Dfpg Investments, Inc. Buys ishares Gold Trust, iShares Floating Rate Bond, Moderna Inc, Sells Arcturus Therapeutics Holdings Inc, ProShares Short S&P500, Essential Utilities Inc

• New Purchases: IAU, FLOT, MRNA, WTRG, XLE, AXP, WYNN, WFC, FS5A, SPYD, BIDU, DG, LVS, RTIX, LQD, 8DEA, NOW, MUB, LRCX, HD, VIAC, TSLA, VBK, ABT, QTEC, INTC, FDX, CRM, DWX, PCG, ET, BKCC, 1JA2, CHAP, SENS,
• Added Positions: OXY, BABA, JPST, QQQ, BA, CNC, AMD, SHOP, CCL, MSFT, GOOG, RRR, ZTS, COST, MGM, CSCO, GLD, TGT, MA, V, FB, GNL, PAYC, PEP, DIS, AMTD, COLD, QCOM, T, XLI, IYG, VEA, AVYA, AFIN, PG, XOM, SCHD, AMGN, ADBE,
• Reduced Positions: FTSM, ARCT, TEVA, ZM, AMZN, PYPL, KO, PPH, BX, NFLX, XLU, BRK.B, STAA, JPM, GOOGL, WM, UBER, AAPL, NVDA, UHS, BAC, AVGO, LMBS, VOT, VOO, TWLO, RSP, PSK, VYM, VXF, XLV, NOBL, IVV, VUG, ELR, SPDW, ARCC, SPYV, SPYG, ITA, RWO, FEP, SRLN, VNQ, CLNC, VWO, WMT, LLY, PFF, SDY, HYT, JNJ,
• Sold Out: SH, A2A, FSK, USO, LULU, SHAK, UAL, LHX, GS, D, IBM, AAL, TEN, TLRY, OTLK, UA, UNG,

For the details of DFPG INVESTMENTS, INC.'s stock buys and sells, go to https://www.gurufocus.com/guru/dfpg+investments%2C+inc./current-portfolio/portfolio

1. First Trust Enhanced Short Maturity ETF (FTSM) - 174,732 shares, 6.93% of the total portfolio. Shares reduced by 16.62%
2. Arcturus Therapeutics Holdings Inc (ARCT) - 204,673 shares, 6.72% of the total portfolio. Shares reduced by 35.39%
3. Apple Inc (AAPL) - 19,951 shares, 4.91% of the total portfolio. Shares reduced by 2.12%
4. HealthEquity Inc (HQY) - 100,050 shares, 3.84% of the total portfolio. Shares reduced by 0.6%
5. PowerShares QQQ Trust Ser 1 (QQQ) - 20,924 shares, 3.55% of the total portfolio. Shares added by 16.15%

Dfpg Investments, Inc. initiated holding in ishares Gold Trust. The purchase prices were between $15.07 and $16.99, with an estimated average price of $16.36. The stock is now traded at around $17.21. The impact to a portfolio due to this purchase was 1.12%. The holding were 99,036 shares as of .

Dfpg Investments, Inc. initiated holding in iShares Floating Rate Bond. The purchase prices were between $48.45 and $50.55, with an estimated average price of $49.9. The stock is now traded at around $50.52. The impact to a portfolio due to this purchase was 0.99%. The holding were 29,759 shares as of .

Dfpg Investments, Inc. initiated holding in Moderna Inc. The purchase prices were between $29.67 and $80, with an estimated average price of $54.26. The stock is now traded at around $71.78. The impact to a portfolio due to this purchase was 0.81%. The holding were 20,035 shares as of .

Dfpg Investments, Inc. initiated holding in Essential Utilities Inc. The purchase prices were between $38.5 and $46.61, with an estimated average price of $42.23. The stock is now traded at around $43.37. The impact to a portfolio due to this purchase was 0.63%. The holding were 22,166 shares as of .

Dfpg Investments, Inc. initiated holding in SPDR Select Sector Fund - Energy Select Sector. The purchase prices were between $27.62 and $46.86, with an estimated average price of $37.03. The stock is now traded at around $35.35. The impact to a portfolio due to this purchase was 0.47%. The holding were 19,678 shares as of .

Dfpg Investments, Inc. initiated holding in American Express Co. The purchase prices were between $73.6 and $113.67, with an estimated average price of $91.97. The stock is now traded at around $93.56. The impact to a portfolio due to this purchase was 0.43%. The holding were 7,057 shares as of .

Dfpg Investments, Inc. added to a holding in Occidental Petroleum Corp by 280.07%. The purchase prices were between $10.74 and $24.4, with an estimated average price of $15.66. The stock is now traded at around $16.16. The impact to a portfolio due to this purchase was 0.61%. The holding were 72,950 shares as of .

Dfpg Investments, Inc. added to a holding in Alibaba Group Holding Ltd by 67.83%. The purchase prices were between $187.11 and $228.75, with an estimated average price of $207.72. The stock is now traded at around $251.67. The impact to a portfolio due to this purchase was 0.57%. The holding were 8,925 shares as of .

Dfpg Investments, Inc. added to a holding in JPMorgan Ultra-Short Income by 67.46%. The purchase prices were between $49.62 and $50.75, with an estimated average price of $50.35. The stock is now traded at around $50.75. The impact to a portfolio due to this purchase was 0.49%. The holding were 36,328 shares as of .

Dfpg Investments, Inc. added to a holding in Boeing Co by 108.28%. The purchase prices were between $120 and $230.5, with an estimated average price of $153.37. The stock is now traded at around $175.65. The impact to a portfolio due to this purchase was 0.38%. The holding were 6,238 shares as of .

Dfpg Investments, Inc. added to a holding in Centene Corp by 55.10%. The purchase prices were between $54.6 and $72.85, with an estimated average price of $65.04. The stock is now traded at around $63.53. The impact to a portfolio due to this purchase was 0.24%. The holding were 15,384 shares as of .

Dfpg Investments, Inc. added to a holding in Advanced Micro Devices Inc by 44.95%. The purchase prices were between $42.59 and $57.44, with an estimated average price of $52.87. The stock is now traded at around $53.59. The impact to a portfolio due to this purchase was 0.23%. The holding were 21,068 shares as of .

Dfpg Investments, Inc. sold out a holding in ProShares Short S&P500. The sale prices were between $21.58 and $28.93, with an estimated average price of $24.08.

Dfpg Investments, Inc. sold out a holding in Essential Utilities Inc. The sale prices were between $34.55 and $40.8, with an estimated average price of $38.13.

Dfpg Investments, Inc. sold out a holding in FS KKR Capital Corp. The sale prices were between $11.16 and $18, with an estimated average price of $14.05.

Dfpg Investments, Inc. sold out a holding in United States Oil Fund. The sale prices were between $2.13 and $28.98, with an estimated average price of $18.42.

Dfpg Investments, Inc. sold out a holding in Lululemon Athletica Inc. The sale prices were between $181.25 and $323.74, with an estimated average price of $254.26.

Dfpg Investments, Inc. sold out a holding in United Airlines Holdings Inc. The sale prices were between $19.92 and $48.69, with an estimated average price of $29.96.

Dfpg Investments, Inc. reduced to a holding in Arcturus Therapeutics Holdings Inc by 35.39%. The sale prices were between $12.66 and $58.27, with an estimated average price of $34.22. The stock is now traded at around $50.46. The impact to a portfolio due to this sale was -1.64%. Dfpg Investments, Inc. still held 204,673 shares as of .

Dfpg Investments, Inc. reduced to a holding in Teva Pharmaceutical Industries Ltd by 71.68%. The sale prices were between $8.12 and $13.12, with an estimated average price of $11.27. The stock is now traded at around $11.57. The impact to a portfolio due to this sale was -0.59%. Dfpg Investments, Inc. still held 28,794 shares as of .

Dfpg Investments, Inc. reduced to a holding in Zoom Video Communications Inc by 72.06%. The sale prices were between $113.75 and $259.51, with an estimated average price of $178.45. The stock is now traded at around $260.30. The impact to a portfolio due to this sale was -0.56%. Dfpg Investments, Inc. still held 1,770 shares as of .

Dfpg Investments, Inc. reduced to a holding in PayPal Holdings Inc by 64.71%. The sale prices were between $91.38 and $174.23, with an estimated average price of $137.26. The stock is now traded at around $171.51. The impact to a portfolio due to this sale was -0.23%. Dfpg Investments, Inc. still held 1,446 shares as of .

Dfpg Investments, Inc. reduced to a holding in Coca-Cola Co by 24.45%. The sale prices were between $42.12 and $49.85, with an estimated average price of $46.06. The stock is now traded at around $45.25. The impact to a portfolio due to this sale was -0.22%. Dfpg Investments, Inc. still held 17,596 shares as of .

Dfpg Investments, Inc. reduced to a holding in VanEck Vectors Pharmaceutical ETF by 47.27%. The sale prices were between $52.32 and $64.28, with an estimated average price of $60.34. The stock is now traded at around $61.73. The impact to a portfolio due to this sale was -0.22%. Dfpg Investments, Inc. still held 5,303 shares as of .