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Caterpillar Inc (CAT) Ownership Data

Short Interest History (%)

This is the historical short interest of Caterpillar Inc, as measured by the Short Percentage Of Float.

Date Short Interest
July 15, 20154.86
June 30, 20154.41
June 15, 20154.49
May 29, 20154.77
May 15, 20155.2
April 30, 20155.19
April 15, 20155.4
March 31, 20155.78
March 13, 20155.5
February 27, 20154.77
February 13, 20154.73
January 30, 20154.45
January 15, 20154.46
December 31, 20144.21
December 15, 20144.4
November 28, 20143.6
November 14, 20143.48
October 31, 20143.22
October 15, 20143.93
September 30, 20143.99
September 15, 20144.17
August 29, 20145.01
August 15, 20145.52
July 31, 20146.78
July 15, 20143.45
June 30, 20143.53
June 13, 20143.72
May 30, 20143.3
May 15, 20143.12
April 30, 20143.41
April 15, 20144.31
March 31, 20144.26
March 14, 20145.92
February 28, 20145.96
February 14, 20146.5
January 31, 20146.47
January 15, 20143.76
December 31, 20133.74
December 13, 20133.69
November 29, 20133.67
November 15, 20133.56
October 31, 20133.67
October 15, 20134.44
September 30, 20134.23
September 13, 20134.3
August 30, 20134.25
August 15, 20135.27
July 31, 20135.57
July 15, 20134.15
June 28, 20133.91
June 14, 20133.67
May 31, 20134.22
May 15, 20134.45
April 30, 20135.05
April 15, 20132.83
March 28, 20133.26
March 15, 20133.31
February 28, 20133
February 15, 20133.26
January 31, 20133.13
January 15, 20133.37
December 31, 20123.23
December 14, 20123.29
November 30, 20123.23
November 15, 20123.3
October 31, 20123.13
October 15, 20123.26
September 28, 20123.47
September 14, 20123.3
August 31, 20123.29
August 15, 20123.54
July 31, 20123.44
July 13, 20123.53
June 29, 20123.14
June 15, 20122.82
May 31, 20122.87
May 15, 20122.14
April 30, 20122.02
April 13, 20121.89
March 30, 20122.19
March 15, 20122.27
February 29, 20122.24
February 15, 20122.37
January 31, 20122.61
January 13, 20123.24
December 30, 20112.74
December 15, 20112.92
November 30, 20112.73
November 15, 20112.7
October 31, 20112.68
October 14, 20113.04
September 30, 20113.16
September 15, 20113.05
August 31, 20112.68
August 15, 20112.38
July 29, 20112.1
July 15, 20112.28
June 30, 20112.1
June 15, 20112.12
May 31, 20111.98
May 13, 20112.15
April 29, 20112.13
April 15, 20112.27
March 31, 20112.59
March 15, 20112.31
February 28, 20112.53
February 15, 20112.61
January 31, 20112.21
January 14, 20112.79
December 31, 20102.93
December 15, 20103.1
November 30, 20103.07
November 15, 20103.03
October 29, 20103.18
October 15, 20103.72
September 30, 20104
September 15, 20104
August 31, 20103.72
August 13, 20103.84
July 30, 20104.12
July 15, 20104.32
June 30, 20104.19
June 15, 20104.17
May 28, 20103.94
May 14, 20103.66
April 30, 20103.74
April 15, 20104.29
March 31, 20103.98
March 15, 20104.5
February 26, 20104.38
February 12, 20104.33
January 29, 20104.02
January 15, 20104.67
December 31, 20094.66
December 15, 20094.75
November 30, 20095.03
November 13, 20095.33
October 30, 20095.37
October 15, 20096.38
September 30, 20096.4
September 15, 20097.01
August 31, 20096.95
August 14, 20097.27
July 31, 20097.96
July 15, 20098.67
June 30, 20098.64
June 15, 20097.67
May 29, 20096.97
May 15, 20096.39
April 30, 20095.86
April 15, 20097.15
March 31, 20097.41
March 13, 20097.43
February 27, 20096.51
February 13, 20095.56
January 30, 20095.26
January 15, 20095.58
December 31, 20084.57
December 15, 20084.45
November 28, 20084.27
November 14, 20083.88
October 31, 20084.43
October 15, 20083.4
September 30, 20083.2
September 15, 20083.32
August 29, 20083.47
August 15, 20083.95
July 31, 20083.52
July 15, 20083.73
June 30, 20083.62
June 13, 20083.54
May 30, 20083.27
May 15, 20083.35
April 30, 20083.58
April 15, 20084.56
March 31, 20084.47
March 14, 20084.13
February 29, 20083.51
February 15, 20083.34
January 31, 20082.86
January 15, 20082.95
December 31, 20072.47
December 11, 20072.27
November 27, 20071.61
November 9, 20071.64
October 26, 20071.59
October 10, 20071.8
September 25, 20071.5
September 11, 20071.2
August 10, 20071.54
July 10, 20071.55
June 12, 20071.46
May 10, 20071.83
April 10, 20071.64
March 12, 20071.62
February 12, 20071.4
January 9, 20071.21
December 12, 20061.2
November 10, 20061.08
October 10, 20061.29
September 12, 20061.37
August 10, 20061.58
July 11, 20061.66
June 12, 20061.2
May 10, 20061.37
April 10, 20061.07
March 10, 20061.21
February 10, 20061.46
January 10, 20061.92
December 12, 20051.68
November 10, 20051.81
October 11, 20051.51
September 12, 20051.68
August 10, 20051.59
July 12, 20050.91
June 10, 20051.78
May 10, 20051.44
April 12, 20051.44
March 10, 20051.97
February 10, 20051.95
January 11, 20051.49
December 10, 20042.16
November 10, 20042.29
October 12, 20042.1
September 10, 20042.26
August 10, 20041.85
July 12, 20041.91
June 9, 20041.76
May 11, 20041.68
April 12, 20041.96
March 10, 20042.1
February 10, 20041.86
January 12, 20042.39
December 10, 20031.93
November 11, 20031.92
October 10, 20032.64
September 10, 20032.44
August 12, 20033.06
July 10, 20032.51
June 10, 20032.78
May 12, 20033.21
April 10, 20033.99
March 11, 20034.01
February 11, 20033.28
January 10, 20032.99
December 10, 20022.75
November 12, 20023.08
October 10, 20022.98
September 10, 20022.58
August 12, 20022.69
July 10, 20022.37
June 11, 20021.82
May 10, 20022.04
April 10, 20022.22
March 12, 20022.4
February 12, 20021.86
January 10, 20021.89
December 11, 20012.06
November 12, 20012.28
October 10, 20012.3
September 5, 20012.38
August 10, 20011.81
July 10, 20011.69
June 12, 20011.9
May 10, 20012.61
April 9, 20012.34
March 12, 20011.64
February 12, 20011.03
January 9, 20011.53
December 12, 20001.59
November 10, 20001.3
October 10, 20001.2
September 12, 20000.89
August 10, 20001.08
July 11, 20000.85
June 12, 20000.96
May 10, 20000.97
April 11, 20000.97
March 10, 20001.16
February 10, 20001.2
January 11, 20001.3
December 10, 19991.41
November 10, 19991.77
October 12, 19992.02
September 10, 19991.89
August 10, 19992.1
July 12, 19991.85
June 10, 19991.94
May 11, 19991.76
April 12, 19991.48
March 10, 19991.83
February 9, 19991.92
January 8, 19992.44
December 8, 19982.64
November 6, 19982.22
October 8, 19982.64
September 8, 19982.75
August 7, 19982.04
July 8, 19981.84
June 8, 19981.67
May 8, 19981.54
April 7, 19981.26
March 6, 19981.41
February 6, 19981.48
January 8, 19981.83
December 8, 19971.88
November 7, 19971.1
October 8, 19970.95
September 8, 19970.83
August 8, 19970.94
July 8, 19970.79
June 6, 19971.09
May 8, 19971.36
April 8, 19970.87
March 7, 19970.92
February 7, 19971
January 8, 19970.76
December 6, 19960.78
November 8, 19960.85
October 8, 19960.83
September 6, 19961.32
August 8, 19961.2
July 8, 19961.28
June 7, 19960.81
May 8, 19960.73
April 8, 19960.69
March 8, 19960.99
February 8, 19961.21
January 8, 19960.63
December 8, 19950.65
November 8, 19950.55
October 6, 19950.39
September 8, 19950.6
August 8, 19950.5
July 7, 19950.87
June 8, 19950.97
May 8, 19950.65
April 6, 19950.8
March 8, 19950.86
February 8, 19950.9
January 6, 19951.31

Institutional Ownership History (%)

This the Institutional Ownership History of Caterpillar IncPeter Lynch prefers to buy companies with low institutional ownership.

Date Institutional Ownership
June 30, 201573
March 31, 201565
December 31, 201468
September 30, 201467
June 30, 201468
March 31, 201467
December 31, 201365
September 30, 201363
June 30, 201363
March 31, 201363
December 31, 201263
September 30, 201263
June 30, 201264
March 31, 201266
December 31, 201166
September 30, 201164
June 30, 201165
March 31, 201167
December 31, 201069
September 30, 201067
June 30, 201067
March 31, 201068
December 31, 200974
September 30, 200971
June 30, 200964
March 31, 200969
December 31, 200870
September 30, 200870
June 30, 200873
March 31, 200874
December 31, 200769
September 30, 200764
June 30, 200768
March 31, 200775
December 31, 200666
September 30, 200670
June 30, 200671
March 31, 200672
December 31, 200572
September 30, 200572
June 30, 200573
March 31, 200577
December 31, 200475
September 30, 200475
June 30, 200474
March 31, 200483
September 30, 200376
June 30, 200392
December 31, 200274
September 30, 200266
June 30, 200265
March 31, 200266
December 31, 200167
September 30, 200167
June 30, 200166
March 31, 200165
December 31, 200064
September 30, 200061
June 30, 200060
March 31, 200060

Insider ownership (%)

This is the historical insider ownership of Caterpillar Inc. It is usually better to buy companies with large insider ownership. The company insiders' interest are more aligned with external shareholders in this case.

Date Insider Ownership
April 30, 20151
March 31, 20151
February 28, 20151
January 31, 20151
December 31, 20141
November 30, 20141
October 31, 20141
September 30, 20141
August 31, 20141
July 31, 20141
June 30, 20141
May 31, 20141
March 31, 20141
February 28, 20141
January 31, 20141
December 31, 20131
November 30, 20131
October 31, 20131
September 30, 20131
August 31, 20131
July 31, 20131
June 30, 20131
May 31, 20131
April 30, 20131
March 31, 20131
January 31, 20131
November 30, 20121
October 31, 20121
September 30, 20121
August 31, 20121
July 31, 20121
June 30, 20121
May 31, 20121
April 30, 20121
March 31, 20121
February 29, 20121
January 31, 20121
December 31, 20111
November 30, 20111
October 31, 20111
September 30, 20111
August 31, 20111
July 31, 20111
June 30, 20111
May 31, 20111
April 30, 20111
March 31, 20111
February 28, 20111
January 31, 20111
February 28, 20101
January 31, 20101
December 31, 20091
November 30, 20091
October 31, 20091
September 30, 20091
August 31, 20091
July 31, 20091
June 30, 20091
May 31, 20091
April 30, 20091
March 31, 20091
February 28, 20091
January 31, 20091
December 31, 20081
November 30, 20081
October 31, 20081
September 30, 20081
August 31, 20081
July 31, 20081
June 30, 20081
May 31, 20081

Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
Peter A. MagowanDirector315,608less than 0.1%2014-03-27
James W OwensN/A257,945less than 0.1%2010-09-13
Stuart L. LevenickGroup President255,968less than 0.1%2014-07-18
Mr. Juan GallardoDirector255,238less than 0.1%2015-04-08
Gerald L ShaheenGroup President216,616less than 0.1%2006-03-01
Mr. Douglas R. OberhelmanCEO & Chairman of the Board193,797less than 0.1%2015-06-30
Mr. Steven H. WunningGroup President136,136less than 0.1%2014-09-09
Richard L. ThompsonN/A132,439less than 0.1%2004-01-20
Gerard R. VittecoqN/A128,883less than 0.1%2013-03-01
Gary A. StroupVice President85,592less than 0.1%2006-01-26

Top Fund Holders

HolderSharesReport Date% of Shares
Outstanding
% of Total
Assets Managed
Market Value($1000)
State Street Corp   Premium Plus58,742,5372015-03-319.730.484,701,154
Vanguard Group, Inc.   Premium Plus36,952,3142015-03-316.120.202,957,294
BlackRock Advisors LLC   Premium Plus29,764,2962015-05-314.93N/A2,539,490
State Farm Mutual Automobile Ins CO   Premium Plus19,707,8002015-03-313.262.351,577,215
BlackRock Fund Advisors   Premium Plus18,319,1592015-03-313.030.211,466,082
Capital World Investors   Premium Plus16,610,7072015-03-312.750.361,329,355
Gates Bill & Melinda Foundation Premium11,260,8572015-03-311.874.84901,206
Wellington Management Company LLP   Premium Plus11,160,1562015-03-311.850.23893,147
Vanguard Total Stock Mkt Idx10,730,4482015-06-301.780.23910,157
Harris Associates L.P.   Premium Plus8,066,2692015-03-311.341.02645,543

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