Joseph P. Lucia & Associates, LLC Buys ProShares Short S&P500, WisdomTree India Earnings Fund, Tesla Inc, Sells Credit Suisse High Yield Bond Fund, ETFMG Prime Cyber Security, KKR Income Opportunities Fund

• New Purchases: SH, EPI, SFIX, FLWS, MAIN, YNDX, AOD, UTG, RIF, WSM, PFD, PFO, GRPN, ORCL, VGT, BFZ, HPF, OPI, EHI, BBY, BLW, MHD, CBOE, EHTH, OSTK, QID, ROKU, SQ, TWTR, VNM, MNP, CHY, CRON, HPS, SFL, STM, BPT, DSU, IVV, CMF, MA, JPS, FENG, GLD, SNH, WPG, ZG, MYN, EOS, EFC, ETR, KKR, KRG, QCOM, PSK, TRIP, X, AKS, AEO, AR, BP, CDNS, ETY, HDB, INO, IP, PBW, EEM, WOOD, EUFN, K, LVS, LYG, M, MMLP, MS, NGD, NAK, OLN, PJT, PBCT, SDS, PUMP, FEU, SCHR, MGK, VT, WPC, IVZ, 3PXA, ADBE, ADXS, AI, BDX, BTZ, WIFI, CMCSA, DYT1, GME, GPRO, HLIT, HES, HEXO, IFN, IGC, PHB, MXI, KHC, LW, LTHM, MRO, MBOT, NCR, NBEV, PDLI, PLUG, QRVO, SOHU, SYK, TDC, TN72, OIH, WPM, WKHS, YELP, ADNT,
• Added Positions: TSLA, CIM, SNAP, SIRI, HSGX, OMEX,
• Reduced Positions: DHY, HACK, KIO, PFF, SCHP, CFMS, SCHM, SCHA, SDOG, XES, BAB, KRE, SCHE, SCHG, PGF, DIV, XLF, PMM, SCHB, NOBL, XLK, SPLV, ED, DES, DVY, SCHD, SCHF, SYLD, AAPL, PGX, GE, PCY, DIS, NBTB, T, IAU, ITA, DON, BAC, GSP, XLU, SJNK, VOE, AMRN, VB, NYF, TLT, XLE, MDIV, VFH, VOT, AGG, BXMT, VNQ, IBB, SCHX, DTH, VIG, AMLP, SPY, PHK, C, LQD, TCRD, XLP, CSCO, DMLP, DGT, HYG, XLRE, DIM, FB, FDN, TIP, IXC, IWC, SCHH, NCV, XOM, HD, UPS, GDX, DBEU, DPG, ETV, GOOD, IGIB, IHF, PFE, BIV, F, IJS, VHT, NLY, IGSB, MSFT, EYE, XLI, WMC, CTL, GLW, EMB, JKI, BLV, SSW, AGNC, CLMT, CODI, FXH, QQQ, MUB, FLOT, JPM, XLB, XLV, VMBS, BOX, CLM, IBM, IUSV, KMI, XBI, UAA, BSV, VZ, ABBV, CVX, GILD, INTC, EZU, EFA, IWD, IWF, IFGL, IHI, HDV, LLNW, MNKD, MAT, MCC, MRK, NMFC, PM, PEG, XAR, KBE, SCHW, SCHV, S, UA, HYEM, DTD, EZM, BABA, AMZN, BBL, BA, BMY, CSX, CAT, KO, FE, RESI, HAL, HE, IIPR, XON, PHO, PBE, IOO, IWM, IYH, IEV, ITB, LAC, MET, OCSL, RPAI, SDY, XHB, FNDX, XLY, VYM, VUG, GOOGL, MO, AXP, AMP, AMGN, BRK.B, CELG, COST, DAL, DUK, DNKN, EDIT, ES, FITB, FEYE, FPF, GS, HCP, IYT, IXN, IWP, IWV, IJR, IGF, JNJ, MAR, NYCB, NVDA, OMC, OHI, PCSB, DGX, RTN, REGN, XRT, TLRA, UNIT, SMH, MGC, BND, VDE, VTEB, VTV, VTI, WMT, WFC, YETI, ASIX, AMD, ALX, GOOG, AABA, APH, APHA, AQB, ACB, BIDU, BK, BILI, CI, CVS, COG, CGC, CASI, DELL, FTR, GTX, IT, GD, HAS, HON, HUM, IQ, IJK, IJJ, IJT, AOA, IEFA, MCD, NFLX, NKE, NOK, NSC, PKG, PYPL, PEP, PBR, PRU, RMR, REZI, RIOT, DIA, SHOP, STOR, TM, UNP, BNDX, VBR, WAB, WM,
• Sold Out: PSEC, NMM, DX, JNK, CUBA, BGR, SPH, BPL, EFV, EFG, VO, FAD2, CHKPD.PFD,

For the details of Joseph P. Lucia & Associates, LLC's stock buys and sells, go to https://www.gurufocus.com/guru/joseph+p.+lucia+%26+associates%2C+llc/current-portfolio/portfolioportfolio

1. Schwab U.S. Small-Cap (SCHA) - 43,387 shares, 4.13% of the total portfolio. Shares reduced by 98.22%
2. iShares U.S. Preferred Stock (PFF) - 83,340 shares, 4.09% of the total portfolio. Shares reduced by 95.43%
3. Schwab U.S. TIPs (SCHP) - 48,599 shares, 3.64% of the total portfolio. Shares reduced by 98.14%
4. Schwab U.S. Large-Cap Growth (SCHG) - 32,407 shares, 3.59% of the total portfolio. Shares reduced by 98.21%
5. ETFMG Prime Cyber Security (HACK) - 63,881 shares, 3.38% of the total portfolio. Shares reduced by 97.39%

Joseph P. Lucia & Associates, LLC initiated holding in ProShares Short S&P500. The purchase prices were between $26.6 and $28.62, with an estimated average price of $27.24. The stock is now traded at around $26.16. The impact to a portfolio due to this purchase was 0.86%. The holding were 24,375 shares as of .

Joseph P. Lucia & Associates, LLC initiated holding in WisdomTree India Earnings Fund. The purchase prices were between $24.04 and $26.71, with an estimated average price of $25.94. The stock is now traded at around $24.95. The impact to a portfolio due to this purchase was 0.79%. The holding were 22,700 shares as of .

Joseph P. Lucia & Associates, LLC initiated holding in Stitch Fix Inc. The purchase prices were between $22.13 and $31.99, with an estimated average price of $26.75. The stock is now traded at around $26.49. The impact to a portfolio due to this purchase was 0.4%. The holding were 9,500 shares as of .

Joseph P. Lucia & Associates, LLC initiated holding in 1-800-Flowers.com Inc. The purchase prices were between $17.83 and $21.29, with an estimated average price of $19.08. The stock is now traded at around $19.02. The impact to a portfolio due to this purchase was 0.3%. The holding were 12,150 shares as of .

Joseph P. Lucia & Associates, LLC initiated holding in Main Street Capital Corp. The purchase prices were between $37.49 and $41.8, with an estimated average price of $39.82. The stock is now traded at around $41.20. The impact to a portfolio due to this purchase was 0.21%. The holding were 3,760 shares as of .

Joseph P. Lucia & Associates, LLC initiated holding in Yandex NV. The purchase prices were between $33.97 and $39.42, with an estimated average price of $37.14. The stock is now traded at around $39.34. The impact to a portfolio due to this purchase was 0.19%. The holding were 3,650 shares as of .

Joseph P. Lucia & Associates, LLC added to a holding in Tesla Inc by 83.43%. The purchase prices were between $178.97 and $291.81, with an estimated average price of $233.41. The stock is now traded at around $257.77. The impact to a portfolio due to this purchase was 0.54%. The holding were 4,008 shares as of .

Joseph P. Lucia & Associates, LLC added to a holding in Chimera Investment Corp by 148.05%. The purchase prices were between $18.24 and $19.25, with an estimated average price of $18.9. The stock is now traded at around $19.24. The impact to a portfolio due to this purchase was 0.27%. The holding were 18,058 shares as of .

Joseph P. Lucia & Associates, LLC added to a holding in Snap Inc by 379.75%. The purchase prices were between $10.11 and $14.86, with an estimated average price of $12.21. The stock is now traded at around $14.65. The impact to a portfolio due to this purchase was 0.25%. The holding were 16,892 shares as of .

Joseph P. Lucia & Associates, LLC added to a holding in Sirius XM Holdings Inc by 36.28%. The purchase prices were between $5.27 and $6.15, with an estimated average price of $5.69. The stock is now traded at around $6.05. The impact to a portfolio due to this purchase was 0.03%. The holding were 17,521 shares as of .

Joseph P. Lucia & Associates, LLC added to a holding in Histogenics Corp by 6607.37%. The purchase prices were between $0.11 and $0.31, with an estimated average price of $0.19. The stock is now traded at around $0.20. The impact to a portfolio due to this purchase was 0.02%. The holding were 66,470 shares as of .

Joseph P. Lucia & Associates, LLC added to a holding in Odyssey Marine Exploration Inc by 1342.86%. The purchase prices were between $3.79 and $7.26, with an estimated average price of $5.25. The stock is now traded at around $5.15. The impact to a portfolio due to this purchase was less than 0.01%. The holding were 101 shares as of .

Joseph P. Lucia & Associates, LLC sold out a holding in Prospect Capital Corp. The sale prices were between $6.24 and $6.83, with an estimated average price of $6.62.

Joseph P. Lucia & Associates, LLC sold out a holding in Navios Maritime Partners LP. The sale prices were between $11.81 and $15.3, with an estimated average price of $13.33.

Joseph P. Lucia & Associates, LLC sold out a holding in Dynex Capital Inc. The sale prices were between $16.47 and $18.6, with an estimated average price of $17.62.

Joseph P. Lucia & Associates, LLC sold out a holding in SPDR Bloomberg Barclays High Yield Bond. The sale prices were between $105.16 and $108.96, with an estimated average price of $106.88.

Joseph P. Lucia & Associates, LLC sold out a holding in Herzfeld Caribbean Basin Fund Inc. The sale prices were between $5.86 and $6.45, with an estimated average price of $6.14.

Joseph P. Lucia & Associates, LLC sold out a holding in BlackRock Energy & Resources. The sale prices were between $11.14 and $12.57, with an estimated average price of $11.84.