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Insider Charts

Insider Transactions

Insider Position Date Buy/Sell Shares Shares Owned Following This (Direct & Indirect) Trade Price ($) Cost ($1000) Price Change
Since Trade (%)
Share Ownership Details
MORRISON WILLIAM LVice Chairman2017-10-25Sell11,05897,934$94.341043.210.0593,837 (Direct)
1,200 (By Spouse)
350 (By Children)
2,547 (401(k) as of 9-30-17)
St Clair JoyceExecutive Vice President2017-10-18Sell7,66564,587$95728.18-0.6429,855 (Direct)
21,939 (By Trust)
7,692 (2015 GRAT)
5,101 (401(k) as of 9-30-17)
WADDELL FREDERICK HChairman and CEO
(Click for the stocks that their CEOs have bought)
2017-10-18Sell177,964460,740$95.6417020.48-1.31201,519 (Direct)
68,570 (By Trust)
25,014 (2015 GRAT)
28,124 (2016-1 GRAT)
29,087 (2016-2 GRAT)
35,160 (2017-1 GRAT)
23,000 (2017-2 GRAT)
15,506 (By Spouse)
34,760 (401(k) as of 9-30-2017)
Blake Aileen BEVP and Controller2017-10-06Sell1,00023,130$94940.419,958 (Direct)
13,172 (By Trust)
Blake Aileen BEVP and Controller2017-09-27Sell1,00024,130$92922.69,958 (Direct)
14,172 (By Trust)
Parker TeresaExecutive Vice President2017-09-27Sell8,00033,286$927362.624,053 (Direct)
9,233 (401(k) as of 6-30-17)
WADDELL FREDERICK HChairman and CEO2017-09-27Sell100,000460,560$9292002.6201,519 (Direct)
68,570 (By Trust)
25,014 (2015 GRAT)
28,124 (2016-1 GRAT)
29,087 (2016-2 GRAT)
35,160 (2017-1 GRAT)
23,000 (2017-2 GRAT)
15,506 (By Spouse)
34,580 (401(k) as of 6-30-2017)
BROWNE ROBERT PEVP & Chief Investment Officer2017-09-11Sell11,00048,132$90.21992.314.6348,132 (Direct)
Schreuder Jana RCOO2017-09-11Sell5,58198,212$90502.294.8843,600 (Direct)
16,847 (By Trust)
2,627 (2015 GRAT)
12,612 (2016 GRAT)
12,508 (2017 GRAT)
10,018 (401(k) as of 6-30-17)
Blake Aileen BEVP and Controller2017-08-28Sell1,00025,130$90904.889,958 (Direct)
15,172 (By Trust)
St Clair JoyceExecutive Vice President2017-08-23Sell13,81464,585$89.321233.875.6829,855 (Direct)
0 (2016 GRAT)
21,939 (By Trust)
7,692 (2015 GRAT)
5,099 (401(k) as of 6-30-17)
Blake Aileen BEVP and Controller2017-08-14Sell7,76226,130$88.45686.556.729,958 (Direct)
16,172 (By Trust)
Schreuder Jana RCOO2017-08-07Sell5,538105,584$88.33489.176.8643,600 (Direct)
1,791 (2012 GRAT)
0 (By Child)
22,428 (By Trust)
2,627 (2015 GRAT)
12,612 (2016 GRAT)
12,508 (2017 GRAT)
10,018 (401(k) as of 6-30-17)
Parker TeresaExecutive Vice President2017-07-21Sell11,39941,286$87.65999.127.6932,053 (Direct)
9,233 (401(k) as of 6-30-17)
Potter Stephen NPresident / Asset Management2017-07-05Sell28,469120,285$99.082820.71-4.7342,913 (Direct)
50,671 (By Trust)
15,845 (GRAT)
1,270 (Spouse as Trustee for Daughter)
1,270 (Spouse as Trustee for Son)
8,316 (401(k) as of 6-30-2017)
Potter Stephen NPresident / Asset Management2017-06-19Sell48,110120,296$95.24580.07-0.8542,913 (Direct)
50,671 (By Trust)
15,845 (GRAT)
1,270 (Spouse as Trustee for Daughter)
1,270 (Spouse as Trustee for Son)
8,327 (401(k) as of 3-31-2017)
MORRISON WILLIAM LVice Chairman2017-06-12Sell41,965116,245$91.893856.162.72112,146 (Direct)
1,200 (By Spouse)
350 (By Children)
2,549 (401(k) as of 3-31-17)
FRADKIN STEVEN LPresident/Wealth Management2017-06-07Sell14,700169,819$89.231311.685.7845,907 (Direct)
0 (GRAT)
110,601 (By Trust)
1,762 (Spouse as trustee for Daughter)
1,762 (Spouse as trustee for Son)
9,787 (401(k) as of 3-31-17)
Pembleton Susan GillianEVP/Human Resources2017-05-24Sell9,79321,634$88.29864.626.9119,711 (Direct)
1,923 (UK Employee Share Ownership Plan as of 3/31/2017)
MORRISON WILLIAM LVice Chairman2017-05-19Sell25,000116,245$87.2821828.15112,146 (Direct)
1,200 (By Spouse)
350 (By Children)
2,549 (401(k) as of 3-31-17)
WADDELL FREDERICK HChairman and CEO2017-05-05Sell205,923465,665$90.4618627.794.34201,519 (Direct)
103,580 (By Trust)
25,014 (2015 GRAT)
28,124 (2016-1 GRAT)
29,087 (2016-2 GRAT)
35,160 (2017 GRAT)
8,710 (By Spouse)
34,471 (401(k) as of 3-31-2017)
St Clair JoyceExecutive Vice President2017-04-28Sell17,40678,406$90.461574.554.3429,855 (Direct)
16,416 (By Trust)
13,215 (2015 GRAT)
13,814 (2016 GRAT)
5,106 (401(k) as of 3-31-17)
Bowman BiffCFO2017-04-27Sell23,16775,918$91.772126.042.8575,365 (Direct)
553 (401(k) as of 3-31-17)
Cohodes Jeffrey D.Executive Vice President2017-04-27Sell15,00028,473$91.671375.052.9724,658 (Direct)
3,815 (401(k) as of 3-31-17)
Schreuder Jana RCOO2017-04-26Sell28,469116,979$922619.152.643,600 (Direct)
26,730 (By Trust)
7,329 (2012 GRAT)
4,169 (2015 GRAT)
12,612 (2016 GRAT)
12,508 (2017 GRAT)
10,031 (401(k) as of 3-31-17)
Schreuder Jana RCOO2017-03-16Sell63,912117,272$90.045754.644.8343,600 (Direct)
27,023 (By Trust)
7,329 (2012 GRAT)
4,169 (2015 GRAT)
12,612 (2016 GRAT)
12,508 (2017 GRAT)
10,031 (401(k) as of 12-31-16)
Schreuder Jana RCOO2017-03-13Sell7,327117,272$90.02659.584.8543,600 (Direct)
27,023 (By Trust)
7,329 (2012 GRAT)
4,169 (2015 GRAT)
12,612 (2016 GRAT)
12,508 (2017 GRAT)
10,031 (401(k) as of 12-31-16)
St Clair JoyceExecutive Vice President2017-03-01Sell28,46996,004$89.442546.275.5329,855 (Direct)
34,015 (By Trust)
13,215 (2015 GRAT)
13,814 (2016 GRAT)
5,105 (401(k) as of 12-31-16)
Schreuder Jana RCOO2017-02-24Sell48,110117,272$87.034187.018.4643,600 (Direct)
24,058 (By Trust)
7,329 (2012 GRAT)
4,169 (2015 GRAT)
15,577 (2016 GRAT)
12,508 (2017 GRAT)
10,031 (401(k) as of 12-31-16)
Pembleton Susan GillianEVP/Human Resources2017-02-23Sell6,89821,626$87.44603.167.9519,711 (Direct)
1,915 (UK Employee Share Ownership Plan as of 12/31/2016)
Leech WilsonEVP/Chief Risk Officer2017-02-23Sell10,61433,679$87.34927.038.0733,255 (Direct)
424 (UK Employee Stock Ownership Plan as of 12-31-16)
MORRISON WILLIAM LVice Chairman2017-02-22Sell51,762141,245$87.534530.737.84137,146 (Direct)
1,200 (By Spouse)
350 (By Children)
2,549 (401(k) as of 12-31-16)
FRADKIN STEVEN LPresident/Wealth Management2017-02-21Sell21,059184,534$87.621845.197.7345,907 (Direct)
110,657 (By Trust)
14,700 (GRAT)
1,762 (Spouse as trustee for Son)
1,762 (Spouse as trustee for Daughter)
9,746 (401(k) as of 12-31-16)
St Clair JoyceExecutive Vice President2017-02-09Sell56,99194,302$85.084848.7910.9432,960 (Direct)
26,182 (By Trust)
13,215 (2015 GRAT)
16,840 (2016 GRAT)
5,105 (401(k) as of 12-31-16)
Cohodes Jeffrey D.EVP/Chief Risk Officer2017-01-20Sell15,00042,212$83.721255.812.7438,397 (Direct)
3,815 (401(k) as of 12-31-16)
Pembleton Susan GillianEVP, Human Resources2016-12-09Sell7,50017,624$89.38670.355.6115,715 (Direct)
1,909 (UK Employee Share Ownership Plan as of 9/30/2016)
Karpinski JaneExecutive VP & Controller2016-12-09Sell1,50013,198$89.37134.065.6213,084 (Direct)
114 (Employee Share Ownership Plan as of 9/30/2016)
Cherecwich PeterEVP, Global Fund Services2016-11-29Sell10,21130,538$81.12828.3216.3630,538 (Direct)
Leech WilsonExecutive Vice President2016-11-28Sell21,54127,627$77.011658.8722.5727,204 (Direct)
423 (UK Employee Stock Ownership Plan as of 9-30-16)
FRADKIN STEVEN LPresident/Wealth Management2016-11-16Sell323,192171,550$80.9826172.0916.5648,628 (Direct)
94,972 (By Trust)
14,700 (GRAT)
1,762 (Spouse as trustee for Son)
1,762 (Spouse as trustee for Daughter)
9,726 (401(k) as of 9-30-16)
Bowman BiffCFO2016-11-16Sell25,89963,910$81.262104.5516.1663,357 (Direct)
553 (401(k) as of 9-30-16)
Karpinski JaneExecutive VP & Controller2016-11-15Sell24414,698$81.319.8416.114,584 (Direct)
114 (Employee Share Ownership Plan as of 9/30/2016)
WADDELL FREDERICK HChairman, President and CEO2016-11-15Sell200,000448,081$81.991639815.12212,559 (Direct)
72,342 (By Trust)
17,241 (2014 GRAT)
39,690 (2015 GRAT)
34,188 (2016-1 GRAT)
29,087 (2016-2 GRAT)
8,710 (By Spouse)
34,264 (401(k) as of 9-30-16)
Cohodes Jeffrey D.EVP/Chief Risk Officer2016-11-15Sell10,00047,787$81.23812.316.243,963 (Direct)
3,824 (401(k) as of 9-30-16)
Potter Stephen NPresident / Asset Management2016-11-14Sell71,239109,872$81.045773.2116.4746,018 (Direct)
22,968 (By Trust)
30,000 (GRAT)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,346 (401(k) as of 9-30-2016)
MORRISON WILLIAM LVice Chairman2016-11-14Sell55,764125,860$81.384538.0715.99121,756 (Direct)
1,200 (By Spouse)
350 (By Children)
2,554 (401(k) as of 9-30-16)
Cohodes Jeffrey D.EVP/Chief Risk Officer2016-11-14Sell6,00057,787$80.91485.4616.6653,963 (Direct)
3,824 (401(k) as of 9-30-16)
Schreuder Jana RCOO2016-11-11Sell38,836102,308$803106.8817.9944,150 (Direct)
21,028 (By Trust)
7,329 (2012 GRAT)
4,169 (2015 GRAT)
15,577 (2016 GRAT)
10,055 (401(k) as of 9-30-16)
St Clair JoyceExecutive Vice President2016-11-10Sell6,58883,651$78513.8621.0132,960 (Direct)
15,519 (By Trust)
13,215 (2015 GRAT)
16,840 (2016 GRAT)
5,117 (401(k) as of 9-30-16)
Schreuder Jana RCOO2016-11-10Sell20,000102,308$78156021.0144,150 (Direct)
21,028 (By Trust)
7,329 (2012 GRAT)
4,169 (2015 GRAT)
15,577 (2016 GRAT)
10,055 (401(k) as of 9-30-16)
MORRISON WILLIAM LVice Chairman2016-11-10Sell20,000145,860$79.411588.218.86141,756 (Direct)
1,200 (By Spouse)
350 (By Children)
2,554 (401(k) as of 9-30-16)
FRADKIN STEVEN LPresident/Wealth Management2016-11-10Sell20,124171,550$77.951568.6721.0948,628 (Direct)
94,972 (By Trust)
14,700 (GRAT)
1,762 (Spouse as trustee for Son)
1,762 (Spouse as trustee for Daughter)
9,726 (401(k) as of 9-30-16)
Cohodes Jeffrey D.EVP/Chief Risk Officer2016-11-10Sell15,00057,787$77.91168.521.1753,963 (Direct)
3,824 (401(k) as of 9-30-16)
Potter Stephen NPresident / Asset Management2016-11-09Sell126,070109,872$75.79543.524.6946,018 (Direct)
22,968 (By Trust)
30,000 (GRAT)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,346 (401(k) as of 9-30-2016)
WADDELL FREDERICK HChairman, President and CEO2016-11-09Sell195,260448,081$73.9914447.2927.57212,559 (Direct)
72,342 (By Trust)
17,241 (2014 GRAT)
39,690 (2015 GRAT)
34,188 (2016-1 GRAT)
29,087 (2016-2 GRAT)
8,710 (By Spouse)
34,264 (401(k) as of 9-30-16)
St Clair JoyceExecutive Vice President2016-11-09Sell95,39683,651$74.317088.8827.0232,960 (Direct)
15,519 (By Trust)
13,215 (2015 GRAT)
16,840 (2016 GRAT)
5,117 (401(k) as of 9-30-16)
Schreuder Jana RCOO2016-11-09Sell137,102102,308$75.1210299.125.6544,150 (Direct)
21,028 (By Trust)
7,329 (2012 GRAT)
4,169 (2015 GRAT)
15,577 (2016 GRAT)
10,055 (401(k) as of 9-30-16)
Bowman BiffCFO2016-11-07Sell7,37163,910$74545.4527.5563,357 (Direct)
553 (401(k) as of 9-30-16)
WADDELL FREDERICK HChairman, President and CEO2016-11-03Sell1,900449,581$73.01138.7229.28212,559 (Direct)
73,842 (By Trust)
17,241 (2014 GRAT)
39,690 (2015 GRAT)
34,188 (2016-1 GRAT)
29,087 (2016-2 GRAT)
8,710 (By Spouse)
34,264 (401(k) as of 9-30-16)
St Clair JoyceExecutive Vice President2016-11-03Sell1,82083,651$73132.8629.332,960 (Direct)
15,519 (By Trust)
13,215 (2015 GRAT)
16,840 (2016 GRAT)
5,117 (401(k) as of 9-30-16)
Schreuder Jana RCOO2016-11-03Sell3,319110,341$73.01242.3229.2844,150 (Direct)
29,061 (By Trust)
7,329 (2012 GRAT)
4,169 (2015 GRAT)
15,577 (2016 GRAT)
10,055 (401(k) as of 9-30-16)
Pembleton Susan GillianEVP, Human Resources2016-11-02Sell15,57425,124$72.041121.9531.0223,215 (Direct)
1,909 (UK Employee Share Ownership Plan as of 9/30/2016)
MORRISON WILLIAM LVice Chairman2016-10-31Sell98,239165,860$72.577129.230.07161,756 (Direct)
1,200 (By Spouse)
350 (By Children)
2,554 (401(k) as of 9-30-16)
Cohodes Jeffrey D.EVP/Chief Risk Officer2016-10-10Sell7,61672,787$72.35551.0230.4668,963 (Direct)
3,824 (401(k) as of 9-30-16)
WADDELL FREDERICK HChairman and CEO2016-09-08Sell160,367451,509$69.8111195.2235.21212,559 (Direct)
105,029 (By Trust)
17,241 (2014 GRAT)
39,690 (2015 GRAT)
34,188 (2016 GRAT)
8,710 (By Spouse)
34,092 (401(k) as of 6-30-16)
Bowman BiffCFO2016-09-07Sell2,96064,689$70207.234.8464,137 (Direct)
552 (401(k) as of 6-30-16)
Cohodes Jeffrey D.EVP/Chief Risk Officer2016-09-01Sell10,00072,786$71.35713.532.2968,963 (Direct)
3,823 (401(k) as of 6-30-16)
St Clair JoyceExecutive Vice President2016-08-29Sell50,01083,651$70.043502.734.7732,960 (Direct)
15,519 (By Trust)
13,215 (2015 GRAT)
16,840 (2016 GRAT)
5,117 (401(k) as of 6-30-16)
St Clair JoyceExecutive Vice President2016-08-23Sell5,74883,651$69396.6136.832,960 (Direct)
15,519 (By Trust)
13,215 (2015 GRAT)
16,840 (2016 GRAT)
5,117 (401(k) as of 6-30-16)
Cohodes Jeffrey D.EVP/Chief Risk Officer2016-08-23Sell10,00072,786$6969036.868,963 (Direct)
3,823 (401(k) as of 6-30-16)
Cohodes Jeffrey D.EVP/Chief Risk Officer2016-08-18Sell10,00072,786$68.51685.137.7868,963 (Direct)
3,823 (401(k) as of 6-30-16)
Cohodes Jeffrey D.EVP/Chief Risk Officer2016-08-17Sell14,36572,786$68976.8238.8168,963 (Direct)
3,823 (401(k) as of 6-30-16)
BROWNE ROBERT PEVP & Chief Investment Officer2016-08-12Sell5,88349,551$67.76398.6339.349,551 (Direct)
BROWNE ROBERT PEVP & Chief Investment Officer2016-08-08Sell11,45549,551$69.16792.2336.4849,551 (Direct)
MORRISON WILLIAM LPresident2016-08-05Sell170,563174,718$67.3611489.1240.13170,614 (Direct)
1,200 (By Spouse)
350 (By Children)
2,554 (401(k) as of 6-30-16)
Pembleton Susan GillianEVP, Human Resources2016-08-04Sell2,01325,115$66.86134.5941.1823,215 (Direct)
1,900 (UK Employee Share Ownership Plan as of 6/30/2016)
St Clair JoyceExecutive Vice President2016-08-03Sell48,11089,399$67.023224.3340.8432,960 (Direct)
21,267 (By Trust)
13,215 (2015 GRAT)
16,840 (2016 GRAT)
5,117 (401(k) as of 6-30-16)
Cherecwich PeterEVP, Global Fund Services2016-04-21Sell58,26030,538$71.784181.931.530,538 (Direct)
BROWNE ROBERT PEVP & Chief Investment Officer2016-03-04Sell28,00049,551$64.671810.7645.9649,551 (Direct)
WADDELL FREDERICK HChairman and CEO2015-09-08Sell21,305415,056$70.441500.7234197,434 (Direct)
72,064 (By Trust)
33,500 (2013 GRAT)
15,169 (2014 GRAT)
54,800 (2015 GRAT)
8,710 (By Spouse)
33,379 (401(k) as of 6-30-2015)
MORRISON WILLIAM LPresident2015-07-30Sell78,882164,753$77.146084.9622.36160,656 (Direct)
1,200 (By Spouse)
350 (By Children)
2,547 (401(k) as of 6/30/14)
St Clair JoyceExecutive Vice President2015-07-23Sell6,00067,193$7947419.4824,829 (Direct)
37,259 (By Trust)
5,105 (401(k) as of 6-30-2015)
Cohodes Jeffrey D.EVP/Chief Risk Officer2015-07-23Sell3,47756,142$79.2275.3819.1852,328 (Direct)
3,814 (401(k) as of 6-30-2015)
Potter Stephen NPresident / Asset Management2015-06-22Sell26,04292,268$782031.2821.0141,106 (Direct)
40,287 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,335 (401(k) as of 3-31-2015)
WADDELL FREDERICK HChairman and CEO2015-06-11Sell35,105439,456$77.532721.6921.75197,434 (Direct)
96,587 (By Trust)
33,500 (2013 GRAT)
15,169 (2014 GRAT)
54,800 (2015 GRAT)
8,710 (By Spouse)
33,256 (401(k) as of 3-31-2015)
St Clair JoyceExecutive Vice President2015-06-10Sell5,83867,197$77449.5322.5824,829 (Direct)
37,259 (By Trust)
5,109 (401(k) as of 3-31-2015)
Cohodes Jeffrey D.EVP/Chief Risk Officer2015-05-14Sell34,90556,145$74.852612.6426.1152,328 (Direct)
3,817 (401(k) as of 3-31-2015)
WADDELL FREDERICK HChairman and CEO2015-05-05Sell20,000439,456$75150025.85197,434 (Direct)
96,587 (By Trust)
33,500 (2013 GRAT)
15,169 (2014 GRAT)
54,800 (2015 GRAT)
8,710 (By Spouse)
33,256 (401(k) as of 3-31-2015)
Schreuder Jana RCOO2015-05-05Sell8,87888,408$75665.8525.8536,019 (Direct)
26,038 (By Trust)
10,546 (2012 GRAT)
5,757 (2015 GRAT)
10,048 (401(k) as of 3-31-2015)
Pembleton Susan GillianEVP, Human Resources2015-05-04Sell1,15217,802$74.5585.8826.6115,947 (Direct)
1,855 (UK Employee Share Ownership Plan as of 3/31/2015)
Karpinski JaneSenior VP & Controller2015-04-30Sell14,7239,978$73.11076.2529.129,867 (Direct)
111 (Employee Share Ownership Plan as of 3/31/2015)
Schreuder Jana RCOO2015-04-22Sell8,87888,508$73648.0929.336,019 (Direct)
31,895 (By Trust)
10,546 (GRAT)
10,048 (401(k) as of 3-31-2015)
FRADKIN STEVEN LPresident/Wealth Management2015-04-22Sell20,663151,258$72.781503.8529.6943,716 (Direct)
9,427 (401(k))
94,591 (By Trust)
1,762 (Spouse as trustee for Daughter)
1,762 (Spouse as trustee for Son)
Bowman BiffCFO2015-04-22Sell2,95948,862$72.95215.8629.3948,313 (Direct)
549 (401(k) as of 3-31-15)
WADDELL FREDERICK HChairman and CEO2015-03-17Sell10,000442,654$7272031.1197,434 (Direct)
147,522 (By Trust)
33,500 (2013 GRAT)
22,371 (2014 GRAT)
8,710 (By Spouse)
33,117 (401(k) as of 12-31-2014)
Schreuder Jana RCOO2015-03-17Sell3,64188,511$72262.1531.136,019 (Direct)
31,895 (By Trust)
10,546 (GRAT)
10,051 (401(k) as of 12-31-2014)
Cohodes Jeffrey D.EVP/Chief Risk Officer2015-02-24Sell3,00056,146$71.6214.831.8352,328 (Direct)
3,818 (401(k) as of 12-31-2014)
MORRISON WILLIAM LPresident2015-02-09Sell40,092160,893$69.582789.635.66156,794 (Direct)
1,200 (By Spouse)
350 (By Children)
2,549 (401(k) as of 12/31/14)
Cohodes Jeffrey D.EVP/Chief Risk Officer2015-02-06Sell5,00051,485$69.234636.447,667 (Direct)
3,818 (401(k) as of 12-31-2014)
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2014-11-18Sell5,00021,985$68.234138.418,170 (Direct)
3,815 (401(k) as of 9-30-2014)
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2014-11-10Sell6,61021,985$67.2444.1940.4618,170 (Direct)
3,815 (401(k) as of 9-30-2014)
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2014-09-18Sell3,00026,972$70.6211.833.723,155 (Direct)
3,817 (401(k) as of 6/30/2014)
WADDELL FREDERICK HChairman and CEO2014-09-17Sell23,147212,648$70.031620.9834.79120 (Direct)
74,893 (By Trust)
96,111 (GRATs)
8,710 (By Spouse)
32,814 (401(k) as of 6/30/2014)
Schreuder Jana RCOO2014-09-17Sell12,51959,588$70.01876.4634.8238,990 (Direct)
10,546 (GRAT)
10,052 (401(k) as of 6/30/14)
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2014-09-02Sell3,47026,972$69.6241.5135.6223,155 (Direct)
3,817 (401(k) as of 6-30-2014)
Bowman BiffExecutive Vice President, HR2014-08-25Sell3,02327,970$68.95208.4436.927,422 (Direct)
548 (401(k) as of 6-30-2014)
St Clair JoyceExecutive Vice President2014-08-25Sell5,00053,747$6934536.827,205 (Direct)
21,433 (By Trust)
5,109 (401(k) as of 6-30-2014)
Potter Stephen NPresident / Asset Management2014-07-31Sell66,83679,592$67.264495.3940.3445,857 (Direct)
22,858 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,337 (401(k) as of 6-30-2014)
Schreuder Jana RCOO2014-07-30Sell8,87882,266$68603.738.8138,990 (Direct)
21,435 (By Trust)
11,789 (GRAT)
10,052 (401(k) as of 6/30/14)
St Clair JoyceEVP2014-07-30Sell5,00058,747$6834038.8127,205 (Direct)
26,433 (By Trust)
5,109 (401(k) as of 6-30-2014)
WADDELL FREDERICK HChairman and CEO2014-07-29Sell21,991209,034$67.51484.3939.84120 (Direct)
71,279 (By Trust)
96,111 (GRATs)
8,710 (By Spouse)
32,814 (401(k) as of 6/30/2014)
MORRISON WILLIAM LPresident2014-07-29Sell63,32868,332$67.34261.9740.2564,436 (Direct)
148 (By Son)
1,200 (By Spouse)
2,548 (401(k) as of 6/30/14)
St Clair JoyceEVP2014-07-24Sell10,00063,747$66.566541.9427,205 (Direct)
31,433 (By Trust)
5,109 (401(k) as of 6-30-2014)
Bowman BiffExecutive Vice President /CFO2014-07-24Sell3,02227,970$66.95202.3240.9927,422 (Direct)
548 (401(k) as of 6-30-2014)
Potter Stephen NPresident / Asset Management2014-07-22Sell6,00087,592$6639643.0245,857 (Direct)
30,858 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,337 (401(k) as of 6-30-2014)
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2014-07-22Sell3,90026,972$65.74256.3943.5823,155 (Direct)
3,817 (401(k) as of 6-30-2014)
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2014-07-16Sell10026,972$65.746.5743.5823,155 (Direct)
3,817 (401(k) as of 6-30-2014)
Schreuder Jana RPresident/Wealth Management2014-07-03Sell3,64182,266$65236.6745.2238,990 (Direct)
21,435 (By Trust)
11,789 (GRAT)
10,052 (401(k) as of 6/30/14)
WADDELL FREDERICK HChairman and CEO2014-07-03Sell22,385211,151$651455.0345.22120 (Direct)
73,396 (By Trust)
96,111 (GRATs)
8,710 (By Spouse)
32,814 (401(k) as of 6/30/2014)
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2014-06-17Sell8,95426,969$64.19574.7647.0523,155 (Direct)
3,814 (401(k) as of 3-31-2014)
Potter Stephen NPresident / Asset Management2014-06-17Sell6,00093,587$6438447.4845,857 (Direct)
36,858 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,332 (401(k) as of 3-31-2014)
Karpinski JaneSenior VP & Controller2014-05-02Sell2,5006,265$60.73151.8355.436,155 (Direct)
110 (Employee Share Ownership Plan as of 12/31/2013)
Karpinski JaneSenior VP & Controller2014-05-02Sell2,5006,265$60.73151.8355.436,155 (Direct)
110 (Employee Share Ownership Plan as of 12/31/2013)
Schreuder Jana RPresident/Wealth Management2014-03-21Sell32,21985,906$66.072128.7142.8638,990 (Direct)
25,076 (By Trust)
11,789 (GRAT)
10,051 (401(k) as of 12/31/13)
St Clair JoycePresident/O & T2014-03-20Sell7,16873,746$66473.0943.0227,205 (Direct)
41,433 (By Trust)
5,108 (401(k) as of 12-31-2013)
St Clair JoycePresident/O & T2014-03-07Sell10,00073,746$63.563548.6527,205 (Direct)
41,433 (By Trust)
5,108 (401(k) as of 12-31-2013)
Schreuder Jana RPresident/Wealth Management2014-03-07Sell10,00085,906$6464047.4838,990 (Direct)
25,076 (By Trust)
11,789 (GRAT)
10,051 (401(k) as of 12/31/13)
FRADKIN STEVEN LPresident/C&IS2014-03-07Sell28,786138,886$641842.347.4848,467 (Direct)
78,718 (By Trust)
984 (Spouse as trustee for Daughter)
984 (Spouse as trustee for Son)
9,733 (401(k) as of 12-31-2013)
MORRISON WILLIAM LPresident & COO2014-02-04Sell75,00081,657$60.394529.2556.377,763 (Direct)
148 (By Son)
1,200 (By Spouse)
2,546 (401(k) as of 12/31/13)
WADDELL FREDERICK HChairman and CEO2014-01-24Sell75,000173,918$61.664624.553.08120 (Direct)
69,976 (By Trust)
62,611 (GRAT)
8,710 (By Spouse)
32,501 (401(k) as of 12/31/2013)
WELSH KELLY REVP & General Counsel2014-01-22Sell24,94885,428$62.951570.4849.9435,161 (Direct)
49,557 (By Trust)
710 (By 401(k) as of 12/31/2013)
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2014-01-16Sell10,00026,008$61.04610.454.6422,193 (Direct)
3,815 (401(k) as of 12/31/2013)
Potter Stephen NPresident NTGI2014-01-08Sell23,030103,106$621427.8652.2459,320 (Direct)
32,911 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,335 (401(k) as of 12-31-2013)
MOEN TIMOTHY P& Chief Administrative Officer2013-07-23Sell49,89580,034$60.12998.6957.0539,044 (Direct)
40,984 (By Trust)
6 (401(k))
Potter Stephen NPresident NTGI2013-07-22Sell1,769103,431$59.48105.2258.6959,640 (Direct)
32,911 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,340 (401(k))
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2013-07-19Sell15,00032,380$59.01885.1559.9628,563 (Direct)
3,817 (401(k))
MORRISON WILLIAM LPresident & COO2013-07-19Sell90,00081,978$59.1531959.7178,083 (Direct)
148 (By Son)
1,200 (By Spouse)
2,547 (401(k))
Potter Stephen NPresident NTGI2013-07-16Sell1,150103,431$6271.352.2459,640 (Direct)
32,911 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,340 (401(k))
FRADKIN STEVEN LPresident/C&IS2013-07-09Sell28,785138,693$60.951754.4554.8662,250 (Direct)
65,820 (By Trust)
540 (Spouse as trustee for Daughter)
540 (Spouse as trustee for Son)
9,543 (401(k))
WELSH KELLY REVP & General Counsel2013-07-05Sell22,50088,247$59.951348.8857.4541,179 (Direct)
46,365 (By Trust)
703 (By 401(k))
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2013-07-05Sell5,00032,380$59.829957.8428,563 (Direct)
3,817 (401(k))
St Clair JoycePresident/O & T2013-05-28Sell5,00075,013$5929559.9842,840 (Direct)
27,061 (By Trust)
5,112 (401(k))
FRADKIN STEVEN LPresident/C&IS2013-05-28Sell27,500138,693$58.951621.1360.1262,250 (Direct)
65,820 (By Trust)
540 (Spouse as trustee for Daughter)
540 (Spouse as trustee for Son)
9,543 (401(k))
St Clair JoycePresident/O & T2013-05-17Sell5,00075,013$5829062.7442,840 (Direct)
27,061 (By Trust)
5,112 (401(k))
Bowman BiffHead of Human Resources2013-05-17Sell6,00030,242$58.25349.562.0429,697 (Direct)
545 (401(k))
FRADKIN STEVEN LPresident/C&IS2013-05-17Sell60,834138,693$57.713510.7363.5662,250 (Direct)
65,820 (By Trust)
540 (Spouse as trustee for Daughter)
540 (Spouse as trustee for Son)
9,543 (401(k))
St Clair JoycePresident/O & T2013-05-15Sell10,00075,013$56.556567.0642,840 (Direct)
27,061 (By Trust)
5,112 (401(k))
Potter Stephen NPresident NTGI2013-05-15Sell30,000103,434$57.021710.665.5459,640 (Direct)
32,911 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,343 (401(k))
WELSH KELLY REVP & General Counsel2013-05-15Sell22,50088,244$56.991282.2865.6341,179 (Direct)
46,365 (By Trust)
700 (By 401(k))
WADDELL FREDERICK HChairman and CEO2013-05-15Sell30,000181,840$57.021710.665.54120 (Direct)
56,452 (By Trust)
84,529 (GRAT)
8,710 (By Spouse)
32,029 (401(k))
Kukla Richard D.Controller2013-04-29Sell2,00013,401$53.11106.2277.732,968 (Direct)
10,433 (401(k))
Potter Stephen NPresident NTGI2013-04-18Sell6,634103,434$52.54348.5579.6559,640 (Direct)
32,911 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,343 (401(k))
FRADKIN STEVEN LPresident/C&IS2013-04-18Sell16,666138,693$52.25870.880.6562,250 (Direct)
65,820 (By Trust)
540 (Spouse as trustee for Daughter)
540 (Spouse as trustee for Son)
9,543 (401(k))
Potter Stephen NPresident NTGI2013-04-11Sell23,231110,068$561300.9468.5559,640 (Direct)
39,545 (By Trust)
1,270 (Spouse as Trustee for Son)
1,270 (Spouse as Trustee for Daughter)
8,343 (401(k))
WADDELL FREDERICK HChairman and CEO2013-03-11Sell30,000182,550$55165071.62120 (Direct)
57,307 (By Trust)
84,529 (GRAT)
8,710 (By Spouse)
31,884 (401(k))
St Clair JoycePresident/O & T2013-03-11Sell5,00075,016$5527571.6242,840 (Direct)
27,061 (By Trust)
5,115 (401(k))
Schreuder Jana RPresident / PFS2013-03-11Sell14,00087,461$5577071.6252,773 (Direct)
11,718 (By Trust)
12,900 (GRAT)
10,070 (401(k))
Bowman BiffHead of Human Resources2013-03-05Sell7,00030,242$5437874.829,697 (Direct)
545 (401(k))
St Clair JoycePresident/O & T2013-03-05Sell5,00075,016$5427074.842,840 (Direct)
27,061 (By Trust)
5,115 (401(k))
WADDELL FREDERICK HChairman and CEO2013-02-12Sell30,000161,872$53159078.09120 (Direct)
36,629 (By Trust)
84,529 (GRAT)
8,710 (By Spouse)
31,884 (401(k))
St Clair JoycePresident/O & T2013-02-12Sell5,00077,704$5326578.0951,175 (Direct)
21,414 (By Trust)
5,115 (401(k))
Schreuder Jana RPresident / PFS2013-02-12Sell15,00094,635$5379578.0962,579 (Direct)
9,086 (By Trust)
12,900 (GRAT)
10,070 (401(k))
St Clair JoycePresident/O & T2013-02-06Sell5,00021,414$5226081.52
21,414 (By Trust)
St Clair JoycePresident/O & T2013-02-06Sell5,00068,214$5226081.5241,685 (Direct)
21,414 (By Trust)
5,115 (401(k))
Kukla Richard D.Controller2013-01-30Sell34414,283$51.8317.8382.113,843 (Direct)
10,440 (401(k))
Cohodes Jeffrey D.ExecutiveVP/Chief Risk Officer2013-01-29Sell12,20826,810$51.42627.7483.5722,990 (Direct)
3,820 (401(k))
MOEN TIMOTHY P& Chief Administrative Officer2013-01-28Sell100,00077,037$51.63516382.8241,685 (Direct)
35,346 (By Trust)
6 (401(k))
Schreuder Jana RPresident / PFS2012-12-20Sell4,00086,664$5020088.7853,089 (Direct)
10,590 (By Trust)
12,900 (GRAT)
10,085 (401(k))
WELSH KELLY REVP & General Counsel2012-11-05Sell11,22783,110$47.95538.3396.8541,685 (Direct)
40,737 (By Trust)
688 (By 401(k))
Kukla Richard D.Controller2012-10-24Sell1,89214,298$47.2989.4799.63,843 (Direct)
10,455 (401(k))
MORRISON WILLIAM LPresident & COO2012-10-19Sell12,45365,661$47.8659697.2261,761 (Direct)
148 (By Son)
1,200 (By Spouse)
2,552 (401(k))
WELSH KELLY REVP & General Counsel2012-09-13Sell11,22685,254$48.95549.5192.8347,703 (Direct)
36,863 (By Trust)
688 (By 401(k))
Schreuder Jana RPresident / PFS2012-04-27Sell13593,333$47.586.4298.3859,500 (Direct)
10,084 (401(k))
23,749 (By Trust)
BARRAT SHERRY SVice Chairman2012-03-01Sell10,000120,501$45450109.7664,002 (Direct)
25,541 (By Trust)
24,400 (GRAT)
6,558 (401(k))
MCCORMACK ROBERT CDirector2012-02-02Sell20,0001,332,262$42.21844.2123.628,252 (Direct)
1,303,159 (By Trust)
20,851 (By Spouse)
BARRAT SHERRY SVice Chairman2012-01-17Sell35,614130,501$42.611517.51121.5264,002 (Direct)
35,541 (By Trust)
24,400 (GRAT)
6,558 (401(k))
Blake Aileen BEVP and Controller2011-05-03Sell955,067$49.374.6991.195,067 (Direct)
0 (401(k))
MCCORMACK ROBERT CDirector2011-04-28Sell20,0000$49.79995.889.58Link
MCCORMACK ROBERT CDirector2011-01-26Sell20,0001,332,038$52.771055.478.878,028 (Direct)
1,303,159 (By Trust)
20,851 (By Spouse)
MOEN TIMOTHY PExecutive Vice President2011-01-21Sell18,84759,932$52.86996.2578.5728,706 (Direct)
31,221 (By Trust)
5 (401(k))
Schreuder Jana REVP/President O&T2010-12-14Sell4,00072,392$5522071.62Link
WADDELL FREDERICK HCEO and President2010-12-14Sell2,461144,611$55135.3671.62Link
St Clair JoyceExecutive Vice President2010-04-30Sell7,27250,877$55.5403.670.07Link
CROWN SUSANDirector2010-04-22Buy10,000358,096$53.98539.874.86Link
MCCORMACK ROBERT CDirector2010-02-03Sell40,000936,400$51.982079.281.59Link
ROWE JOHN WDirector2010-01-27Buy10,00011,000$51.44514.483.5Link
MOEN TIMOTHY PExecutive Vice President2009-10-26Sell3,00021,842$52.62157.8679.38Link
BARRAT SHERRY SEVP & Pres-Personal Fin Svcs2009-08-03Sell10,00050,814$60.35603.556.4Link
MCCORMACK ROBERT CDirector2009-07-31Sell66,500976,400$59.723971.3858.05Link
MOONEY EDWARD JDirector2009-07-29Sell7,2000$57.74415.7363.47Link
Potter Stephen NEVP/President NTGI2009-07-29Sell9,00019,761$57.96521.6462.85Link
OSBORN WILLIAM AChairman of the Board2009-05-04Sell44,630581,272$55.072457.7771.4
MORRISON WILLIAM LEVP & President/PFS2009-02-03Sell25,00034,422$59.151478.7559.58
MCCORMACK ROBERT CDirector2009-02-02Sell46,5001,281,052$59.892784.8957.61
OSBORN WILLIAM AChairman of the Board2009-01-28Sell25,000575,129$60150057.32
MCCORMACK ROBERT CDirector2009-01-28Sell20,000996,400$57.891157.863.05
OSBORN WILLIAM AChairman of the Board2009-01-23Sell44,407599,339$55.512465.0370.04
MCCORMACK ROBERT CDirector2008-11-04Sell20,0001,016,400$56.341126.867.54
OSBORN WILLIAM AChairman of the Board, Director2008-10-29Sell25,000482,552$56.731418.2566.38
Schreuder Jana REVP/President WWOT2008-09-10Sell5,00020,948$8542511.05
WELSH KELLY REVP & General Counsel2008-09-08Sell49,57918,628$844164.6412.37
CHABRAJA NICHOLAS DDirector2008-08-18Buy1,0005,000$76.9476.9422.68
THERIAULT TIMOTHY JEVP & President C&IS2008-08-11Sell49,05052,334$813973.0516.53
THERIAULT TIMOTHY JEVP & President C&IS2008-08-07Sell10,60039,711$81.08859.4516.42
WADDELL FREDERICK HCEO and President, Director2008-07-30Sell28,900120,389$79.42294.6618.88
MORRISON WILLIAM LEVP & President/PFS2008-07-30Sell30,00058,009$78.662359.820
MCCORMACK ROBERT CDirector2008-07-23Sell74,00020,851$79.365872.6418.94
Schreuder Jana REVP/President WWOT2008-07-22Sell5,00026,012$8040017.99
MCCORMACK ROBERT CDirector2008-07-21Sell86,5001,373,159$77.56703.7521.79
OSBORN WILLIAM AChairman of the Board, Director2008-07-18Sell31,550510,052$782460.921.01
SMITH HAROLD BDirector2008-07-18Sell20,000109,571$77.35154722.03
Potter Stephen NEVP/President NTGI2008-07-18Sell19,57229,221$77.281512.5222.14
Schreuder Jana REVP/President WWOT2008-07-17Sell2,92631,012$78228.2321.01
Schreuder Jana REVP/President WWOT2008-05-02Sell2,07433,938$78161.7721.01
St Clair JoyceExecutive Vice President2008-05-01Sell5,00011,174$7738522.58
FRADKIN STEVEN LExecutive Vice President & CFO2008-04-30Sell4,43743,539$74.44330.2926.8
Schreuder Jana REVP/President WWOT2008-04-24Sell41,97236,510$753147.925.85
St Clair JoyceExecutive Vice President2008-04-23Sell5,00016,174$7537525.85
St Clair JoyceExecutive Vice President2008-04-23Sell5,00016,174$7537525.85
St Clair JoyceExecutive Vice President2008-04-18Sell5,00021,174$73.5367.528.42
WELSH KELLY REVP & Gen. Counsel2008-04-18Sell3,30018,734$74.17244.7627.26
WELSH KELLY REVP & Gen. Counsel2008-04-18Sell12,10022,034$73.75892.3827.99
WELSH KELLY REVP & Gen. Counsel2008-04-18Sell9,60034,134$73.26703.328.84
OSBORN WILLIAM AChairman of the Board, Director2008-04-18Sell9,035506,813$73.77666.5127.95
OSBORN WILLIAM AChairman of the Board, Director2008-04-18Sell20,429515,848$73.551502.5528.33
OSBORN WILLIAM AChairman of the Board, Director2008-04-18Sell23,933536,277$73.361755.7228.67
MCCORMACK ROBERT CDirector2008-04-17Sell6891,056,400$73.2250.4528.91
MCCORMACK ROBERT CDirector2008-04-17Sell19,6411,057,089$73.051434.7829.21
MCCORMACK ROBERT CDirector2008-04-17Sell46,1701,374,382$73.053372.7229.21
MCCORMACK ROBERT CDirector2008-04-17Sell181,056,400$73.261.3228.84
CHABRAJA NICHOLAS DDirector2008-02-15Buy6504,000$72.847.3229.66
SMITH HAROLD BDirector2008-02-04Sell10,000194,732$72.63726.329.96
MCCORMACK ROBERT CDirector2008-01-30Sell3,4871,420,552$73.09254.8629.14
MCCORMACK ROBERT CDirector2008-01-30Sell13,7241,424,039$72.85999.7929.57
MCCORMACK ROBERT CDirector2008-01-30Sell19,5501,437,763$72.311413.6630.54
MCCORMACK ROBERT CDirector2008-01-30Sell9,7391,457,313$72.01701.3131.08
OSBORN WILLIAM AChairman of the Board, Director2008-01-29Sell1,588496,241$71112.7532.94
SMITH HAROLD BDirector2008-01-29Sell20,000128,327$70.95141933.04
OSBORN WILLIAM AChairman of the Board, Director2008-01-28Sell15,449475,841$71.11098.4232.76
OSBORN WILLIAM AChairman of the Board, Director2008-01-25Sell15,034477,905$71.361072.8332.27
OSBORN WILLIAM AChairman of the Board, Director2008-01-25Sell37,929492,939$71.052694.8632.85
OSBORN WILLIAM AChairman of the Board, Director2008-01-24Sell9,600479,036$71.02681.7932.91
MOEN TIMOTHY PExecutive Vice President2008-01-22Sell21,19312,543$70.41491.9934.08
MOEN TIMOTHY PExecutive Vice President2008-01-22Sell26,26033,736$70.61853.9633.7
MCCORMACK ROBERT CDirector2007-11-05Sell115,0100$72.88372.7329.66
MCCORMACK ROBERT CDirector2007-11-05Buy115,010314,274$72.88372.7329.66
MORRISON WILLIAM LEVP $ President/PFS2007-10-29Sell45,57261,018$74.413391.0126.85
MOEN TIMOTHY PExecutive Vice President2007-10-25Sell1,50012,543$72.21108.3230.72
St Clair JoyceExecutive Vice President2007-10-24Sell18,95827,734$72.451373.5130.28
MCCORMACK ROBERT CDirector2007-10-22Sell46,5001,467,052$69.423228.0335.97
Potter Stephen NExecutive Vice President2007-10-22Sell10,00026,395$68.65686.537.49
SMITH HAROLD BDirector2007-10-19Sell110148,351$70.17.7134.65
SMITH HAROLD BDirector2007-10-19Sell7,427148,353$69.7517.6635.42
SMITH HAROLD BDirector2007-10-19Sell9,152155,780$69.46635.735.89
SMITH HAROLD BDirector2007-10-19Sell8,918164,932$69.65621.1435.52
SMITH HAROLD BDirector2007-10-19Sell22,9031,173,647$69.581593.5935.66
SMITH HAROLD BDirector2007-10-19Sell21,5981,196,550$69.381498.4736.05
SMITH HAROLD BDirector2007-08-01Sell10,0001,218,148$61.561553.48
OSBORN WILLIAM AChairman & CEO2007-07-31Sell33,150484,768$64.32131.5546.8
THERIAULT TIMOTHY JEVP & President C&IS2007-07-30Sell10,00034,200$6464047.48
Schreuder Jana REVP & President WWOT2007-07-25Sell2,00036,970$64.13128.2647.19
Schreuder Jana REVP & President WWOT2007-07-25Sell5,84738,970$63.53371.4648.58
THERIAULT TIMOTHY JEVP & President C&IS2007-07-25Sell12,10044,200$63.73771.1348.11
THERIAULT TIMOTHY JEVP & President C&IS2007-07-25Sell18,10056,300$63.191143.7449.37
THERIAULT TIMOTHY JEVP & President C&IS2007-07-25Sell15,90474,400$62.37991.9351.34
WADDELL FREDERICK HPresident and COO2007-07-25Sell744120$63.4547.2148.76
WADDELL FREDERICK HPresident and COO2007-07-25Sell8,090113,498$62.52505.7950.98
WADDELL FREDERICK HPresident and COO2007-07-25Sell9,100121,588$63.95581.9547.6
SMITH HAROLD BDirector2007-07-24Sell5,400168,351$64.95350.7345.33
SMITH HAROLD BDirector2007-07-24Sell14,600173,751$63.74930.648.09
FRADKIN STEVEN LExecutive Vice President & CFO2007-05-02Sell1,15738,698$63.3873.3348.93
BARRAT SHERRY SEVP & Pres-Personal Fin Svcs2007-04-27Sell3,30034,846$64.03211.347.42
FRADKIN STEVEN LExecutive Vice President & CFO2007-04-27Sell18,60239,855$64.091192.247.28
TOTH TERENCE JEVP & President/NTGI2007-04-23Sell8,60031,364$64.42554.0146.52
OSBORN WILLIAM AChairman and CEO2007-04-23Sell23,700479,555$64.311524.1546.77
WADDELL FREDERICK HPresident and COO2007-01-25Sell10,181117,899$60.7617.9955.5
OSBORN WILLIAM AChairman and CEO2007-01-24Sell25,100473,160$60.431516.7956.2
SMITH HAROLD BDirector2007-01-23Sell10,0001,228,148$60.31603.156.51
THERIAULT TIMOTHY JEVP & President C&IS2006-10-27Sell50030,399$57.8728.9463.11
THERIAULT TIMOTHY JEVP & President C&IS2006-10-27Sell50030,399$57.8728.9463.11
TOTH TERENCE JEVP & President/NTGI2006-10-27Sell93529,501$57.8754.1163.11
Schreuder Jana REVP & President WWOT2006-10-27Sell3,52736,302$57.87204.1163.11
Schreuder Jana REVP & President WWOT2006-10-26Sell2,41039,829$57.51138.664.13
WADDELL FREDERICK HPresident and COO2006-10-26Sell1,735111,971$57.5299.864.1
OSBORN WILLIAM AChairman and CEO2006-10-24Sell23,080457,285$57.081317.4165.36
TOTH TERENCE JEVP & President/NTGI2006-10-24Sell5,97830,436$57.09341.2865.34
MCCORMACK ROBERT CDirector2006-10-20Sell42,1001,513,552$56.722387.9166.41
MCCORMACK ROBERT CDirector2006-10-20Sell42,1001,513,552$56.722387.9166.41
MCCORMACK ROBERT CDirector2006-10-20Sell42,0161,513,552$56.722383.1566.41
SMITH HAROLD BDirector2006-10-20Sell6,0001,238,148$56.72340.3266.41
MCCORMACK ROBERT CDirector2006-07-21Sell250216,516$56.8614.2266Link
MCCORMACK ROBERT CDirector2006-07-21Sell16,4001,555,902$56.35924.1467.51Link
MCCORMACK ROBERT CDirector2006-07-21Sell25,4501,572,302$56.011425.4568.52Link
WADDELL FREDERICK HPresident and COO2006-07-21Sell4,400153,078$56.06246.6668.37Link
MORRISON WILLIAM LEVP & President/PFS2006-04-28Sell42,56361,852$58.592493.7761.1Link
Schreuder Jana REVP-Corporate Risk Mgmt.2006-04-25Sell8,90376,310$57.85515.0463.16Link
WADDELL FREDERICK HEVP & President/C&IS2006-04-24Sell4,380159,470$57.61252.3363.84Link
OSBORN WILLIAM AChairman and CEO2006-04-24Sell14,575957,119$57.59839.3763.9Link
MCCORMACK ROBERT CDirector2006-04-21Sell81,050208,619$57.514661.1964.13Link
MCCORMACK ROBERT CDirector2006-04-20Sell46,861218,493$57.492694.0464.19Link
MCCORMACK ROBERT CDirector2006-04-20Sell36,2891,603,563$57.082071.3865.36Link
MCCORMACK ROBERT CDirector2006-01-31Sell19,793218,450$52.51039.1379.79Link
THERIAULT TIMOTHY JEVP & President/WWOT2006-01-31Sell8,00071,022$52.3418.480.48Link
WADDELL FREDERICK HEVP & President/C&IS2006-01-26Sell4,100205,067$51.77212.2682.33Link
TOTH TERENCE JEVP & President/NTGI2006-01-24Sell5,05064,697$49.72251.0989.84Link
OSBORN WILLIAM AChairman and CEO2006-01-24Sell16,900904,710$49.71840.189.88Link
BARRAT SHERRY SEVP & Pres-Personal Fin Svcs2006-01-24Sell12,00060,834$49.55594.690.49Link
MCCORMACK ROBERT CDirector2006-01-24Sell22,1001,634,402$50.011105.2288.74Link
MCCORMACK ROBERT CDirector2006-01-23Sell20,0001,634,402$49.38987.691.15Link
MCCORMACK ROBERT CDirector2005-10-28Sell30,000218,450$53.081592.477.83Link
WINTER ALISON AEVP & President/PFS-NE2005-10-28Sell5,08285,413$52.88268.7478.5Link
TOTH TERENCE JEVP & President/NTGI2005-10-28Sell1,50861,423$52.979.7778.43Link
THERIAULT TIMOTHY JEVP & President/WWOT2005-10-28Sell70089,299$52.9137.0478.4Link
MCCORMACK ROBERT CDirector2005-10-27Sell5,0001,428,182$52.9264.578.43Link
MCCORMACK ROBERT CDirector2005-10-26Sell1,0991,430,077$52.8758.178.53Link
MCCORMACK ROBERT CDirector2005-10-26Sell18,3511,683,051$52.61965.4579.41Link
MCCORMACK ROBERT CDirector2005-10-25Sell1001,430,077$52.85.2878.77Link
MCCORMACK ROBERT CDirector2005-10-25Sell24,7501,701,502$52.61301.8579.45Link
MCCORMACK ROBERT CDirector2005-10-24Sell9111,178,287$52.9648.2578.23Link
MCCORMACK ROBERT CDirector2005-10-24Sell28,3891,847,046$52.921502.3578.36Link
MCCORMACK ROBERT CDirector2005-10-21Sell8,7001,441,182$52.92460.478.36Link
WINTER ALISON AEVP & President/PFS-NE2005-07-28Sell80093,542$5140.885.08Link
OSBORN WILLIAM AChairman and CEO2005-07-28Sell9,525889,086$51.23487.9784.25Link
MCCORMACK ROBERT CDirector2005-07-28Sell30,0001,435,845$51.061531.884.86Link
MCCORMACK ROBERT CDirector2005-07-26Sell2,500543,533$50.96127.485.22Link
MCCORMACK ROBERT CDirector2005-07-22Sell30,000514,282$50.941528.285.3Link
WINTER ALISON AEVP & President/PFS-NE2005-05-02Sell1,00094,267$45.0245.02109.66Link
OSBORN WILLIAM AChairman and CEO2005-04-25Sell33,072883,833$44.691477.99111.21Link
WINTER ALISON AEVP & President/PFS-NE2005-04-21Sell10,60085,879$44.27469.26113.21Link
WINTER ALISON AEVP & President/PFS-NE2005-04-01Sell1,00088,828$43.543.5116.99Link
WINTER ALISON AEVP & President/PFS-NE2005-03-01Sell1,00088,828$42.4942.49122.15Link
WADDELL FREDERICK HEVP & President/C&IS2005-02-15Sell3,700187,333$44.66165.24111.35Link
WINTER ALISON AEVP & President/PFS-NE2005-02-01Sell1,00078,828$43.8243.82115.4Link
WINTER ALISON AEVP & President/PFS-NE2005-01-04Sell1,00078,538$47.4747.4798.84Link
WINTER ALISON AEVP & President/PFS-NE2004-12-01Sell1,00078,538$46.9846.98100.92Link
SHORT HARRY WEVP and Controller2004-11-02Sell5,64481,167$43.13243.43118.85Link
THERIAULT TIMOTHY JEVP & President/WWOT2004-10-27Sell5,00078,837$40.5202.5133.06Link
TOTH TERENCE JEVP & President/NTGI2004-10-27Sell4,23347,231$40.5171.44133.06Link
SHORT HARRY WEVP & Controller2004-05-05Sell10,32288,626$43.17445.6118.65Link
WADDELL FREDERICK HEVP & President-C&IS2004-04-27Sell3,800130,956$44.1167.58114.04Link
WINTER ALISON AEVP & President PFS-NE2004-04-27Sell4,800102,980$44.19212.11113.6Link
WINTER ALISON AEVP & President PFS-NE2004-04-26Sell8,78593,092$45.04395.68109.57Link
MCCORMACK ROBERT CDirector2004-02-04Sell20,0004,152,256$46.49929.8103.03Link
THERIAULT TIMOTHY JEVP & President WWOT2004-02-03Sell5,00046,132$47.22236.199.89Link
WINTER ALISON AEVP & President PFS-NE2004-01-30Sell12,00082,072$47.33567.9699.43Link
TIMBERS STEPHEN BVice Chairman2004-01-28Sell4,200130,832$48.31202.995.38Link
MCCORMACK ROBERT CDirector2004-01-27Sell17,5102,562,892$49.42865.3491Link
MCCORMACK ROBERT CDirector2004-01-26Sell67,23772,931$49.43321.5191.07Link
MCCORMACK ROBERT CDirector2004-01-26Sell69,253160,322$49.253410.7191.65Link
OSBORN WILLIAM AChairman, CEO & President2004-01-23Sell28,307339,164$50.171420.1688.14Link
ROSSITER PETER LExecutive Vice President2004-01-23Sell103,900157,368$50.245219.9487.88Link
ROSSITER PETER LExecutive Vice President2004-01-23Sell61,181153,271$49.843049.2689.39Link
STEVENS MARKVice Chairman2003-11-05Sell18,00033,606$45.94826.92105.46Link
ROSSITER PETER LExecutive Vice President2003-10-30Sell8,993153,272$46.51418.26102.95Link
STEVENS MARKVice Chairman2003-10-22Sell22,46733,388$45.751027.87106.32Link
WINTER ALISON AEVP & Pres. PFS-NE2003-07-30Sell14,00082,007$43.31606.34117.94Link
SHORT HARRY WEVP and Controller2003-07-28Buy3,14084,045$43.46136.46117.19Link

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as Conversion of derivative security or Exercise of Options are not included. Insiders are only limited to Officers and/or Directors of the company.

"Shares" change (fifth column), "Shares Owned Following This (Direct & Indirect)" transactions (sixth column), and "Trade Price ($)" (seventh column) are split adjusted. The "Share Ownership Details" (last column) displayed data is as of reported (also split adjusted).

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