Occidental Asset Management, LLC Buys Vanguard Dividend Appreciation FTF, SPDR Portfolio Developed World ex-US ETF, Technology Select Sector SPDR ETF, Sells iShares Core S&P Small-Cap ETF, , Proofpoint Inc

• New Purchases: XLK, EWJ, MINT, AFRM, VUG, COP, RMD, BND, VTV, PEP, VBK,
• Added Positions: VIG, SPDW, SPIB, BOND, SPY, AAPL, SPSB, FMB, MUNI, HYD, IVE, IGHG, SUB, MUB, HYHG, CRM, GOOG, HD, GDX, STZ, CMI, AGG, HYG, IWP, MSFT, MOS, RS, SPYV, VWO, VEA, VZ, MMM, A, ABC, AMAT, AVT, BR, CE, CTXS, CWEN, CMCSA, EBAY, EMR, FDX, HSY, HPQ, HUBB, QQQ, IWS, JPM, KNX, LYFT, MS, NTAP, NKE, NVDA, PEG, QCOM, DGX, JNK, TGT, SHYD, VEU, VIGI, V, WMT, WFC, EWBC, EA, FAF, GVA, ITW, MMC, NEM, POWI, SCCO, UNH, HRB, CBOE, PAVE, PBW, IYH, IJS, IWO, IYJ, LEG, NUV, PKI, SEE, XLV, GLD, SLYV, MDYV, MDYG, SNX, BSV, VCSH, WHR, BA, CVX, EDOC, RXI, LLY, PFE, SLYG, XBI,
• Reduced Positions: IJR, SPEM, IYW, CWB, RYH, EMB, DGRO, TSLA, SPYG, PFF, XLC, MTUM, EEM, RYF, IWM, LQD, IYF, TLT, EFA, IJH, XHB, RHS, FEUZ, AOM, IWD,
• Sold Out: WORK, PFPT, GKOS, BUD, SHOP, MKC, MTNB,

For the details of Occidental Asset Management, LLC's stock buys and sells, go to https://www.gurufocus.com/guru/occidental+asset+management%2C+llc/current-portfolio/portfolio

1. SPDR SERIES TRUST (SPSB) - 722,705 shares, 5.92% of the total portfolio. Shares added by 2.29%
2. SPDR SERIES TRUST (SPIB) - 572,789 shares, 5.48% of the total portfolio. Shares added by 4.51%
3. PIMCO Active Bond ETF (BOND) - 165,010 shares, 4.78% of the total portfolio. Shares added by 4.76%
4. iShares Russell 1000 Growth ETF (IWF) - 60,212 shares, 4.32% of the total portfolio. Shares added by 0.93%
5. Apple Inc (AAPL) - 81,615 shares, 3.03% of the total portfolio. Shares added by 4.72%

Occidental Asset Management, LLC initiated holding in Technology Select Sector SPDR ETF. The purchase prices were between $147.65 and $159.42, with an estimated average price of $154.06. The stock is now traded at around $163.660000. The impact to a portfolio due to this purchase was 0.12%. The holding were 2,938 shares as of 2021-09-30.

Occidental Asset Management, LLC initiated holding in iShares MSCI Japan ETF. The purchase prices were between $66.26 and $74.12, with an estimated average price of $69.25. The stock is now traded at around $69.770000. The impact to a portfolio due to this purchase was 0.11%. The holding were 5,903 shares as of 2021-09-30.

Occidental Asset Management, LLC initiated holding in PIMCO Enhanced Short Maturity Active Exchange-Trad. The purchase prices were between $101.83 and $101.94, with an estimated average price of $101.9. The stock is now traded at around $101.760000. The impact to a portfolio due to this purchase was 0.09%. The holding were 3,453 shares as of 2021-09-30.

Occidental Asset Management, LLC initiated holding in Affirm Holdings Inc. The purchase prices were between $55.86 and $128.37, with an estimated average price of $79.94. The stock is now traded at around $161.000000. The impact to a portfolio due to this purchase was 0.08%. The holding were 2,649 shares as of 2021-09-30.

Occidental Asset Management, LLC initiated holding in Vanguard Growth ETF. The purchase prices were between $286.19 and $308.66, with an estimated average price of $298.29. The stock is now traded at around $317.450000. The impact to a portfolio due to this purchase was 0.07%. The holding were 862 shares as of 2021-09-30.

Occidental Asset Management, LLC initiated holding in ResMed Inc. The purchase prices were between $247.68 and $297.36, with an estimated average price of $273.44. The stock is now traded at around $268.120000. The impact to a portfolio due to this purchase was 0.06%. The holding were 800 shares as of 2021-09-30.

Occidental Asset Management, LLC added to a holding in Vanguard Dividend Appreciation FTF by 37.25%. The purchase prices were between $153.6 and $162.44, with an estimated average price of $158.75. The stock is now traded at around $165.800000. The impact to a portfolio due to this purchase was 0.28%. The holding were 25,467 shares as of 2021-09-30.

Occidental Asset Management, LLC added to a holding in SPDR Portfolio Developed World ex-US ETF by 29.10%. The purchase prices were between $35.68 and $38.17, with an estimated average price of $37.13. The stock is now traded at around $37.900000. The impact to a portfolio due to this purchase was 0.26%. The holding were 121,216 shares as of 2021-09-30.

Occidental Asset Management, LLC added to a holding in First Trust Managed Municipal ETF by 23.88%. The purchase prices were between $56.69 and $57.45, with an estimated average price of $57.18. The stock is now traded at around $56.570000. The impact to a portfolio due to this purchase was 0.1%. The holding were 33,352 shares as of 2021-09-30.

Occidental Asset Management, LLC added to a holding in PIMCO ETF TRUST by 21.06%. The purchase prices were between $56.3 and $56.88, with an estimated average price of $56.68. The stock is now traded at around $56.090000. The impact to a portfolio due to this purchase was 0.09%. The holding were 35,478 shares as of 2021-09-30.

Occidental Asset Management, LLC added to a holding in VanEck High Yield Muni ETF by 41.97%. The purchase prices were between $62.26 and $63.4, with an estimated average price of $63.08. The stock is now traded at around $61.975000. The impact to a portfolio due to this purchase was 0.08%. The holding were 15,953 shares as of 2021-09-30.

Occidental Asset Management, LLC added to a holding in ISHARES TRUST by 36.67%. The purchase prices were between $107.5 and $107.9, with an estimated average price of $107.75. The stock is now traded at around $107.320000. The impact to a portfolio due to this purchase was 0.06%. The holding were 7,782 shares as of 2021-09-30.

Occidental Asset Management, LLC sold out a holding in . The sale prices were between $43.97 and $45.2, with an estimated average price of $44.55.

Occidental Asset Management, LLC sold out a holding in Proofpoint Inc. The sale prices were between $173.36 and $175.94, with an estimated average price of $174.61.

Occidental Asset Management, LLC sold out a holding in Glaukos Corp. The sale prices were between $47.43 and $84.23, with an estimated average price of $55.92.

Occidental Asset Management, LLC sold out a holding in Shopify Inc. The sale prices were between $1346.55 and $1643.32, with an estimated average price of $1498.75.

Occidental Asset Management, LLC sold out a holding in Anheuser-Busch InBev SA/NV. The sale prices were between $56.38 and $72.1, with an estimated average price of $62.84.

Occidental Asset Management, LLC sold out a holding in McCormick & Co Inc. The sale prices were between $81.03 and $88.61, with an estimated average price of $85.93.