778.422.35Link
Phalen James SExecutive Vice President2010-02-24Sell20,000235,603$45.36907.219.97Link
Malerba James JEVP & Corporate Controller2010-02-24Sell4,00015,701$45.36181.419.97Link
DAREHSHORI NADER FDirector2008-03-17Sell5021,080$71.843.6-24.25
DAREHSHORI NADER FDirector2008-03-17Sell5021,080$71.843.6-24.25
DAREHSHORI NADER FDirector2008-02-28Sell2,40021,130$82.02196.8-33.65
DAREHSHORI NADER FDirector2008-02-28Sell2,40021,130$82.02196.8-33.65
SHELTON STANLEY WExecutive Vice President2008-02-27Sell14,56935,238$83.221212.4-34.61
SHELTON STANLEY WExecutive Vice President2008-02-27Sell14,56935,238$83.221212.4-34.61
DAREHSHORI NADER FDirector2008-02-26Sell2,60023,530$82.46214.4-34
DAREHSHORI NADER FDirector2008-02-26Sell2,60023,530$82.46214.4-34
Malerba James JSVP and Corporate Controller2008-02-22Sell8004,930$8265.6-33.63
SHELTON STANLEY WExecutive Vice President2008-02-20Sell27,75549,807$84.162335.9-35.34
SHELTON STANLEY WExecutive Vice President2008-02-20Sell14,85377,562$83.741243.8-35.01
SHELTON STANLEY WExecutive Vice President2008-02-20Sell21,55292,415$83.471798.9-34.8
SHELTON STANLEY WExecutive Vice President2008-02-20Sell16,466113,967$83.241370.6-34.62
SHELTON STANLEY WExecutive Vice President2008-02-20Sell50,029130,433$83.044154.4-34.47
HOOLEY JOSEPH LVice Chairman2008-02-20Sell50721,557$84.2142.7-35.38
HOOLEY JOSEPH LVice Chairman2008-02-20Sell26,70322,064$84.052244.4-35.25
Antonellis Joseph CVice Chairman2008-02-20Sell16,70039,613$84.311408-35.45
Antonellis Joseph CVice Chairman2008-02-20Sell10,86056,313$83.74909.4-35.01
Antonellis Joseph CVice Chairman2008-02-20Sell10,40067,173$82.89862.1-34.35
Antonellis Joseph CVice Chairman2008-02-20Sell6,00077,573$82.43494.6-33.98
CHOW JOSEPH WExecutive Vice President2008-01-31Sell25,00017,165$82.052051.3-33.67
CHOW JOSEPH WExecutive Vice President2008-01-30Sell3,41617,165$82.11280.5-33.72
CHOW JOSEPH WExecutive Vice President2008-01-30Sell21,58420,581$81.321755.2-33.08
LAMANTIA CHARLES RDirector2008-01-30Sell3,58328,006$80.83289.6-32.67
ALBRIGHT TENLEY EDirector2008-01-22Sell7,0001,550$74.89524.2-27.33
DAREHSHORI NADER FDirector2007-11-07Buy14526,070$77.8611.3-30.11
Hunt William WVice Chairman2007-08-09Buy14,00034,697$70.09981.3-22.36
Malerba James JSVP and Corporate Controller2007-07-24Sell7506,943$70.0652.5-22.32
SHELTON STANLEY WExecutive Vice President2007-05-03Sell74,62752,532$69.765206-21.99
LAMANTIA CHARLES RDirector2007-04-30Sell3,53931,467$68.39242-20.43
LAMANTIA CHARLES RDirector2007-04-30Sell60031,467$69.2441.5-21.4
Malerba James JSVP and Corporate Controller2007-04-27Sell8007,691$68.7355-20.82
DAREHSHORI NADER FDirector2007-01-18Sell1,50024,140$71.85107.8-24.26
LOGUE RONALD EChairman and CEO2007-01-18Sell3,000111,567$72.23216.7-24.66
LOGUE RONALD EChairman and CEO2007-01-18Sell24,200114,567$72.011742.6-24.43
LOGUE RONALD EChairman and CEO2007-01-18Sell71,900138,767$71.745158.1-24.14
LOGUE RONALD EChairman and CEO2007-01-18Sell33,900210,667$71.492423.5-23.88
Antonellis Joseph CExecutive Vice President & CIO2006-11-29Sell122,27532,389$62.577650.7-13.03
CHOW JOSEPH WEVP2006-11-16Sell38,40013,047$64.322469.9-15.39
Phalen James SExecutive Vice President2006-10-31Sell5,000103,768$64320-14.97
DAREHSHORI NADER FDirector2006-10-30Sell1,00027,584$63.6863.7-14.54
CHOW JOSEPH WEVP2006-10-23Sell4,5940$63.95293.8-14.9
Phalen James SExecutive Vice President2006-10-18Sell22,440108,768$63.351421.6-14.1
LOGUE RONALD EChairman and CEO2006-10-18Sell129,200125,937$63.378187.4-14.12
DAREHSHORI NADER FDirector2006-05-03Sell3,20028,457$64.13205.2-15.14Link
GRUBER DAVID PDirector2006-05-02Sell128,344$64.150.1-15.17Link
SHELTON STANLEY WExecutive Vice President2006-02-03Sell17,00041,683$59.841017.3-9.06Link
Hunt William WExecutive Vice President2006-02-01Sell45,6991,848$60.182750.2-9.57Link
SHELTON STANLEY WExecutive Vice President2006-01-30Sell14,00037,303$60.56847.8-10.14Link
Phalen James SExecutive Vice President2006-01-27Sell8,000103,910$60.23481.8-9.65Link
SHELTON STANLEY WExecutive Vice President2006-01-26Sell50,15337,303$603009.2-9.3Link
LAMANTIA CHARLES RDirector2006-01-25Sell4,24631,309$59.82254-9.03Link
OBrien Edward JEVP and Treasurer2006-01-25Sell3,26613,676$59.96195.8-9.24Link
SHELTON STANLEY WExecutive Vice President2006-01-24Sell42,00037,303$592478-7.76Link
SHELTON STANLEY WExecutive Vice President2006-01-23Sell56,80037,303$58.643330.8-7.2Link
CUTRELL CHARLES C IIIEVP, General Counsel,Secretary2005-10-21Sell10,24710,746$54.35556.90.13Link
CHOW JOSEPH WEVP, Head of Risk & Corp.Admin2005-10-21Sell24,00015,537$54.61310.4-0.33Link
Hunt William WExecutive Vice President2005-05-03Sell19,2458,259$46.25890.117.66Link
SHELTON STANLEY WExecutive Vice President2005-04-29Sell77,53533,326$45.753547.218.95Link
CHOW JOSEPH WEVP, Head of Risk & Corp.Admin2005-04-22Sell8,00015,494$45.27362.220.21Link
ALBRIGHT TENLEY EDirector2004-07-27Sell50057,264$42.1721.129.05Link
BAUGHMAN FREDERICKSVP, Controller & CAO2004-01-22Sell22,9202,664$56.411292.9-3.53Link
HARBERT TIMOTHY BExecutive Vice President2004-01-22Sell22,304229,722$56.181253-3.13Link
BAUGHMAN FREDERICKSVP, Controller & CAO2004-01-16Sell12,3152,664$55.55684.1-2.03Link
SPINA DAVID AChairman and CEO2003-10-21Sell76,7001,039,662$51.5939575.49Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column) and "Shares Owned Following This (Direct & Indirect)" transactions (sixth column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported.

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