David Swanson - Net Worth and Insider Trading

David Swanson Net Worth

The estimated net worth of David Swanson is at least $49,167 dollars as of 2024-04-25. David Swanson is the Director of Rivernorth Opportunities Fund Inc and owns about 1,376 shares of Rivernorth Opportunities Fund Inc (RIV) stock worth over $15,879. David Swanson is the Executive VP, Distribution of Calamos Asset Management Inc and owns about 1,500 shares of Calamos Asset Management Inc (CLMS) stock worth over $12,420. David Swanson is also the Director of RiverNorth/DoubleLine Strategic Opportunity Fund Inc and owns about 1,420 shares of RiverNorth/DoubleLine Strategic Opportunity Fund Inc (OPP) stock worth over $11,715. Besides these, David Swanson also holds RiverNorth Flexible Municipal Income Fund Inc. (RFM) . Details can be seen in David Swanson's Latest Holdings Summary section.

Disclaimer: The insider information is derived from SEC filings. The estimated net worth is based on the assumption that David Swanson has not made any transactions after 2021-11-15 and currently still holds the listed stock(s).

Transaction Summary of David Swanson

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David Swanson Insider Ownership Reports

Insider Ownership Summary of David Swanson


David Swanson Latest Holdings Summary

David Swanson currently owns a total of 4 stocks. Among these stocks, David Swanson owns 1,376 shares of Rivernorth Opportunities Fund Inc (RIV) as of November 15, 2021, with a value of $15,879 and a weighting of 32.3%. David Swanson owns 1,500 shares of Calamos Asset Management Inc (CLMS) as of November 2, 2004, with a value of $12,420 and a weighting of 25.26%. David Swanson also owns 1,420 shares of RiverNorth/DoubleLine Strategic Opportunity Fund Inc (OPP) as of October 5, 2021, with a value of $11,715 and a weighting of 23.83%. The other 1 stocks RiverNorth Flexible Municipal Income Fund Inc. (RFM) have a combined weighting of 18.62% among all his current holdings.

Latest Holdings of David Swanson

Ticker Comapny Latest Transaction Date Shares Owned Current Price ($) Current Value ($)
RIV Rivernorth Opportunities Fund Inc 2021-11-15 1,376 11.54 15,879
CLMS Calamos Asset Management Inc 2004-11-02 1,500 8.28 12,420
OPP RiverNorth/DoubleLine Strategic Opportunity Fund Inc 2021-10-05 1,420 8.25 11,715
RFM RiverNorth Flexible Municipal Income Fund Inc. 2020-08-14 530 17.27 9,153

Holding Weightings of David Swanson


David Swanson Form 4 Trading Tracker

According to the SEC Form 4 filings, David Swanson has made a total of 4 transactions in Rivernorth Opportunities Fund Inc (RIV) over the past 5 years, including 4 buys and 0 sells. The most-recent trade in Rivernorth Opportunities Fund Inc is the acquisition of 344 shares on November 15, 2021, which cost David Swanson around $5,783.

According to the SEC Form 4 filings, David Swanson has made a total of 0 transactions in Calamos Asset Management Inc (CLMS) over the past 5 years. The most-recent trade in Calamos Asset Management Inc is the acquisition of 1,500 shares on November 2, 2004, which cost David Swanson around $27,000.

According to the SEC Form 4 filings, David Swanson has made a total of 2 transactions in RiverNorth/DoubleLine Strategic Opportunity Fund Inc (OPP) over the past 5 years, including 2 buys and 0 sells. The most-recent trade in RiverNorth/DoubleLine Strategic Opportunity Fund Inc is the acquisition of 355 shares on October 5, 2021, which cost David Swanson around $5,140.

More details on David Swanson's insider transactions can be found in the Insider Trading History of David Swanson table.

Insider Trading History of David Swanson

No transactions are available. GuruFocus only tracks and displays the purchase and sale of non-derivative security in open market or private transactions from SEC filings with the transaction code of P or S.
Total 0
  • 1
Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as conversion of derivative security or exercise of options are not included. Insiders are limited to only officers and/or directors of the company.

David Swanson Trading Performance

GuruFocus tracks the stock performance after each of David Swanson's buying transactions within different timeframes. To be detailed, the average return of stocks after 3 months bought by David Swanson is 7.45%. GuruFocus also compares David Swanson's trading performance to market benchmark return within the same time period. The performance of stocks bought by David Swanson within 3 months outperforms 2 times out of 8 transactions in total compared to the return of S&P 500 within the same period.

You can select different timeframes to see how David Swanson's insider trading performs compared to the benchmark.

Please note GuruFocus will not track the insiders’ transaction performance if he/she does not have buying transactions.

Performance of David Swanson

Average Return

0.15%

Average return per transaction

Outperforming Transactions

50%

4 out of 8 outperforming transactions.
Each transaction is measured over a period and compared to .
1 Month 3 Months 6 Months 1 Year 2 Years 3 Years
Return(%) 4.6 7.45 -0.81 0.15 -7.3 -5.57
Relative Return to S&P 500(%) 1.65 2.34 -6.7 -11.75 -16.24 -14.3

David Swanson Ownership Network

Ownership Network List of David Swanson

No Data

Ownership Network Relation of David Swanson


David Swanson Owned Company Details

What does Rivernorth Opportunities Fund Inc do?

Who are the key executives at Rivernorth Opportunities Fund Inc?

David Swanson is the director of Rivernorth Opportunities Fund Inc. Other key executives at Rivernorth Opportunities Fund Inc include other: Portfolio Manager Stephen Andrew O'neill , Treasurer Erich Rettinger , and Treasurer Robert Douglas Mcclure .

Rivernorth Opportunities Fund Inc (RIV) Insider Trades Summary

Over the past 18 months, David Swanson made no insider transaction in Rivernorth Opportunities Fund Inc (RIV). Other recent insider transactions involving Rivernorth Opportunities Fund Inc (RIV) include a net purchase of 4,000 shares made by Jerry Raio , a net purchase of 41,899 shares made by Patrick W. Galley , and a net purchase of 2,773 shares made by John Wayne Hutchens .

In summary, during the past 3 months, insiders sold 0 shares of Rivernorth Opportunities Fund Inc (RIV) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 0 shares of Rivernorth Opportunities Fund Inc (RIV) were sold and 48,672 shares were bought by its insiders, resulting in a net purchase of 48,672 shares.

Rivernorth Opportunities Fund Inc (RIV)'s detailed insider trading history can be found in Insider Trading Tracker table.

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Rivernorth Opportunities Fund Inc Insider Transactions

No Available Data

David Swanson Mailing Address

Above is the net worth, insider trading, and ownership report for David Swanson. You might contact David Swanson via mailing address: 325 N. Lasalle St., Suite 645, Chicago Il 60654.

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