Robert M Ettinger - Net Worth and Insider Trading
Robert M Ettinger Net Worth
The estimated net worth of Robert M Ettinger is at least $2 Million dollars as of 2026-09-10. Robert M Ettinger is the Affiliate of the Adviser of Flaherty & Crumrine Preferred and Income Securities Fund Incorporated and owns about 61,665 shares of Flaherty & Crumrine Preferred and Income Securities Fund Incorporated (FFC) stock worth over $969,374. Robert M Ettinger is the Aff. Person of Investment Adv. of Flaherty & Crumrine Dynamic Preferred and Income Fund Inc and owns about 38,594 shares of Flaherty & Crumrine Dynamic Preferred and Income Fund Inc (DFP) stock worth over $772,266. Robert M Ettinger is also the President of Flaherty & Crumrine Total Return Fund Inc and owns about 28,300 shares of Flaherty & Crumrine Total Return Fund Inc (FLC) stock worth over $465,818. Details can be seen in Robert M Ettinger's Latest Holdings Summary section.
Disclaimer: The insider information is derived from SEC filings. The estimated net worth is based on the final shares held after open market or private purchases and sales of common stock with a transaction code of "P" or "S" on Form 4, assuming that Robert M Ettinger has not made any transactions after 2015-06-29 and currently still holds the listed stock(s). Please note that this estimate may not reflect the actual net worth.
Transaction Summary of Robert M Ettinger
Robert M Ettinger Insider Ownership Reports
Based on ownership reports from SEC filings, as the reporting owner, Robert M Ettinger owns 5 companies in total, including Flaherty & Crumrine Prefd Inc Fund Inc (PFD) , Flaherty & Crumrine Prfd Income Oppo (PFO) , and Flaherty & Crumrine Preferred and Income Securities Fund Incorporated (FFC) among others .
Click here to see the complete history of Robert M Ettinger’s form 4 insider trades.
Insider Ownership Summary of Robert M Ettinger
| Ticker | Company | Transaction Date | Type of Owner |
|---|---|---|---|
| PFD | Flaherty & Crumrine Prefd Inc Fund Inc | 2012-11-30 | President |
| PFO | Flaherty & Crumrine Prfd Income Oppo | 2012-11-30 | President |
| FFC | Flaherty & Crumrine Preferred and Income Securities Fund Incorporated | 2015-06-29 | President |
| 2012-11-30 | President | ||
| 2015-06-22 | President |
Robert M Ettinger Latest Holdings Summary
Robert M Ettinger currently owns a total of 3 stocks. Among these stocks, Robert M Ettinger owns 61,665 shares of Flaherty & Crumrine Preferred and Income Securities Fund Incorporated (FFC) as of June 29, 2015, with a value of $969,374 and a weighting of 43.91%. Robert M Ettinger owns 38,594 shares of Flaherty & Crumrine Dynamic Preferred and Income Fund Inc (DFP) as of June 22, 2015, with a value of $772,266 and a weighting of 34.98%. Robert M Ettinger also owns 28,300 shares of Flaherty & Crumrine Total Return Fund Inc (FLC) as of August 8, 2011, with a value of $465,818 and a weighting of 21.1%.
Latest Holdings of Robert M Ettinger
| Ticker | Company | Latest Transaction Date | Shares Owned | Current Price ($) | Current Value ($) |
|---|---|---|---|---|---|
| FFC | Flaherty & Crumrine Preferred and Income Securities Fund Incorporated | 2015-06-29 | 61,665 | 15.72 | 969,374 |
| DFP | Flaherty & Crumrine Dynamic Preferred and Income Fund Inc | 2015-06-22 | 38,594 | 20.01 | 772,266 |
| FLC | Flaherty & Crumrine Total Return Fund Inc | 2011-08-08 | 28,300 | 16.46 | 465,818 |
Holding Weightings of Robert M Ettinger
Robert M Ettinger Form 4 Trading Tracker
According to the SEC Form 4 filings, Robert M Ettinger has made a total of 0 transactions in Flaherty & Crumrine Preferred and Income Securities Fund Incorporated (FFC) over the past 5 years. The most-recent trade in Flaherty & Crumrine Preferred and Income Securities Fund Incorporated is the acquisition of 15,000 shares on June 29, 2015, which cost Robert M Ettinger around $275,250.
According to the SEC Form 4 filings, Robert M Ettinger has made a total of 0 transactions in Flaherty & Crumrine Dynamic Preferred and Income Fund Inc (DFP) over the past 5 years. The most-recent trade in Flaherty & Crumrine Dynamic Preferred and Income Fund Inc is the acquisition of 13,658 shares on June 22, 2015, which cost Robert M Ettinger around $298,837.
According to the SEC Form 4 filings, Robert M Ettinger has made a total of 0 transactions in Flaherty & Crumrine Total Return Fund Inc (FLC) over the past 5 years. The most-recent trade in Flaherty & Crumrine Total Return Fund Inc is the acquisition of 18,400 shares on August 8, 2011, which cost Robert M Ettinger around $305,808.
Insider Trading History of Robert M Ettinger
* The information on this page (including Insider Trading Shares, Share Changes, Cost, etc.) is sourced exclusively from Form 4 filings and does not incorporate any data from 13F or 13D/G filings. As a result, it may differ from the values shown on the Guru page.
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Robert M Ettinger Trading Performance
Robert M Ettinger Ownership Network
Ownership Network List of Robert M Ettinger
Ownership Network Relation of Robert M Ettinger

Robert M Ettinger Owned Company Details
What does Flaherty & Crumrine Prefd Inc Fund Inc do?
Who are the key executives at Flaherty & Crumrine Prefd Inc Fund Inc?
Robert M Ettinger is the President of Flaherty & Crumrine Prefd Inc Fund Inc. Other key executives at Flaherty & Crumrine Prefd Inc Fund Inc include VP & Asst. Compliance Officer Chad Conwell , director & Chairman of the Board Donald F Crumrine , and CFO & VP & Secretary & Treasurer Robert E Chadwick .
Flaherty & Crumrine Prefd Inc Fund Inc (PFD) Insider Trades Summary
In summary, during the past 3 months, insiders sold 0 shares of Flaherty & Crumrine Prefd Inc Fund Inc (PFD) in total and bought 0 shares, with a net sale of 0 shares. During the past 18 months, 0 shares of Flaherty & Crumrine Prefd Inc Fund Inc (PFD) were sold and 0 shares were bought by its insiders, resulting in a net sale of 0 shares.
Flaherty & Crumrine Prefd Inc Fund Inc (PFD)'s detailed insider trading history can be found in Insider Trading Tracker table.
Flaherty & Crumrine Prefd Inc Fund Inc Insider Transactions
Robert M Ettinger Mailing Address
Above is the net worth, insider trading, and ownership report for Robert M Ettinger. Based on the public information released on the U.S. Securities and Exchange Commission (SEC) website, Robert M Ettinger's mailing address is: Pasadena Ca 91101.