Shaker Financial Services, LLC Buys SPDR S&P 500 ETF Trust, SPDR Dow Jones Industrial Average ETF Trust, Nuveen Dow 30sm Dynamic Overwrite Fund, Sells General American Investors Company Inc, Nuveen S&P 500 Buy-Write Income Fund, Special Opportunities Fund

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Feb 04, 2020
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Arlington, VA, based Investment company Shaker Financial Services, LLC (Current Portfolio) buys SPDR S&P 500 ETF Trust, SPDR Dow Jones Industrial Average ETF Trust, Nuveen Dow 30sm Dynamic Overwrite Fund, Western Asset High Income Fund II Inc, Western Asset Global High Inc Fd Inc, sells General American Investors Company Inc, Nuveen S&P 500 Buy-Write Income Fund, Special Opportunities Fund Inc, Voya Global Equity Dividend and Premium Opportunit, Gabelli Dividend & Income Trust during the 3-months ended 2019Q4, according to the most recent filings of the investment company, Shaker Financial Services, LLC. As of 2019Q4, Shaker Financial Services, LLC owns 140 stocks with a total value of $212 million. These are the details of the buys and sells.

For the details of Shaker Financial Services, LLC's stock buys and sells, go to https://www.gurufocus.com/guru/shaker+financial+services%2C+llc/current-portfolio/portfolio

These are the top 5 holdings of Shaker Financial Services, LLC
  1. SPDR S&P 500 ETF Trust (SPY) - 85,172 shares, 12.91% of the total portfolio. Shares added by 662.85%
  2. Nuveen Tax Advantaged Total Ret Strat Fd (JTA) - 604,958 shares, 3.44% of the total portfolio. Shares reduced by 22.02%
  3. Blackrock Enhanced Cap&Inc Fund, Inc (CII) - 401,009 shares, 3.26% of the total portfolio. Shares reduced by 4.88%
  4. SPDR Dow Jones Industrial Average ETF Trust (DIA) - 21,345 shares, 2.87% of the total portfolio. New Position
  5. Central Securities Corp (CET) - 175,181 shares, 2.73% of the total portfolio. Shares reduced by 13.22%
New Purchase: SPDR Dow Jones Industrial Average ETF Trust (DIA)

Shaker Financial Services, LLC initiated holding in SPDR Dow Jones Industrial Average ETF Trust. The purchase prices were between $259.16 and $286.2, with an estimated average price of $274.52. The stock is now traded at around $288.04. The impact to a portfolio due to this purchase was 2.87%. The holding were 21,345 shares as of .

New Purchase: Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)

Shaker Financial Services, LLC initiated holding in Nuveen Dow 30sm Dynamic Overwrite Fund. The purchase prices were between $17.37 and $18.28, with an estimated average price of $17.81. The stock is now traded at around $17.72. The impact to a portfolio due to this purchase was 1.8%. The holding were 215,792 shares as of .

New Purchase: Guggenheim Enhanced Equity Income Fund (GPM)

Shaker Financial Services, LLC initiated holding in Guggenheim Enhanced Equity Income Fund. The purchase prices were between $7.52 and $8.21, with an estimated average price of $7.92. The stock is now traded at around $8.10. The impact to a portfolio due to this purchase was 0.9%. The holding were 237,089 shares as of .

New Purchase: Invesco Dynamic Credit Opportunities Fund (VTA)

Shaker Financial Services, LLC initiated holding in Invesco Dynamic Credit Opportunities Fund. The purchase prices were between $10.81 and $11.35, with an estimated average price of $11.06. The stock is now traded at around $11.46. The impact to a portfolio due to this purchase was 0.84%. The holding were 157,140 shares as of .

New Purchase: Blackstone / GSO Strategic Credit Fund (BGB)

Shaker Financial Services, LLC initiated holding in Blackstone / GSO Strategic Credit Fund. The purchase prices were between $13.68 and $14.59, with an estimated average price of $14.11. The stock is now traded at around $14.65. The impact to a portfolio due to this purchase was 0.82%. The holding were 120,830 shares as of .

New Purchase: Wells Fargo Income Opportunities Fund (EAD)

Shaker Financial Services, LLC initiated holding in Wells Fargo Income Opportunities Fund. The purchase prices were between $8.11 and $8.47, with an estimated average price of $8.28. The stock is now traded at around $8.50. The impact to a portfolio due to this purchase was 0.76%. The holding were 190,695 shares as of .

Added: SPDR S&P 500 ETF Trust (SPY)

Shaker Financial Services, LLC added to a holding in SPDR S&P 500 ETF Trust by 662.85%. The purchase prices were between $288.06 and $322.94, with an estimated average price of $308.48. The stock is now traded at around $329.06. The impact to a portfolio due to this purchase was 11.22%. The holding were 85,172 shares as of .

Added: Western Asset High Income Fund II Inc (HIX)

Shaker Financial Services, LLC added to a holding in Western Asset High Income Fund II Inc by 176.20%. The purchase prices were between $6.55 and $6.79, with an estimated average price of $6.69. The stock is now traded at around $6.92. The impact to a portfolio due to this purchase was 1.43%. The holding were 705,549 shares as of .

Added: Western Asset Global High Inc Fd Inc (EHI)

Shaker Financial Services, LLC added to a holding in Western Asset Global High Inc Fd Inc by 1069.66%. The purchase prices were between $9.57 and $10.02, with an estimated average price of $9.81. The stock is now traded at around $10.12. The impact to a portfolio due to this purchase was 1.39%. The holding were 323,059 shares as of .

Added: First Trust Inter Dur Pref& Income Fund (FPF)

Shaker Financial Services, LLC added to a holding in First Trust Inter Dur Pref& Income Fund by 290.81%. The purchase prices were between $23.3 and $24.28, with an estimated average price of $23.79. The stock is now traded at around $24.14. The impact to a portfolio due to this purchase was 1.02%. The holding were 123,671 shares as of .

Added: Brookfield Real Assets Income Fund Inc. (RA)

Shaker Financial Services, LLC added to a holding in Brookfield Real Assets Income Fund Inc. by 116.68%. The purchase prices were between $21.3 and $22.98, with an estimated average price of $22.22. The stock is now traded at around $22.18. The impact to a portfolio due to this purchase was 0.64%. The holding were 117,960 shares as of .

Added: AllianzGI Convertible & Income 2024 Target Term Fu (CBH)

Shaker Financial Services, LLC added to a holding in AllianzGI Convertible & Income 2024 Target Term Fu by 104.66%. The purchase prices were between $9.36 and $9.85, with an estimated average price of $9.6. The stock is now traded at around $9.78. The impact to a portfolio due to this purchase was 0.6%. The holding were 257,246 shares as of .

Sold Out: Nuveen S&P 500 Buy-Write Income Fund (BXMX)

Shaker Financial Services, LLC sold out a holding in Nuveen S&P 500 Buy-Write Income Fund. The sale prices were between $12.92 and $13.9, with an estimated average price of $13.54.

Sold Out: Templeton Global Income Fund (GIM)

Shaker Financial Services, LLC sold out a holding in Templeton Global Income Fund. The sale prices were between $5.86 and $6.19, with an estimated average price of $6.02.

Sold Out: Pioneer Floating Rate Trust (PHD)

Shaker Financial Services, LLC sold out a holding in Pioneer Floating Rate Trust. The sale prices were between $10.32 and $10.97, with an estimated average price of $10.56.

Sold Out: BlackRock Enhanced Equity Dividend Trust (BDJ)

Shaker Financial Services, LLC sold out a holding in BlackRock Enhanced Equity Dividend Trust. The sale prices were between $8.89 and $9.92, with an estimated average price of $9.42.

Sold Out: John Hancock Tax-Advantaged Global Shareholder Yie (HTY)

Shaker Financial Services, LLC sold out a holding in John Hancock Tax-Advantaged Global Shareholder Yie. The sale prices were between $6.63 and $7.07, with an estimated average price of $6.91.

Sold Out: AllianzGI Equity & Convertible Income Fund (NIE)

Shaker Financial Services, LLC sold out a holding in AllianzGI Equity & Convertible Income Fund. The sale prices were between $20.75 and $23.19, with an estimated average price of $22.17.



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