Cowen Investment Management LLC Buys Far Point Acquisition Corp, Unilever PLC, Pivotal Investment Corporation II Class A, Sells Pure Acquisition Corp, Liberty Broadband Corp, HSBC Holdings PLC

• New Purchases: FPAC, UL, PIC, PIC, WPF.U, HECCU, SCVX.U, JWS.U, GIK.U, UN, DFPHU, NPAUU, DMYT.U, TRNE, TREB.U, DFNS.U, ACAM, CCAC.U, SOAC.U, ALUS, TERP,
• Sold Out: PACQ, LBRDA, HSBC, FMCI, MFG, SAN, LGC, LACQ, MUFG, NOK, QQQ, SPY, ING, TORC,

For the details of Cowen Investment Management LLC's stock buys and sells, go to https://www.gurufocus.com/guru/cowen+investment+management+llc/current-portfolio/portfolio

1. Sumitomo Mitsui Financial Group Inc (SMFG) - 11,000,000 shares, 47.31% of the total portfolio.
2. Far Point Acquisition Corp (FPAC) - 1,050,000 shares, 8.23% of the total portfolio. New Position
3. Lloyds Banking Group PLC (LYG) - 4,980,083 shares, 5.72% of the total portfolio.
4. Unilever PLC (UL) - 115,339 shares, 4.84% of the total portfolio. New Position
5. Spartan Energy Acquisition Corp (SPAQ.U) - 525,000 shares, 4.44% of the total portfolio.

Cowen Investment Management LLC initiated holding in Far Point Acquisition Corp. The purchase prices were between $10.12 and $10.3, with an estimated average price of $10.21. The stock is now traded at around $9.28. The impact to a portfolio due to this purchase was 8.23%. The holding were 1,050,000 shares as of .

Cowen Investment Management LLC initiated holding in Unilever PLC. The purchase prices were between $49.18 and $57.37, with an estimated average price of $53.02. The stock is now traded at around $60.43. The impact to a portfolio due to this purchase was 4.84%. The holding were 115,339 shares as of .

Cowen Investment Management LLC initiated holding in Pivotal Investment Corporation II Class A. The purchase prices were between $9.9 and $10.18, with an estimated average price of $9.98. The stock is now traded at around $10.03. The impact to a portfolio due to this purchase was 4.42%. The holding were 569,204 shares as of .

Cowen Investment Management LLC initiated holding in Pivotal Investment Corporation II Class A. The purchase prices were between $9.9 and $10.18, with an estimated average price of $9.98. The stock is now traded at around $10.03. The impact to a portfolio due to this purchase was 4.42%. The holding were 569,204 shares as of .

Cowen Investment Management LLC initiated holding in Foley Trasimene Acquisition Corp. The purchase prices were between $10.2 and $10.67, with an estimated average price of $10.48. The stock is now traded at around $10.75. The impact to a portfolio due to this purchase was 2.86%. The holding were 350,000 shares as of .

Cowen Investment Management LLC initiated holding in Hudson Executive Investment Corp. The purchase prices were between $10.12 and $10.32, with an estimated average price of $10.19. The stock is now traded at around $10.18. The impact to a portfolio due to this purchase was 2.35%. The holding were 300,000 shares as of .

Cowen Investment Management LLC sold out a holding in Pure Acquisition Corp. The sale prices were between $10.39 and $10.97, with an estimated average price of $10.52.

Cowen Investment Management LLC sold out a holding in Liberty Broadband Corp. The sale prices were between $102.53 and $135.67, with an estimated average price of $122.59.

Cowen Investment Management LLC sold out a holding in HSBC Holdings PLC. The sale prices were between $22.97 and $28.01, with an estimated average price of $24.88.

Cowen Investment Management LLC sold out a holding in Forum Merger II Corp. The sale prices were between $10.29 and $18.64, with an estimated average price of $12.1.

Cowen Investment Management LLC sold out a holding in Mizuho Financial Group Inc. The sale prices were between $2.16 and $2.7, with an estimated average price of $2.37.

Cowen Investment Management LLC sold out a holding in Banco Santander SA. The sale prices were between $1.95 and $2.9, with an estimated average price of $2.28.