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Herzfeld Caribbean Basin Fund Inc (CUBA) Ownership Data

Short Interest History (%)

This is the historical short interest of Herzfeld Caribbean Basin Fund Inc, as measured by the Short Percentage Of Float.

Date Short Interest
August 14, 20159.71
July 31, 20159.75
July 15, 201510.31
June 30, 20159.89
June 15, 201510.8
May 29, 20158.95
May 15, 20159.22
April 30, 20158.79
April 15, 20157.57
March 31, 20154.95
March 13, 20154.18
February 27, 20153.21
February 13, 20155.97
January 30, 20159.09
January 15, 20157.87
December 31, 201415.94
December 15, 20144.36
November 28, 20142.49
November 14, 20141.8
October 31, 20141.67
October 15, 20141.08
September 30, 20140.69
September 15, 20140.45
August 29, 20141.98
August 15, 20141.86
July 31, 20142.01
July 15, 20142.11
June 30, 20141.72
June 13, 20141.02
May 30, 20140.03
May 15, 20140.04
April 30, 20140.09
April 15, 20140.1
March 31, 20140.38
March 14, 20140.1
February 28, 20140.17
February 14, 20140.4
January 31, 20140.22
January 15, 20140.67
December 31, 20130.09
December 13, 20130.23
November 29, 20130.25
November 15, 20130.14
October 31, 20130.16
October 15, 20130.14
September 30, 20130.11
September 13, 20130.09
August 30, 20130.26
August 15, 20130.15
July 31, 20130.08
July 15, 20130.06
June 28, 20130.09
June 14, 20130.08
May 31, 20130.12
May 15, 20130.14
April 30, 20130.2
April 15, 20130.28
March 28, 20130.38
March 15, 20130.24
February 28, 20130.41
February 15, 20130.45
January 31, 20130.34
January 15, 20130.32
December 31, 20120.19
December 14, 20120.17
November 30, 20120.24
November 15, 20120.15
October 31, 20120.19
October 15, 20120.14
September 28, 20120.09
September 14, 20120.13
August 31, 20120.08
August 15, 20120.09
July 31, 20120.16
July 13, 20120.12
June 29, 20120.12
June 15, 20120.15
May 31, 20120.09
May 15, 20120.18
April 30, 20120.11
April 13, 20120.1
March 30, 20120.11
March 15, 20120.07
February 29, 20120.08
February 15, 20120.18
January 31, 20120.05
January 13, 20120.11
December 30, 20110.04
December 15, 20110.04
November 30, 20110.03
November 15, 20110.03
October 31, 20110.03
October 14, 20110.11
September 30, 20110.12
September 15, 20110.11
August 31, 20110.07

Institutional Ownership History (%)

This the Institutional Ownership History of Herzfeld Caribbean Basin Fund IncPeter Lynch prefers to buy companies with low institutional ownership.

Date Institutional Ownership
December 31, 201516.29
September 30, 201510.19
June 30, 201515.62
March 31, 201512.01
December 31, 201417.69
September 30, 201412.37
June 30, 201413.02
March 31, 201410.58
December 31, 201311.9
September 30, 20138.94
June 30, 20139.25
March 31, 20138.24
December 31, 201212.63
September 30, 201211.85
June 30, 20129.61
March 31, 20129.51
December 31, 201111.58
September 30, 201110.78
June 30, 20116.4
March 31, 20117.59
December 31, 20105.98
September 30, 20100.69
June 30, 20100.41
December 31, 20090.99
September 30, 20090.73
June 30, 20090.32
March 31, 20090.25
December 31, 20080.86
September 30, 20083.68
June 30, 20083.68
March 31, 20084.88
December 31, 200710.33
September 30, 20070.63
June 30, 20070.63
March 31, 20070.6
December 31, 20060.41
September 30, 20061.25
June 30, 20062.66
March 31, 20062.56
December 31, 20053.29
September 30, 20053.67
June 30, 20053.4
March 31, 20053.17
December 31, 20040.95
September 30, 20030.09
June 30, 20030.09
March 31, 20030.04
December 31, 20020.04
September 30, 20020.07
June 30, 20020.03
December 31, 20010.34
June 30, 20010.1
March 31, 20010.03
September 30, 20000.46
June 30, 20000.46
March 31, 20000.22

Insider ownership (%)

This is the historical insider ownership of Herzfeld Caribbean Basin Fund Inc. It is usually better to buy companies with large insider ownership. The company insiders' interest are more aligned with external shareholders in this case.

Date Insider Ownership
December 31, 201511.42
November 30, 201511.42
October 31, 201511.42
September 30, 201511.42
August 31, 201511.42
July 31, 201511.42
June 30, 201511.42
May 31, 201511.42
April 30, 201511.42
March 31, 201511.42
February 28, 201511.42
January 31, 201511.42
December 31, 20144.92
November 30, 20148.92
October 31, 20144.92
September 30, 20144.92
August 31, 20144.92
July 31, 20144.92
June 30, 20144.92
May 31, 20144.92

Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
Thomas HerzfeldPresident320,4278.64%2014-12-23
Mr. Erik M. HerzfeldPortfolio Manager84,7832.29%2014-12-23
Ann Spector LieffDirector11,7280.32%2014-12-23
Ms. Cecilia L. GondorSecretary/Treasurer3,8000.1%2014-12-12
Mr. John A. GeletyDirector2,168less than 0.1%2014-12-12
Dr. Kay W. Tatum, PhDDirector1,000less than 0.1%2014-12-23

Top Fund Holders

HolderSharesReport Date% of Shares
Outstanding
% of Total
Assets Managed
Market Value($1000)
Thomas J Herzfeld Advisors Inc   Premium Plus420,1072015-09-308.111.373,184
Bonaventure Managers LLC224,9752014-12-126.06N/A1,685
White Mountain Capital LLC116,4322014-12-123.14N/A872
Morgan Stanley Smith Barney LLC   Premium Plus39,3762015-09-300.70N/A276
Compagnie Lombard, Odier SCA   Premium Plus16,0002015-09-300.31N/A121
Susquehanna Financial Group, LLLP   Premium Plus11,1012015-09-300.21N/A84
US FINANCIAL ADVISORS, LLC   Premium Plus10,5002015-09-300.200.1380
UBS Securities LLC   Premium Plus8,7732015-09-300.17N/A66
Creative Planning Inc   Premium Plus7,5002015-12-310.13N/A50
Morgan Stanley & Co Inc   Premium Plus5,4522015-09-300.10N/A38

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