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Caterpillar Inc (CAT) Ownership Data

Short Interest History (%)

This is the historical short interest of Caterpillar Inc, as measured by the Short Percentage Of Float.

Date Short Interest (%)Short Interest (Shares in Mil)
September 29, 20172.4914.65
September 15, 20172.5715.14
August 31, 20172.8716.86
August 15, 20172.8716.86
July 31, 20172.9517.35
July 14, 20173.3819.90
June 30, 20173.3619.77
June 15, 20173.5420.83
May 31, 20173.822.37
May 15, 20173.5220.73
April 28, 20173.7221.90
April 13, 20173.9723.33
March 31, 20174.1424.11
March 15, 20174.5626.57
February 28, 20174.9328.75
February 15, 20174.8728.40
January 31, 20175.1229.84
January 13, 20175.8434.07
December 30, 20165.833.80
December 15, 20166.1535.84
November 30, 20166.6938.98
November 15, 20166.7739.47
October 31, 20167.3242.68
October 14, 20167.3142.63
September 30, 20167.1541.67
September 15, 20167.1541.70
August 31, 20167.141.40
August 15, 20166.7239.18
July 29, 20166.739.07
July 15, 20167.0140.88
June 30, 20166.9940.75
June 15, 20167.4343.32
May 31, 20167.3242.68
May 13, 20167.241.96
April 29, 20166.9840.72
April 15, 20167.242.00
March 31, 20166.9341.77
March 15, 20167.4544.88
February 29, 20167.1342.99
February 12, 20166.8941.54
January 29, 20167.1142.83
January 15, 20168.0248.34
December 31, 20157.9147.66
December 15, 20158.1549.11
November 30, 20157.6646.13
November 13, 20157.243.37
October 30, 20156.8741.40
October 15, 20156.4939.09
September 30, 20157.142.78
September 15, 20156.9241.68
August 31, 20156.639.76
August 14, 20156.6940.28
July 31, 20157.4544.90
July 15, 20154.8629.31
June 30, 20154.4126.55
June 15, 20154.4927.05
May 29, 20154.7728.76
May 15, 20155.231.35
April 30, 20155.1931.25
April 15, 20155.432.56
March 31, 20155.7832.20
March 13, 20155.530.61
February 27, 20154.7726.56
February 13, 20154.7326.33
January 30, 20154.4524.79
January 15, 20154.4624.82
December 31, 20144.2123.43
December 15, 20144.424.49
November 28, 20143.620.06
November 14, 20143.4819.40
October 31, 20143.2217.91
October 15, 20143.9321.89
September 30, 20143.9922.23
September 15, 20144.1723.22
August 29, 20145.0127.92
August 15, 20145.5230.72
July 31, 20146.7837.76
July 15, 20143.4519.20
June 30, 20143.5319.67
June 13, 20143.7220.75
May 30, 20143.318.36
May 15, 20143.1217.41
April 30, 20143.4119.00
April 15, 20144.3123.99
March 31, 20144.2624.94
March 14, 20145.9234.63
February 28, 20145.9634.89
February 14, 20146.538.02
January 31, 20146.4737.82
January 15, 20143.7622.00
December 31, 20133.7421.90
December 13, 20133.6921.61
November 29, 20133.6721.46
November 15, 20133.5620.82
October 31, 20133.6721.47
October 15, 20134.4425.99
September 30, 20134.2324.77
September 13, 20134.325.13
August 30, 20134.2524.85
August 15, 20135.2730.83
July 31, 20135.5732.60
July 15, 20134.1524.29
June 28, 20133.9122.86
June 14, 20133.6721.44
May 31, 20134.2224.69
May 15, 20134.4526.02
April 30, 20135.0529.56
April 15, 20132.8316.56
March 28, 20133.2618.83
March 15, 20133.3119.14
February 28, 2013317.35
February 15, 20133.2618.82
January 31, 20133.1318.11
January 15, 20133.3719.46
December 31, 20123.2318.69
December 14, 20123.2918.99
November 30, 20123.2318.69
November 15, 20123.319.05
October 31, 20123.1318.10
October 15, 20123.2618.85
September 28, 20123.4720.07
September 14, 20123.319.10
August 31, 20123.2919.02
August 15, 20123.5420.44
July 31, 20123.4419.90
July 13, 20123.5320.43
June 29, 20123.1418.15
June 15, 20122.8216.32
May 31, 20122.8716.59
May 15, 20122.1412.36
April 30, 20122.0211.70
March 30, 20122.1912.44
March 15, 20122.2712.89
February 29, 20122.2412.70
February 15, 20122.3713.43
January 31, 20122.6114.84
January 13, 20123.2418.40
December 30, 20112.7415.53
December 15, 20112.9216.60
November 30, 20112.7315.49
November 15, 20112.715.35
October 31, 20112.6815.19
October 14, 20113.0417.26
September 30, 20113.1617.92
September 15, 20113.0517.29
August 31, 20112.6815.20
August 15, 20112.3813.49
July 29, 20112.111.90
July 15, 20112.2812.94
June 30, 20112.111.93
June 15, 20112.1212.01
May 31, 20111.9811.24
May 13, 20112.1512.21
April 29, 20112.1312.10
April 15, 20112.2712.91
March 31, 20112.5913.97
March 15, 20112.3112.47
February 28, 20112.5313.68
February 15, 20112.6114.07
January 31, 20112.2111.95
January 14, 20112.7915.07
December 31, 20102.9315.79
December 15, 20103.116.72
November 30, 20103.0716.54
November 15, 20103.0316.34
October 29, 20103.1817.18
October 15, 20103.7220.07
September 30, 2010421.60
September 15, 2010421.60
August 31, 20103.7220.08
August 13, 20103.8420.73
July 30, 20104.1222.26
July 15, 20104.3223.32
June 30, 20104.1922.59
June 15, 20104.1722.49
May 28, 20103.9421.24
May 14, 20103.6619.73
April 30, 20103.7420.19
April 15, 20104.2923.13

Institutional Ownership History (%)

This the Institutional Ownership History of Caterpillar IncPeter Lynch prefers to buy companies with low institutional ownership.

Date Institutional Ownership (%)Institutional Ownership (Shares in Mil)
September 30, 201770.32415.71
June 30, 201767.82400.73
March 31, 201769.57409.81
December 31, 201669.81409.40
September 30, 201671.4417.80
June 30, 201670.42411.48
March 31, 201671.88419.80
December 31, 201571.33415.34
September 30, 201572.14392.55
June 30, 201567.34405.88
March 31, 201565.75396.92
December 31, 201468.58415.72
September 30, 201468.84416.80
June 30, 201470.72444.07
March 31, 201466.82417.06
December 31, 201365.73419.21
September 30, 201364.39409.86
June 30, 201364.03414.66
March 31, 201364.58424.62
December 31, 201264.12420.42
September 30, 201264.44421.54
June 30, 201265.5428.02
March 31, 201266.66434.84
December 31, 201166.75432.20
September 30, 201165.19421.54
June 30, 201166.45429.36
March 31, 201167.99438.19
December 31, 201069.12441.67
September 30, 201067.27426.94
June 30, 201067.45425.21
March 31, 201067.76422.01
December 31, 200974.11468.04
September 30, 200970.68440.01
June 30, 200963.61394.75
March 31, 200968.89411.99
December 31, 200870.32424.12
September 30, 200870.32424.94
June 30, 200873.32445.65
March 31, 200873.62461.29
December 31, 200768.69429.03
September 30, 200764.54414.24
June 30, 200768.15440.41
March 31, 200774.95483.44
December 31, 200666.71433.79
September 30, 200670.46465.48
June 30, 200670.91469.72
March 31, 200672.5497.54
December 31, 200571.96488.22
September 30, 200572.2497.98
June 30, 200573.05253.11
March 31, 200577.25252.20
December 31, 200475.33264.35
September 30, 200474.49262.49
June 30, 200473.66255.46
March 31, 200483.37256.14
September 30, 200375.76275.15
June 30, 200392.16242.90
December 31, 200274.18234.81
September 30, 200267.36231.71
June 30, 200266.13228.23
March 31, 200266.89229.23
December 31, 200168.01234.43
September 30, 200166.83231.44
June 30, 200166.79228.30
March 31, 200164.76223.45
December 31, 200064.07218.11
September 30, 200060.81212.57
June 30, 200060.11206.76
March 31, 200060.14209.12

Insider ownership (%)

This is the historical insider ownership of Caterpillar Inc. It is usually better to buy companies with large insider ownership. The company insiders' interest are more aligned with external shareholders in this case.

Date Insider Ownership (%)Insider Ownership (Shares in Mil)
June 30, 20170.653.85
May 31, 20170.653.85
April 30, 20170.663.85
March 31, 20170.663.85
February 28, 20170.653.80
January 31, 20170.653.78
December 31, 20160.653.78
November 30, 20160.643.76
October 31, 20160.643.76
September 30, 20160.653.79
August 31, 20160.653.80
July 31, 20160.653.80
June 30, 20160.653.80
May 31, 20160.653.80
April 30, 20160.653.76
March 31, 20160.643.75
February 29, 20160.643.75
January 31, 20160.643.72
December 31, 20150.643.75
November 30, 20150.643.71
October 31, 20150.643.71
September 30, 20150.623.72
August 31, 20150.623.72
July 31, 20150.623.72
June 30, 20150.623.72
May 31, 20150.623.72
April 30, 20150.623.72
March 31, 20150.623.77
February 28, 20150.623.77
January 31, 20150.623.75
December 31, 20140.573.47
November 30, 20140.623.73
October 31, 20140.613.70
September 30, 20140.593.69
August 31, 20140.593.68
July 31, 20140.593.68
June 30, 20140.573.58
May 31, 20140.573.58
March 31, 20140.553.57
February 28, 20140.553.53
January 31, 20140.543.52
December 31, 20130.543.47
November 30, 20130.543.47
October 31, 20130.543.47
September 30, 20130.543.46
August 31, 20130.543.46
July 31, 20130.543.46
June 30, 20130.543.46
May 31, 20130.543.46
April 30, 20130.533.45
March 31, 20130.533.44
January 31, 20130.533.40
November 30, 20120.523.35
October 31, 20120.523.35
September 30, 20120.523.35
August 31, 20120.523.35
July 31, 20120.523.35
June 30, 20120.523.35
May 31, 20120.523.35
April 30, 20120.523.35
March 31, 20120.513.31
February 29, 20120.513.31
January 31, 20120.513.28
December 31, 20110.53.24
November 30, 20110.53.25
October 31, 20110.53.25
September 30, 20110.53.24
August 31, 20110.53.24
July 31, 20110.53.24
June 30, 20110.53.25
May 31, 20110.513.29
April 30, 20110.523.29
March 31, 20110.513.27
February 28, 20110.53.22
January 31, 20110.53.17
December 31, 20100.493.12
November 30, 20100.493.11
October 31, 20100.493.12
September 30, 20100.53.12
August 31, 20100.493.08
July 31, 20100.493.08
June 30, 20100.493.07
May 31, 20100.483.03
April 30, 20100.483.03
March 31, 20100.483.02
February 28, 20100.563.48
January 31, 20100.563.49
December 31, 20090.563.49
November 30, 20090.563.49
October 31, 20090.563.48
September 30, 20090.563.48
August 31, 20090.563.47
July 31, 20090.553.42
June 30, 20090.553.42
May 31, 20090.573.45
April 30, 20090.573.43
March 31, 20090.563.38
February 28, 20090.563.38
January 31, 20090.563.36
December 31, 20080.563.36
November 30, 20080.553.34
October 31, 20080.563.37
September 30, 20080.553.37
August 31, 20080.553.37
July 31, 20080.553.37
June 30, 20080.553.37
May 31, 20080.553.37
April 30, 20080.271.64
March 31, 20080.261.65
February 29, 20080.261.64
January 31, 20080.261.63
December 31, 20070.261.63
November 30, 20070.261.65
October 31, 20070.261.65
September 30, 20070.251.57
August 31, 20070.241.56
July 31, 20070.241.54
June 30, 20070.332.14
May 31, 20070.352.24
April 30, 20070.382.45
March 31, 20070.382.46
February 28, 20070.382.42
January 31, 20070.372.41
December 31, 20060.372.40
November 30, 20060.372.40
October 31, 20060.382.46
September 30, 20060.382.46
June 30, 20060.422.78
May 31, 20060.392.62
April 30, 20060.392.62
March 31, 20060.392.62
February 28, 20060.412.77
January 31, 20060.412.76
December 31, 20050.42.73
November 30, 20050.422.87
October 31, 20050.422.84
September 30, 20050.422.83
August 31, 20050.382.57
July 31, 20050.382.54
June 30, 20050.385.21
May 31, 20050.432.95
April 30, 20050.432.93
March 31, 20050.432.93
February 28, 20050.432.91
January 31, 20050.422.91
December 31, 20040.442.97
November 30, 20040.432.96
October 31, 20040.432.95
September 30, 20040.422.85
August 31, 20040.422.90
July 31, 20040.422.89
June 30, 20040.422.89
May 31, 20040.422.88
April 30, 20040.412.81
March 31, 20040.412.76
February 29, 20040.42.75

Top Direct Holders

HolderPositionShares% of Shares
Outstanding
Report Date
Peter A. MagowanN/A315,608less than 0.1%2014-03-27
Mr. Juan GallardoN/A273,050less than 0.1%2017-03-06
James W OwensN/A257,945less than 0.1%2010-09-13
Stuart L. LevenickN/A255,968less than 0.1%2014-07-18
Gerald L ShaheenN/A216,616less than 0.1%2006-03-01
Mr. Douglas R. OberhelmanN/A209,523less than 0.1%2017-01-20
Mr. Steven H. WunningN/A136,136less than 0.1%2014-09-09
Richard L. ThompsonN/A132,439less than 0.1%2004-01-20
Gerard R. VittecoqN/A128,883less than 0.1%2013-03-01
Gary A. StroupN/A85,592less than 0.1%2006-01-26

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HolderSharesReport Date% of Shares
Outstanding
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Market Value($1000)
STATE STREET CORP   Premium Plus50,884,8862017-06-300.490.095,468,090
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STATE FARM MUTUAL AUTOMOBILE INSURANCE CO   Premium Plus21,017,7332017-06-303.110.042,258,566
WELLINGTON MANAGEMENT GROUP LLP   Premium Plus15,219,6062017-06-300.390.031,635,498
Bill Gates Premium11,260,8572017-06-305.240.021,210,092
PRIMECAP Management Premium9,744,1832017-06-300.900.021,047,110
Bank of New York Mellon Corp   Premium Plus7,780,4512017-06-300.240.01836,086
Invesco Ltd.   Premium Plus7,704,5192017-06-300.310.01827,929
NORTHERN TRUST CORP   Premium Plus7,189,7072017-06-300.220.01772,605
HARRIS ASSOCIATES L P   Premium Plus6,767,4482017-06-301.310.01727,230
MORGAN STANLEY   Premium Plus5,857,4912017-06-300.200.01629,445
GEODE CAPITAL MANAGEMENT, LLC   Premium Plus5,505,9572017-06-300.230.01590,590
FRANKLIN RESOURCES INC   Premium Plus5,393,1482017-06-300.290.01579,544
AMERICAN INTERNATIONAL GROUP INC   Premium Plus5,278,0812017-06-302.050.01567,183
SUSQUEHANNA INTERNATIONAL GROUP, LLP   Premium Plus3,865,4002017-06-300.190.01415,376
BANK OF AMERICA CORP /DE/   Premium Plus3,605,3342017-06-300.080.01387,431
Fairholme Focused Income Fund Premium3,350,0002017-06-302.13N/A359,991
Chou RRSP Fund Premium3,350,0002017-06-302.13N/A359,991
Matthews Japan Fund Premium3,350,0002017-06-302.13N/A359,991
Meryl Witmer Premium3,350,0002017-06-302.13N/A359,991
David Carlson Premium3,350,0002017-06-302.13N/A359,991
FPA Capital Fund Premium3,350,0002017-06-302.13N/A359,991
Leith Wheeler Canadian Equity Premium3,350,0002017-06-302.13N/A359,991
Invesco European Growth Fund Premium3,350,0002017-06-302.13N/A359,991
Causeway International Value Premium3,350,0002017-06-302.13N/A359,991
Signature Select Canadian Fund Premium3,350,0002017-06-302.13N/A359,991
Wintergreen Fund Premium3,350,0002017-06-302.13N/A359,991
Charles de Vaulx Premium3,350,0002017-06-302.13N/A359,991
David Nadel Premium3,350,0002017-06-302.13N/A359,991
Yacktman Focused Fund Premium3,350,0002017-06-302.13N/A359,991
David Herro Premium3,350,0002017-06-302.13N/A359,991
Hennessy Japan Small Cap Fund Premium3,350,0002017-06-302.13N/A359,991
Value Partners Premium3,350,0002017-06-302.13N/A359,991
Jerome Dodson Premium3,350,0002017-06-302.13N/A359,991
David Williams Premium3,350,0002017-06-302.13N/A359,991
Mawer Canadian Equity Fund Premium3,350,0002017-06-302.13N/A359,991
Oakmark Intl Small Cap Premium3,350,0002017-06-302.13N/A359,991
Wasatch International Growth Premium3,350,0002017-06-302.13N/A359,991
Spiros Segalas Premium3,350,0002017-06-302.13N/A359,991
Steven Romick Premium3,350,0002017-06-302.13N/A359,991
CI Can Am Small Cap Premium3,350,0002017-06-302.13N/A359,991
IVA International Fund Premium3,350,0002017-06-302.13N/A359,991
Bestinfond Premium3,350,0002017-06-302.13N/A359,991
Eaton Vance Worldwide Health Sciences Fund Premium3,350,0002017-06-302.13N/A359,991
Vanguard Health Care Fund Premium3,350,0002017-06-302.13N/A359,991
Yacktman Fund Premium3,350,0002017-06-302.13N/A359,991
Tweedy Browne Global Value Premium3,350,0002017-06-302.13N/A359,991
Hennessy Japan Fund Premium3,350,0002017-06-302.13N/A359,991
Matthews China Fund Premium3,350,0002017-06-302.13N/A359,991
Francisco García Paramés Premium3,350,0002017-06-302.13N/A359,991
Mawer New Canada Fund Premium3,350,0002017-06-302.13N/A359,991
Bernard Horn Premium3,350,0002017-06-302.13N/A359,991
MS Global Franchise Fund Premium3,350,0002017-06-302.13N/A359,991
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GOLDMAN SACHS GROUP INC   Premium Plus3,320,5032017-06-300.090.01356,822

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