Tradewinds Capital Management, LLC Buys Schwab Short-Term U.S. Treasury, SPDR Nuveen Bloomberg Barclays High Yield Municipa, Pimco Investment Grade Corporate Bond Index Exchan, Sells Schwab U.S. Large-Cap, SPDR Portfolio Long Term Treasury, iShares MSCI G

• New Purchases: SLYG, IAU, SHY, SCI, ZM, VUG, IR, IEFA, EL, DG, SPXU, VTV, A2A, SBRA, TRHC, 23E2, LOB, QSR, STOR, TERP, CTRE, BEAT, TWTR, EQX, PDI, KL, APPN, SOLO, SE, GH, TWST, FOXA, LYFT, DOYU, DOG, HYG, QID, SPIB, TLT, VDE, DLR, RWT, RNWK, PAA, PXD, PZZA, INSG, MAA, K, PEAK, RCL, DNR, TCOM, CHK, CNC, TRXC, BG, BCE, AEP, WHR, EGHT, EURN, ULTA, ETY, OBELF, NCV, HEES, WYNN, FSM, VOD, UTHR, SKT, SNPS, SPN, MBOT, SPG, STX,
• Added Positions: SCHO, HYMB, CORP, CWB, SCHR, XLF, SPYG, SCHM, AGG, BP, PHYS, CRM, SCHF, SGOL, AMZN, AMGN, BA, MRK, COST, V, GOOG, PSLV, CVX, FXY, WMT, VOO, AWK, VZ, OKE, O, AMCR, BACPL.PFD, PSX, WFCPL.PFD, ALB, DVY, CPK, CCI, SLV, ENB, XOM, HD, VTI, GGN, MPC, SAND, NUGT, MPLX, BABA, OGI, GER, NVTA, SEDG, SHOP, TDOC, MDY, VYM, TTD, ROKU, WORK, FDX, LOW, LMT, KEY, JNJ, INCY, WELL, GILD, F, MRVL, OVV, DD, D, COP, KO, BMO, MO, ALK, RDS.B, AG, BTG, BX, TMUS, HTGC, AMD, VMO, IIM, KNDI, WMB, WY, UAL, RIG, SSRM, RTN, OXY,
• Reduced Positions: SCHX, SPTL, EWG, MDYG, MSFT, SCHH, AAPL, SBUX, SDY, GE, EFA, UPS, FB, JPM, PCAR, AGN, SCHV, NLY, AMAT, CSCO, ORCL, PG, USB, BNDX, EWA, SCHG, VO, MMM, T, CSX, CVS, CAT, CLX, EXPD, FFIV, GOOGL, VIAV, MKC, MET, MU, PAYX, SGEN, SIRI, TGT, VRSN, WFC, WDC, ZBH, NUV, ABBV, ALLE, QRVO, ITA, QQQ, XLE, AXP, BHP, CI, DUK, ECL, EA, EXPE, HAL, HIG, HSY, HPQ, JCI, KR, LKQ, MCD, MS, NFLX, NKE, NOK, NVS, PEP, PFE, PHM, REGN, RIO, SLB, SU, AAXN, UDR, WRB, WAB, IQI, PM, TSLA, GM, MNK, CDW, ACB, LITE, EDIT, NTLA, TWLO, CRSP, ADNT, REZI, DELL, UBER, EMLC, ROM, RXL, USD, XLI, XLK,
• Sold Out: SPYV, XLU, VCSH, BURL, SPHD, BEN, EXTR, XLV, STM, ZTS, NWN, MMS, VTR, OLLI, 2TX1, GDV, ABMD, AYR, CNI, MELI, BDJ, PCI, ROIC, WDAY, PNR, BKU, ATHX, SJR, WD, HC5, CLV, 0VVB, OKTA, UPW, FEZ, EZU, EWJ, ALC, NVT, SFIX, BKR, EKSO, HEXO, CRBP, CFG, NBEV, SAGE, ANET, TNDM, WIX, ED, NVR, MAT, LGND, LVS, IFF, BCOR, FHN, CS, STZ, NOC, LNG, CNQ, CDNS, CVU, BIIB, BECN, WTRG, AIG, ASML, TOL, BTZ, LDOS, MA, DDD, LEN.B, L, XLNX, OLED, UL, CXO, TXRH, SEE, RGLD, ROST, RELX, PRAA, OSTK, NWBI,

For the details of Tradewinds Capital Management, LLC's stock buys and sells, go to https://www.gurufocus.com/guru/tradewinds+capital+management%2C+llc/current-portfolio/portfolio

1. Microsoft Corp (MSFT) - 269,799 shares, 14.07% of the total portfolio. Shares reduced by 1.88%
2. Schwab Short-Term U.S. Treasury (SCHO) - 657,851 shares, 11.25% of the total portfolio. Shares added by 284683.98%
3. Pimco Investment Grade Corporate Bond Index Exchan (CORP) - 306,200 shares, 10.72% of the total portfolio. Shares added by 73.80%
4. SPDR Nuveen Bloomberg Barclays High Yield Municipa (HYMB) - 333,312 shares, 6.03% of the total portfolio. Shares added by 642.81%
5. SPDR Series Trust Portfolio S&P 500 Growth (SPYG) - 390,445 shares, 4.61% of the total portfolio. Shares added by 43.53%

Tradewinds Capital Management, LLC initiated holding in SPDR S&P 600 Small Cap Growth ETF (based on S&P Sm. The purchase prices were between $39.85 and $66.69, with an estimated average price of $59.64. The stock is now traded at around $51.67. The impact to a portfolio due to this purchase was 4.09%. The holding were 267,551 shares as of .

Tradewinds Capital Management, LLC initiated holding in ishares Gold Trust. The purchase prices were between $14.03 and $16.04, with an estimated average price of $15.12. The stock is now traded at around $16.21. The impact to a portfolio due to this purchase was 0.7%. The holding were 141,156 shares as of .

Tradewinds Capital Management, LLC initiated holding in iShares 1-3 Year Treasury Bond ETF. The purchase prices were between $84.63 and $86.69, with an estimated average price of $85.36. The stock is now traded at around $86.63. The impact to a portfolio due to this purchase was 0.09%. The holding were 3,286 shares as of .

Tradewinds Capital Management, LLC initiated holding in Service Corp International. The purchase prices were between $34.86 and $52.83, with an estimated average price of $46.59. The stock is now traded at around $39.46. The impact to a portfolio due to this purchase was 0.04%. The holding were 3,218 shares as of .

Tradewinds Capital Management, LLC initiated holding in Zoom Video Communications Inc. The purchase prices were between $67.28 and $159.56, with an estimated average price of $97.73. The stock is now traded at around $166.48. The impact to a portfolio due to this purchase was 0.03%. The holding were 620 shares as of .

Tradewinds Capital Management, LLC initiated holding in The Estee Lauder Companies Inc. The purchase prices were between $144.38 and $219.88, with an estimated average price of $193.92. The stock is now traded at around $169.95. The impact to a portfolio due to this purchase was 0.01%. The holding were 220 shares as of .

Tradewinds Capital Management, LLC added to a holding in Schwab Short-Term U.S. Treasury by 284683.98%. The purchase prices were between $50.48 and $51.73, with an estimated average price of $50.91. The stock is now traded at around $51.65. The impact to a portfolio due to this purchase was 11.25%. The holding were 657,851 shares as of .

Tradewinds Capital Management, LLC added to a holding in SPDR Nuveen Bloomberg Barclays High Yield Municipa by 642.81%. The purchase prices were between $42.68 and $60.6, with an estimated average price of $57.25. The stock is now traded at around $52.81. The impact to a portfolio due to this purchase was 5.22%. The holding were 333,312 shares as of .

Tradewinds Capital Management, LLC added to a holding in Pimco Investment Grade Corporate Bond Index Exchan by 73.80%. The purchase prices were between $91.96 and $113.69, with an estimated average price of $108.61. The stock is now traded at around $108.17. The impact to a portfolio due to this purchase was 4.55%. The holding were 306,200 shares as of .

Tradewinds Capital Management, LLC added to a holding in SPDR Bloomberg Barclays Convertible Securities by 4088.92%. The purchase prices were between $40.79 and $60.04, with an estimated average price of $54.08. The stock is now traded at around $54.87. The impact to a portfolio due to this purchase was 4.34%. The holding were 281,160 shares as of .

Tradewinds Capital Management, LLC added to a holding in Schwab Intermediate-Term U.S. Treasury by 638.58%. The purchase prices were between $54.93 and $58.78, with an estimated average price of $56.42. The stock is now traded at around $58.64. The impact to a portfolio due to this purchase was 2.84%. The holding were 169,519 shares as of .

Tradewinds Capital Management, LLC added to a holding in SPDR Select Sector Fund - Financial by 77.46%. The purchase prices were between $17.66 and $31.17, with an estimated average price of $27.83. The stock is now traded at around $21.86. The impact to a portfolio due to this purchase was 1.59%. The holding were 530,902 shares as of .

Tradewinds Capital Management, LLC sold out a holding in SPDR Series Trust Portfolio S&P 500 Value. The sale prices were between $22.11 and $35.37, with an estimated average price of $32.22.

Tradewinds Capital Management, LLC sold out a holding in SPDR Select Sector Fund - Utilities. The sale prices were between $44.93 and $70.98, with an estimated average price of $64.36.

Tradewinds Capital Management, LLC sold out a holding in Vanguard Short-Term Corporate Bond ETF. The sale prices were between $71.75 and $82.34, with an estimated average price of $80.57.

Tradewinds Capital Management, LLC sold out a holding in Burlington Stores Inc. The sale prices were between $120.45 and $248.09, with an estimated average price of $211.6.

Tradewinds Capital Management, LLC sold out a holding in Invesco S&P 500 High Dividend Low Volatility. The sale prices were between $25.66 and $44.35, with an estimated average price of $39.58.

Tradewinds Capital Management, LLC sold out a holding in Franklin Resources Inc. The sale prices were between $15.3 and $26.31, with an estimated average price of $23.06.