Robert M Ettinger - Net Worth and Insider Trading

Robert M Ettinger Net Worth

The estimated net worth of Robert M Ettinger is at least $2 Million dollars as of 2024-04-29. Robert M Ettinger is the Affiliate of the Adviser of Flaherty & Crumrine Preferred and Income Securities Fund Incorporated and owns about 61,665 shares of Flaherty & Crumrine Preferred and Income Securities Fund Incorporated (FFC) stock worth over $866,393. Robert M Ettinger is the Aff. Person of Investment Adv. of Flaherty & Crumrine Pref&Inc Allocation and owns about 38,594 shares of Flaherty & Crumrine Pref&Inc Allocation (DFP) stock worth over $698,289. Robert M Ettinger is also the President of Flaherty & Crumrine Total Return Fund Inc and owns about 28,300 shares of Flaherty & Crumrine Total Return Fund Inc (FLC) stock worth over $416,859. Details can be seen in Robert M Ettinger's Latest Holdings Summary section.

Disclaimer: The insider information is derived from SEC filings. The estimated net worth is based on the assumption that Robert M Ettinger has not made any transactions after 2015-06-29 and currently still holds the listed stock(s).

Transaction Summary of Robert M Ettinger

Robert M Ettinger Insider Ownership Reports

Based on ownership reports from SEC filings, as the reporting owner, Robert M Ettinger owns 5 companies in total, including Flaherty & Crumrine Prefd Inc Fund Inc (PFD) , Flaherty & Crumrine Prfd Income Oppo (PFO) , and Flaherty & Crumrine Preferred and Income Securities Fund Incorporated (FFC) among others .

Click here to see the complete history of Robert M Ettinger’s form 4 insider trades.

Insider Ownership Summary of Robert M Ettinger

Ticker	Comapny	Transaction Date	Type of Owner
PFD	Flaherty & Crumrine Prefd Inc Fund Inc	2012-11-30	President
PFO	Flaherty & Crumrine Prfd Income Oppo	2012-11-30	President
FFC	Flaherty & Crumrine Preferred and Income Securities Fund Incorporated	2015-06-29	President
FLC	Flaherty & Crumrine Total Return Fund Inc	2012-11-30	President
DFP	Flaherty & Crumrine Pref&Inc Allocation	2015-06-22	President

Robert M Ettinger Latest Holdings Summary

Robert M Ettinger currently owns a total of 3 stocks. Among these stocks, Robert M Ettinger owns 61,665 shares of Flaherty & Crumrine Preferred and Income Securities Fund Incorporated (FFC) as of June 29, 2015, with a value of $866,393 and a weighting of 43.72%. Robert M Ettinger owns 38,594 shares of Flaherty & Crumrine Pref&Inc Allocation (DFP) as of June 22, 2015, with a value of $698,289 and a weighting of 35.24%. Robert M Ettinger also owns 28,300 shares of Flaherty & Crumrine Total Return Fund Inc (FLC) as of August 8, 2011, with a value of $416,859 and a weighting of 21.04%.

Latest Holdings of Robert M Ettinger

Ticker	Comapny	Latest Transaction Date	Shares Owned	Current Price ($)	Current Value ($)
FFC	Flaherty & Crumrine Preferred and Income Securities Fund Incorporated	2015-06-29	61,665	14.05	866,393
DFP	Flaherty & Crumrine Pref&Inc Allocation	2015-06-22	38,594	18.09	698,289
FLC	Flaherty & Crumrine Total Return Fund Inc	2011-08-08	28,300	14.73	416,859

Holding Weightings of Robert M Ettinger

Robert M Ettinger Form 4 Trading Tracker

According to the SEC Form 4 filings, Robert M Ettinger has made a total of 0 transactions in Flaherty & Crumrine Preferred and Income Securities Fund Incorporated (FFC) over the past 5 years. The most-recent trade in Flaherty & Crumrine Preferred and Income Securities Fund Incorporated is the acquisition of 15,000 shares on June 29, 2015, which cost Robert M Ettinger around $275,250.

According to the SEC Form 4 filings, Robert M Ettinger has made a total of 0 transactions in Flaherty & Crumrine Pref&Inc Allocation (DFP) over the past 5 years. The most-recent trade in Flaherty & Crumrine Pref&Inc Allocation is the acquisition of 13,658 shares on June 22, 2015, which cost Robert M Ettinger around $298,837.

According to the SEC Form 4 filings, Robert M Ettinger has made a total of 0 transactions in Flaherty & Crumrine Total Return Fund Inc (FLC) over the past 5 years. The most-recent trade in Flaherty & Crumrine Total Return Fund Inc is the acquisition of 18,400 shares on August 8, 2011, which cost Robert M Ettinger around $305,808.

Insider Trading History of Robert M Ettinger

No transactions are available. GuruFocus only tracks and displays the purchase and sale of non-derivative security in open market or private transactions from SEC filings with the transaction code of P or S.

Total 0

Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as conversion of derivative security or exercise of options are not included. Insiders are limited to only officers and/or directors of the company.

Robert M Ettinger Trading Performance

Please note GuruFocus will not track the insiders’ transaction performance if he/she does not have buying transactions.

Robert M Ettinger Ownership Network

Ownership Network List of Robert M Ettinger

No Data

Ownership Network Relation of Robert M Ettinger

Robert M Ettinger Owned Company Details

What does Flaherty & Crumrine Prefd Inc Fund Inc do?

Who are the key executives at Flaherty & Crumrine Prefd Inc Fund Inc?

Robert M Ettinger is the President of Flaherty & Crumrine Prefd Inc Fund Inc. Other key executives at Flaherty & Crumrine Prefd Inc Fund Inc include VP & Asst. Compliance Officer Chad Conwell , director & Chairman of the Board Donald F Crumrine , and CFO & VP & Secretary & Treasurer Robert E Chadwick .

Flaherty & Crumrine Prefd Inc Fund Inc (PFD) Insider Trades Summary

In summary, during the past 3 months, insiders sold 0 shares of Flaherty & Crumrine Prefd Inc Fund Inc (PFD) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 0 shares of Flaherty & Crumrine Prefd Inc Fund Inc (PFD) were sold and 0 shares were bought by its insiders, resulting in a net sale of 0 shares.

Flaherty & Crumrine Prefd Inc Fund Inc (PFD)'s detailed insider trading history can be found in Insider Trading Tracker table.

Flaherty & Crumrine Prefd Inc Fund Inc Insider Transactions

No Available Data

What does Flaherty & Crumrine Prfd Income Oppo do?

Who are the key executives at Flaherty & Crumrine Prfd Income Oppo?

Robert M Ettinger is the President of Flaherty & Crumrine Prfd Income Oppo. Other key executives at Flaherty & Crumrine Prfd Income Oppo include VP & Asst. Compliance Officer Chad Conwell , 10 percent owner Bank Of America Corp /de/ , and 10 percent owner Merrill Lynch, Pierce, Fenner & Smith Inc. .

Flaherty & Crumrine Prfd Income Oppo (PFO) Insider Trades Summary

In summary, during the past 3 months, insiders sold 0 shares of Flaherty & Crumrine Prfd Income Oppo (PFO) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 0 shares of Flaherty & Crumrine Prfd Income Oppo (PFO) were sold and 0 shares were bought by its insiders, resulting in a net sale of 0 shares.

Flaherty & Crumrine Prfd Income Oppo (PFO)'s detailed insider trading history can be found in Insider Trading Tracker table.

Flaherty & Crumrine Prfd Income Oppo Insider Transactions

No Available Data

What does Flaherty & Crumrine Preferred and Income Securities Fund Incorporated do?

Who are the key executives at Flaherty & Crumrine Preferred and Income Securities Fund Incorporated?

Robert M Ettinger is the President of Flaherty & Crumrine Preferred and Income Securities Fund Incorporated. Other key executives at Flaherty & Crumrine Preferred and Income Securities Fund Incorporated include VP & Asst. Compliance Officer Chad Conwell , 10 percent owner Bank Of America Corp /de/ , and 10 percent owner Bank Of America Na .

Flaherty & Crumrine Preferred and Income Securities Fund Incorporated (FFC) Insider Trades Summary

In summary, during the past 3 months, insiders sold 0 shares of Flaherty & Crumrine Preferred and Income Securities Fund Incorporated (FFC) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 0 shares of Flaherty & Crumrine Preferred and Income Securities Fund Incorporated (FFC) were sold and 0 shares were bought by its insiders, resulting in a net sale of 0 shares.

Flaherty & Crumrine Preferred and Income Securities Fund Incorporated (FFC)'s detailed insider trading history can be found in Insider Trading Tracker table.

Flaherty & Crumrine Preferred and Income Securities Fund Incorporated Insider Transactions

No Available Data

What does Flaherty & Crumrine Total Return Fund Inc do?

Who are the key executives at Flaherty & Crumrine Total Return Fund Inc?

Robert M Ettinger is the President of Flaherty & Crumrine Total Return Fund Inc. Other key executives at Flaherty & Crumrine Total Return Fund Inc include Vice President & Asst Treasurer Bradford S Stone , VP & Asst. Compliance Officer Chad Conwell , and 10 percent owner Bank Of America Corp /de/ .

Flaherty & Crumrine Total Return Fund Inc (FLC) Insider Trades Summary

In summary, during the past 3 months, insiders sold 0 shares of Flaherty & Crumrine Total Return Fund Inc (FLC) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 0 shares of Flaherty & Crumrine Total Return Fund Inc (FLC) were sold and 0 shares were bought by its insiders, resulting in a net sale of 0 shares.

Flaherty & Crumrine Total Return Fund Inc (FLC)'s detailed insider trading history can be found in Insider Trading Tracker table.

Flaherty & Crumrine Total Return Fund Inc Insider Transactions

No Available Data

What does Flaherty & Crumrine Pref&Inc Allocation do?

Who are the key executives at Flaherty & Crumrine Pref&Inc Allocation?

Robert M Ettinger is the President of Flaherty & Crumrine Pref&Inc Allocation. Other key executives at Flaherty & Crumrine Pref&Inc Allocation include CFO and Treasurer & other: Affiliate of Inv. Adviser Bradford S Stone , CFO & VP & Treasurer Robert E Chadwick , and CCO & VP and Secretary Chad Conwell .

Flaherty & Crumrine Pref&Inc Allocation (DFP) Insider Trades Summary

In summary, during the past 3 months, insiders sold 0 shares of Flaherty & Crumrine Pref&Inc Allocation (DFP) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 0 shares of Flaherty & Crumrine Pref&Inc Allocation (DFP) were sold and 0 shares were bought by its insiders, resulting in a net sale of 0 shares.

Flaherty & Crumrine Pref&Inc Allocation (DFP)'s detailed insider trading history can be found in Insider Trading Tracker table.

Flaherty & Crumrine Pref&Inc Allocation Insider Transactions

No Available Data

Robert M Ettinger Mailing Address

Above is the net worth, insider trading, and ownership report for Robert M Ettinger. You might contact Robert M Ettinger via mailing address: 301 E Colorado Blvd Ste 720, Pasadena Ca 91101.

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