Mizuho Securities Usa Inc. Buys SPDR S&P 500, Invesco QQQ Trust Series 1, iShares U.S. Real Estate, Sells Amazon.com Inc, iShares 20+ Year Treasury Bond ETF, Johnson & Johnson

• New Purchases: IYR, CCI, ANDV, UNP, CCIPA.PFD, WRLS, NEE, FAST, COBZ, DOTA,
• Added Positions: SPY, QQQ, DIA, ADVM, CMSS, AHPA, SPLK, GTYH, W, LTN,
• Reduced Positions: PACQ, PI, STLR, EACQ, KBLM, GIG, IAM, OKTA, IRWD, FCE.A,
• Sold Out: AMZN, TLT, JNJ, NEEPRR, ABT, PFE, JPM, ADM, MSFT, MTGE,

For the details of MIZUHO SECURITIES USA INC.'s stock buys and sells, go to http://www.gurufocus.com/StockBuy.php?GuruName=MIZUHO+SECURITIES+USA+INC.

1. SPDR S&P 500 (SPY) - 1,231,045 shares, 29.79% of the total portfolio. Shares added by 233.01%
2. Invesco QQQ Trust Series 1 (QQQ) - 1,363,415 shares, 21.09% of the total portfolio. Shares added by 43.75%
3. SPDR Dow Jones Industrial Average (DIA) - 882,345 shares, 19.42% of the total portfolio. Shares added by 15.56%
4. Adverum Biotechnologies Inc (ADVM) - 10,000 shares, 5.04% of the total portfolio. Shares added by 17.65%
5. iShares U.S. Real Estate (IYR) - 368,200 shares, 2.45% of the total portfolio. New Position

Mizuho Securities Usa Inc. initiated holding in iShares U.S. Real Estate. The purchase prices were between $78.83 and $83.29, with an estimated average price of $81.55. The stock is now traded at around $77.14. The impact to a portfolio due to this purchase was 2.45%. The holding were 368,200 shares as of 2018-09-30.

Mizuho Securities Usa Inc. initiated holding in Crown Castle International Corp. The purchase prices were between $107.99 and $114.33, with an estimated average price of $111.35. The stock is now traded at around $106.62. The impact to a portfolio due to this purchase was 1.62%. The holding were 174,600 shares as of 2018-09-30.

Mizuho Securities Usa Inc. initiated holding in Andeavor. The purchase prices were between $131.81 and $158.87, with an estimated average price of $147.65. The stock is now traded at around $153.50. The impact to a portfolio due to this purchase was 1.2%. The holding were 93,624 shares as of 2018-09-30.

Mizuho Securities Usa Inc. initiated holding in Union Pacific Corp. The purchase prices were between $138.26 and $164.99, with an estimated average price of $150.54. The stock is now traded at around $148.52. The impact to a portfolio due to this purchase was 0.76%. The holding were 56,000 shares as of 2018-09-30.

Mizuho Securities Usa Inc. initiated holding in Crown Castle International Corp. The purchase prices were between $1050 and $1113.52, with an estimated average price of $1082.15. The stock is now traded at around $1021.10. The impact to a portfolio due to this purchase was 0.51%. The holding were 5,700 shares as of 2018-09-30.

Mizuho Securities Usa Inc. initiated holding in Pensare Acquisition Corp. The purchase prices were between $9.87 and $9.97, with an estimated average price of $9.92. The stock is now traded at around $10.00. The impact to a portfolio due to this purchase was 0.45%. The holding were 546,256 shares as of 2018-09-30.

Mizuho Securities Usa Inc. added to a holding in SPDR S&P 500 by 233.01%. The purchase prices were between $270.9 and $293.58, with an estimated average price of $284.63. The stock is now traded at around $276.40. The impact to a portfolio due to this purchase was 20.84%. The holding were 1,231,045 shares as of 2018-09-30.

Mizuho Securities Usa Inc. added to a holding in Invesco QQQ Trust Series 1 by 43.75%. The purchase prices were between $170.8 and $186.74, with an estimated average price of $180.83. The stock is now traded at around $173.18. The impact to a portfolio due to this purchase was 6.42%. The holding were 1,363,415 shares as of 2018-09-30.

Mizuho Securities Usa Inc. added to a holding in CM Seven Star Acquisition Corp by 80.24%. The purchase prices were between $9.88 and $11, with an estimated average price of $9.98. The stock is now traded at around $10.08. The impact to a portfolio due to this purchase was 0.41%. The holding were 1,091,543 shares as of 2018-09-30.

Mizuho Securities Usa Inc. added to a holding in Avista Healthcare Public Acquisition Corp by 188.91%. The purchase prices were between $10.01 and $10.15, with an estimated average price of $10.09. The stock is now traded at around $9.80. The impact to a portfolio due to this purchase was 0.36%. The holding were 651,251 shares as of 2018-09-30.

Mizuho Securities Usa Inc. added to a holding in Splunk Inc by 301.00%. The purchase prices were between $95.38 and $128.64, with an estimated average price of $110.89. The stock is now traded at around $101.27. The impact to a portfolio due to this purchase was 0.3%. The holding were 40,100 shares as of 2018-09-30.

Mizuho Securities Usa Inc. added to a holding in GTY Technology Holdings Inc by 324.15%. The purchase prices were between $10.07 and $10.2, with an estimated average price of $10.14. The stock is now traded at around $10.18. The impact to a portfolio due to this purchase was 0.28%. The holding were 425,000 shares as of 2018-09-30.

Mizuho Securities Usa Inc. sold out a holding in Amazon.com Inc. The sale prices were between $1693.96 and $2039.51, with an estimated average price of $1879.85.

Mizuho Securities Usa Inc. sold out a holding in iShares 20+ Year Treasury Bond ETF. The sale prices were between $116.61 and $122.75, with an estimated average price of $120.09.

Mizuho Securities Usa Inc. sold out a holding in Johnson & Johnson. The sale prices were between $121.58 and $142.88, with an estimated average price of $132.89.

Mizuho Securities Usa Inc. sold out a holding in NextEra Energy Inc. The sale prices were between $56.8 and $59.49, with an estimated average price of $57.98.

Mizuho Securities Usa Inc. sold out a holding in Abbott Laboratories. The sale prices were between $60.81 and $73.36, with an estimated average price of $65.66.

Mizuho Securities Usa Inc. sold out a holding in Pfizer Inc. The sale prices were between $36.33 and $44.07, with an estimated average price of $40.58.

Mizuho Securities Usa Inc. reduced to a holding in Pure Acquisition Corp by 64.98%. The sale prices were between $9.6 and $9.74, with an estimated average price of $9.67. The stock is now traded at around $9.68. The impact to a portfolio due to this sale was -0.64%. Mizuho Securities Usa Inc. still held 300,000 shares as of 2018-09-30.

Mizuho Securities Usa Inc. reduced to a holding in Impinj Inc by 93.45%. The sale prices were between $18.57 and $26.4, with an estimated average price of $22.07. The stock is now traded at around $21.39. The impact to a portfolio due to this sale was -0.49%. Mizuho Securities Usa Inc. still held 12,700 shares as of 2018-09-30.

Mizuho Securities Usa Inc. reduced to a holding in Stellar Acquisition III Inc by 68.47%. The sale prices were between $10.36 and $11, with an estimated average price of $10.47. The stock is now traded at around $10.45. The impact to a portfolio due to this sale was -0.27%. Mizuho Securities Usa Inc. still held 101,741 shares as of 2018-09-30.

Mizuho Securities Usa Inc. reduced to a holding in KBL Merger Corp IV by 20.36%. The sale prices were between $9.92 and $10.1, with an estimated average price of $10.02. The stock is now traded at around $10.06. The impact to a portfolio due to this sale was -0.25%. Mizuho Securities Usa Inc. still held 812,597 shares as of 2018-09-30.

Mizuho Securities Usa Inc. reduced to a holding in GigCapital Inc by 36.6%. The sale prices were between $9.76 and $9.96, with an estimated average price of $9.89. The stock is now traded at around $9.99. The impact to a portfolio due to this sale was -0.2%. Mizuho Securities Usa Inc. still held 288,960 shares as of 2018-09-30.