Prospera Financial Services Inc Buys SPDR Bloomberg High Yield Bond ETF, Fidelity National Information Services Inc, First Trust NASDAQ Rising Dividend Achievers ETF, Sells McKesson Corp, SPDR Bloomberg International Corporate Bond ETF, Johnson Controls I

• New Purchases: CG, APO, MTB, DVN, VRSK, DKNG, GE, IDXX, IRDM, AXON, TTEK, RWR, SPD, NYT, SNOW, GSG, THO, PSA, RMD, LPX, IGT, EMN, DCT, MELI, STLA, PKX, KRNT, MRVL, XYLD, ATH, CARR, SPLK, SHLS, CPNG, PFI, K, CLF, LAC, UPST, DASH, PENN, WDFC, WYNN, SNAP, LIT, OIH, GLW, AMP, SOXX, IVOG, DLR, REMX, FMHI, FALN, ROBO, BOTZ, RPG, BATT, OGN, BAM, BAX, FLGT, PHYS, HCA, MSCI, NXJ, CGC, KEYS, NVG, LH, YUMC, CTOS, BMEZ, OTIS, X, ZOM, MMT, ZNGA, FRLN, UP,
• Added Positions: JNK, FIS, RDVY, IYJ, FTSM, ROL, SPY, LMT, LOW, DIS, IYF, NFLX, TEAM, VCSH, NVDA, FSLR, BIIB, SO, IVW, FDS, YETI, IEFA, XLB, INTU, KMB, SWK, SYK, BX, FV, BP, XOM, GOOGL, FTNT, DDOG, CMF, FVD, GM, ABNB, AMLP, RFCI, TIP, VEU, GILD, FB, QS, ARVL, FNDX, IHI, VTV, ACN, APD, EOG, INTC, JPM, PG, ABBV, KHC, TTD, IVV, QQQ, VCIT, COST, EW, LLY, HD, IIVI, MCD, ON, OLN, PFE, TGT, PCN, TEL, BKLN, IGSB, EMB, MUB, PDP, PFF, RFDA, RSP, VEA, VO, VWOB, ASML, T, ABT, AMAT, AZN, TFC, VIAC, BXMT, C, DE, DLTR, NEE, FDX, LHX, NXST, NUE, TSM, USB, UNP, UNH, RMT, MA, TRIL, DG, BCX, ZTS, GOOG, BST, TDOC, MRNA, TME, SWAV, UBER, AGG, BSJM, BSJN, BSJO, BSJP, CBND, DGRO, EMLP, FMB, FPE, FTGC, FTSL, FVC, FXD, FXO, FXR, GLD, HDV, IJH, IJR, IVE, IYT, MLPX, MXI, PEJ, PEZ, PFXF, PRN, PSK, PTH, PYZ, QYLD, RFDI, SDOG, SUB, VAW, VCR, VGSH, VIS, VUG, VWO, WIP, XLI, XLK, ADBE, ALGN, AEP, IEP, AMT, ADI, NLY, AJG, ATO, BSX, BRO, COF, SCHW, CI, CAG, COP, CCI, CFR, CMI, DEO, ETN, EQIX, EXAS, FAST, FITB, FHN, GRMN, GD, GIS, GSK, IFF, JKHY, KIM, MDLZ, MLM, MCHP, NOK, NVS, ORLY, ORCL, PNC, PPL, PKG, PXD, LIN, PGR, PRU, QCOM, O, POWW, SAP, SHW, SON, LUV, TJX, TRI, RIG, TSN, URI, VLO, VZ, WBA, ANTM, WFC, EVRG, WEC, YUM, ET, CLM, MHF, PPT, JPS, CHY, NEA, GDV, UTF, HBI, JTD, LULU, PM, EOT, PSLV, FDUS, PBYI, PSX, ICPT, SABR, W, ASND, TWLO, AFIN, TRTN, NIO, ETRN, PINS, CRWD, KRTX, HYLN, MP, AADR, ARKF, ARKG, BSCL, BSCM, BSCN, BSCO, BSCP, BTAL, CACG, CWB, DFAS, DFND, DINT, DWAS, DWAW, EEM, EFA, EFV, EMLC, FBT, FDIV, FDL, FDMO, FGD, FIVG, FNCL, FPEI, FTA, FTLS, FTXO, FXH, GSY, GUNR, HACK, HNDL, HYLS, ICLN, IFRA, IUSB, IVOL, IWR, IWS, IYC, IYH, IYR, JMOM, MOO, NEAR, NTSX, NXTG, PGX, QABA, QCLN, QTEC, RFEU, RIGS, SCHB, SCHD, SLV, SMDV, SMH, SPAB, SPHQ, SPSB, SPUC, SPYC, SRLN, TAIL, VB, VBR, VDE, VFMO, VGIT, VOE, VOO, VV, WOOD,
• Reduced Positions: MCK, JCI, IYE, BLK, CCL, IYW, ATVI, IYM, MU, ALLY, IJS, NXPI, NOBL, AMGN, AAPL, CRM, BUD, TSLA, IJT, IWM, XLE, ILMN, TWTR, ARKW, CIBR, ENB, MS, VRT, IJJ, VTI, CSCO, FFIV, MDT, SPG, SYF, PYPL, ZM, IAU, SDY, USO, VGT, AMZN, BAC, SPGI, OKE, TXN, WMT, MTUM, RFFC, AMD, ADP, BMY, CAT, UL, JRS, KKR, JD, BABA, SQ, SE, DOCU, COIN, ARKK, BND, FXL, SPYD, MMM, PLD, ASXC, CHD, CLX, KO, DUK, ECL, EMR, EPD, EEFT, JNJ, OSK, BKNG, SWKS, TMO, VKQ, TMUS, ENPH, GMED, GDRX, FSR, BIV, BNDX, DIA, DVOL, DVY, FEX, FIXD, FLCB, FTEC, ITA, ITOT, IUSV, IWF, IWY, JKK, JPST, LDSF, LMBS, SPHD, TMFC, TOTL, VIG, VTWO, VXF, XLF, XLV, AFL, ALB, MO, AMRN, AXP, ABC, BG, CSX, CVS, CDNS, CNC, CME, CTAS, ED, D, DD, FRT, FCFS, GS, HAL, HSY, HON, HBAN, IBM, ITW, IPG, ISRG, SJM, KR, MMP, MKC, NSC, NOC, NVO, PII, RSG, BB, SRE, TRV, SBUX, SYY, TEVA, TSCO, UBSI, OLED, VFC, CEF, RQI, JPC, WU, AOD, DAL, DAN, AVGO, FRC, KMI, FIF, PANW, TPH, NRZ, FPF, CDW, AAL, FSK, THQ, QRVO, ETSY, LITE, OKTA, CRNC, PNTG, XPEV, AOR, BSV, BYLD, DEED, DFNL, EFAV, FCVT, FDIS, FXN, FXU, GVIP, GYLD, HUSV, IBB, IEMG, IUSG, IWB, IWD, IWP, IWV, IWX, IYK, LQD, MINT, MLPA, NUSI, OEF, PKB, PLW, PWB, QDF, REM, RFEM, RFUN, SCHZ, SHY, SWAN, TFI, VBK, VHT, VNQ, VOT, VYM, XBI, XMLV,
• Sold Out: IBND, PRGO, FANG, BILI, KLAC, MAC, HII, GNMA, APA, FOXA, BYD, HXL, ROKU, SHAK, MAR, ADS, PTON, FVRR, MUR, NBIX, STNE, HPP, VST, SSL, FXF, GSLC, FTCH, AOK, BNO, ZLAB, IEI, TT, NRG, QQEW, ONLN, PXI, MKL, FEMB, ALXN, VALE, BIZD, EXPD, IBUY, BZUN, PBR, MTDR, STMP, FOCT, GBIL, RPV, GDX, SCHF, KRE, VFQY, XLNX, CAH, DVA, ING, LRCX, MDU, VTRS, STAA, STE, USPH, BYND, VGM, VER, WIX, OR, PSTG, HPE, APPN, CHMA,

For the details of Prospera Financial Services Inc's stock buys and sells, go to https://www.gurufocus.com/guru/prospera+financial+services+inc/current-portfolio/portfolio

1. First Trust Dorsey Wright Focus 5 ETF (FV) - 2,494,800 shares, 5.69% of the total portfolio. Shares added by 1.33%
2. Apple Inc (AAPL) - 649,455 shares, 4.58% of the total portfolio. Shares reduced by 1.6%
3. PowerShares QQQ Trust Ser 1 (QQQ) - 129,309 shares, 2.31% of the total portfolio. Shares added by 1.46%
4. Invesco DWA Momentum ETF (PDP) - 475,168 shares, 2.12% of the total portfolio. Shares added by 1.14%
5. Microsoft Corp (MSFT) - 147,330 shares, 2.07% of the total portfolio. Shares reduced by 0.76%

Prospera Financial Services Inc initiated holding in The Carlyle Group Inc. The purchase prices were between $43.71 and $51.07, with an estimated average price of $47.97. The stock is now traded at around $60.020000. The impact to a portfolio due to this purchase was 0.2%. The holding were 86,444 shares as of 2021-09-30.

Prospera Financial Services Inc initiated holding in Apollo Global Management Inc. The purchase prices were between $55.97 and $64.23, with an estimated average price of $60.19. The stock is now traded at around $75.240000. The impact to a portfolio due to this purchase was 0.19%. The holding were 62,969 shares as of 2021-09-30.

Prospera Financial Services Inc initiated holding in M&T Bank Corp. The purchase prices were between $128.99 and $152.99, with an estimated average price of $138.71. The stock is now traded at around $159.370000. The impact to a portfolio due to this purchase was 0.14%. The holding were 19,415 shares as of 2021-09-30.

Prospera Financial Services Inc initiated holding in Devon Energy Corp. The purchase prices were between $24.93 and $35.75, with an estimated average price of $28.39. The stock is now traded at around $42.300000. The impact to a portfolio due to this purchase was 0.13%. The holding were 72,128 shares as of 2021-09-30.

Prospera Financial Services Inc initiated holding in Verisk Analytics Inc. The purchase prices were between $176.8 and $208.97, with an estimated average price of $193.66. The stock is now traded at around $216.240000. The impact to a portfolio due to this purchase was 0.12%. The holding were 11,562 shares as of 2021-09-30.

Prospera Financial Services Inc initiated holding in Axon Enterprise Inc. The purchase prices were between $172.38 and $193.49, with an estimated average price of $181.66. The stock is now traded at around $169.105000. The impact to a portfolio due to this purchase was 0.09%. The holding were 10,434 shares as of 2021-09-30.

Prospera Financial Services Inc added to a holding in SPDR Bloomberg High Yield Bond ETF by 204.48%. The purchase prices were between $107.32 and $109.34, with an estimated average price of $108.42. The stock is now traded at around $108.650000. The impact to a portfolio due to this purchase was 0.32%. The holding were 87,037 shares as of 2021-09-30.

Prospera Financial Services Inc added to a holding in Fidelity National Information Services Inc by 3179.82%. The purchase prices were between $121.38 and $150.86, with an estimated average price of $134.16. The stock is now traded at around $117.645000. The impact to a portfolio due to this purchase was 0.31%. The holding were 53,297 shares as of 2021-09-30.

Prospera Financial Services Inc added to a holding in First Trust NASDAQ Rising Dividend Achievers ETF by 49.92%. The purchase prices were between $46.3 and $49.77, with an estimated average price of $48.33. The stock is now traded at around $51.890000. The impact to a portfolio due to this purchase was 0.23%. The holding were 290,607 shares as of 2021-09-30.

Prospera Financial Services Inc added to a holding in BTC iShares U.S. Industrials ETF by 135.93%. The purchase prices were between $107.16 and $114.72, with an estimated average price of $111.98. The stock is now traded at around $113.635000. The impact to a portfolio due to this purchase was 0.22%. The holding were 72,654 shares as of 2021-09-30.

Prospera Financial Services Inc added to a holding in First Trust Enhanced Short Maturity ETF by 184.39%. The purchase prices were between $59.87 and $59.93, with an estimated average price of $59.9. The stock is now traded at around $59.876500. The impact to a portfolio due to this purchase was 0.21%. The holding were 106,551 shares as of 2021-09-30.

Prospera Financial Services Inc added to a holding in Rollins Inc by 1537.34%. The purchase prices were between $34.61 and $39.71, with an estimated average price of $37.41. The stock is now traded at around $35.950000. The impact to a portfolio due to this purchase was 0.2%. The holding were 119,051 shares as of 2021-09-30.

Prospera Financial Services Inc sold out a holding in SPDR Bloomberg International Corporate Bond ETF. The sale prices were between $35.29 and $36.75, with an estimated average price of $36.26.

Prospera Financial Services Inc sold out a holding in Perrigo Co PLC. The sale prices were between $39.75 and $49.17, with an estimated average price of $44.49.

Prospera Financial Services Inc sold out a holding in Diamondback Energy Inc. The sale prices were between $67.88 and $99.6, with an estimated average price of $80.54.

Prospera Financial Services Inc sold out a holding in Bilibili Inc. The sale prices were between $64.33 and $121.11, with an estimated average price of $86.1.

Prospera Financial Services Inc sold out a holding in KLA Corp. The sale prices were between $293.22 and $372.02, with an estimated average price of $333.63.

Prospera Financial Services Inc sold out a holding in Huntington Ingalls Industries Inc. The sale prices were between $189.32 and $212.15, with an estimated average price of $202.43.