Rivernorth Capital Management, Llc - Net Worth and Insider Trading

Rivernorth Capital Management, Llc Net Worth

The estimated net worth of Rivernorth Capital Management, Llc is at least $6 Million dollars as of 2024-05-03. Rivernorth Capital Management, Llc is the Adviser of RiverNorth Flexible Municipal Income Fund Inc. and owns about 248,780 shares of RiverNorth Flexible Municipal Income Fund Inc. (RFM) stock worth over $4 Million. Rivernorth Capital Management, Llc is the Advisor of RiverNorth Flexible Municipal Income Fund Inc and owns about 73,552 shares of RiverNorth Flexible Municipal Income Fund Inc (RFM) stock worth over $1 Million. Rivernorth Capital Management, Llc is also the Subadviser of Rivernorth Opportunities Fund Inc and owns about 12,572 shares of Rivernorth Opportunities Fund Inc (RIV) stock worth over $151,115. Besides these, Rivernorth Capital Management, Llc also holds RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) , Alliance California Municipal Income Fund Inc (AKP) . Details can be seen in Rivernorth Capital Management, Llc's Latest Holdings Summary section.

Disclaimer: The insider information is derived from SEC filings. The estimated net worth is based on the assumption that Rivernorth Capital Management, Llc has not made any transactions after 2022-02-03 and currently still holds the listed stock(s).

Transaction Summary of Rivernorth Capital Management, Llc

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Rivernorth Capital Management, Llc Insider Ownership Reports

Based on ownership reports from SEC filings, as the reporting owner, Rivernorth Capital Management, Llc owns 13 companies in total, including Rivernorth Opportunities Fund Inc (RIV) , RiverNorth Managed Duration Muni Inc Fd (RMM) , and RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) among others .

Click here to see the complete history of Rivernorth Capital Management, Llc’s form 4 insider trades.

Insider Ownership Summary of Rivernorth Capital Management, Llc

Ticker Comapny Transaction Date Type of Owner
RIV Rivernorth Opportunities Fund Inc 2021-05-10 other: Investment Sub Adviser
RMM RiverNorth Managed Duration Muni Inc Fd 2019-06-18 other: Investment Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. 2018-10-26 other: Investment Adviser
2016-08-19 other: Investment Adviser
2016-08-10 10 percent owner
2016-09-27 other: Investment Adviser
2016-04-13 10 percent owner
2015-05-05 10 percent owner
2014-11-07 10 percent owner
2016-08-19 other: Investment Adviser
2022-02-03 other: Investment Adviser
2021-01-07 other: Investment Adviser
2022-02-10 other: Investment Adviser

Rivernorth Capital Management, Llc Latest Holdings Summary

Rivernorth Capital Management, Llc currently owns a total of 5 stocks. Among these stocks, Rivernorth Capital Management, Llc owns 248,780 shares of RiverNorth Flexible Municipal Income Fund Inc. (RFM) as of February 10, 2021, with a value of $4 Million and a weighting of 75.29%. Rivernorth Capital Management, Llc owns 73,552 shares of RiverNorth Flexible Municipal Income Fund Inc (RFM) as of February 3, 2022, with a value of $1 Million and a weighting of 20.53%. Rivernorth Capital Management, Llc also owns 12,572 shares of Rivernorth Opportunities Fund Inc (RIV) as of May 10, 2021, with a value of $151,115 and a weighting of 2.65%. The other 2 stocks RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) , Alliance California Municipal Income Fund Inc (AKP) have a combined weighting of 1.53% among all his current holdings.

Latest Holdings of Rivernorth Capital Management, Llc

Ticker Comapny Latest Transaction Date Shares Owned Current Price ($) Current Value ($)
RFM RiverNorth Flexible Municipal Income Fund Inc. 2021-02-10 248,780 17.27 4,296,431
RFM RiverNorth Flexible Municipal Income Fund Inc 2022-02-03 73,552 15.93 1,171,683
RIV Rivernorth Opportunities Fund Inc 2021-05-10 12,572 12.02 151,115
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. 2018-10-26 5,010 15.54 77,855
AKP Alliance California Municipal Income Fund Inc 2014-11-07 618 14.83 9,165

Holding Weightings of Rivernorth Capital Management, Llc


Rivernorth Capital Management, Llc Form 4 Trading Tracker

According to the SEC Form 4 filings, Rivernorth Capital Management, Llc has made a total of 6 transactions in RiverNorth Flexible Municipal Income Fund Inc. (RFM) over the past 5 years, including 0 buys and 6 sells. The most-recent trade in RiverNorth Flexible Municipal Income Fund Inc. is the sale of 7,324 shares on February 10, 2021, which brought Rivernorth Capital Management, Llc around $168,306.

According to the SEC Form 4 filings, Rivernorth Capital Management, Llc has made a total of 58 transactions in RiverNorth Flexible Municipal Income Fund Inc (RFM) over the past 5 years, including 0 buys and 58 sells. The most-recent trade in RiverNorth Flexible Municipal Income Fund Inc is the sale of 2,200 shares on February 3, 2022, which brought Rivernorth Capital Management, Llc around $45,914.

According to the SEC Form 4 filings, Rivernorth Capital Management, Llc has made a total of 25 transactions in Rivernorth Opportunities Fund Inc (RIV) over the past 5 years, including 0 buys and 25 sells. The most-recent trade in Rivernorth Opportunities Fund Inc is the sale of 13,717 shares on May 10, 2021, which brought Rivernorth Capital Management, Llc around $247,866.

More details on Rivernorth Capital Management, Llc's insider transactions can be found in the Insider Trading History of Rivernorth Capital Management, Llc table.

Insider Trading History of Rivernorth Capital Management, Llc

No transactions are available. GuruFocus only tracks and displays the purchase and sale of non-derivative security in open market or private transactions from SEC filings with the transaction code of P or S.
Total 0
  • 1
Only the transactions in Open Market or Private Sale at the market prices are included. Other transactions such as conversion of derivative security or exercise of options are not included. Insiders are limited to only officers and/or directors of the company.

Rivernorth Capital Management, Llc Trading Performance

GuruFocus tracks the stock performance after each of Rivernorth Capital Management, Llc's buying transactions within different timeframes. To be detailed, the average return of stocks after 3 months bought by Rivernorth Capital Management, Llc is 0.8%. GuruFocus also compares Rivernorth Capital Management, Llc's trading performance to market benchmark return within the same time period. The performance of stocks bought by Rivernorth Capital Management, Llc within 3 months outperforms 1 times out of 1 transactions in total compared to the return of S&P 500 within the same period.

You can select different timeframes to see how Rivernorth Capital Management, Llc's insider trading performs compared to the benchmark.

Please note GuruFocus will not track the insiders’ transaction performance if he/she does not have buying transactions.

Performance of Rivernorth Capital Management, Llc

Average Return

Average return per transaction

Outperforming Transactions

1 out of 1 outperforming transactions.
Each transaction is measured over a period and compared to .
1 Month 3 Months 6 Months 1 Year 2 Years 3 Years
Return(%) -4.23
Relative Return to S&P 500(%) 2.37

Rivernorth Capital Management, Llc Ownership Network

Ownership Network List of Rivernorth Capital Management, Llc

No Data

Ownership Network Relation of Rivernorth Capital Management, Llc


Rivernorth Capital Management, Llc Owned Company Details

What does Rivernorth Opportunities Fund Inc do?

Who are the key executives at Rivernorth Opportunities Fund Inc?

Rivernorth Capital Management, Llc is the other: Investment Sub Adviser of Rivernorth Opportunities Fund Inc. Other key executives at Rivernorth Opportunities Fund Inc include other: Portfolio Manager Stephen Andrew O'neill , Treasurer Erich Rettinger , and Treasurer Robert Douglas Mcclure .

Rivernorth Opportunities Fund Inc (RIV) Insider Trades Summary

Over the past 18 months, Rivernorth Capital Management, Llc made no insider transaction in Rivernorth Opportunities Fund Inc (RIV). Other recent insider transactions involving Rivernorth Opportunities Fund Inc (RIV) include a net purchase of 4,000 shares made by Jerry Raio , a net purchase of 41,899 shares made by Patrick W. Galley , and a net purchase of 2,773 shares made by John Wayne Hutchens .

In summary, during the past 3 months, insiders sold 0 shares of Rivernorth Opportunities Fund Inc (RIV) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 0 shares of Rivernorth Opportunities Fund Inc (RIV) were sold and 48,672 shares were bought by its insiders, resulting in a net purchase of 48,672 shares.

Rivernorth Opportunities Fund Inc (RIV)'s detailed insider trading history can be found in Insider Trading Tracker table.

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Rivernorth Opportunities Fund Inc Insider Transactions

No Available Data

Rivernorth Capital Management, Llc Mailing Address

Above is the net worth, insider trading, and ownership report for Rivernorth Capital Management, Llc. You might contact Rivernorth Capital Management, Llc via mailing address: 360 S. Rosemary Ave, Suite 1420, West Palm Beach Fl 33401.

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