AE Wealth Management LLC Buys S&P 500 ETF TRUST ETF, PowerShares QQQ Trust Ser 1, SPDR Bloomberg Barclays Convertible Securities ETF, Sells Vanguard Extended Market Index ETF, First Trust Capital Strength ETF, VANECK ETF TR

• New Purchases: SENT, PDP, OEF, AZBJ, AZAJ, ZHDG, TAIL, LDSF, AVUV, AZAL, AVIG, COMT, FPXI, TDSC, UCON, AZBA, IAU, PAMC, PFFD, TDSD, TFLO, HAWX, IHDG, SCHJ, SPMB, VIXY, LCG, SPTI, STX, CLSM, KNG, BNDW, CLSA, DDWM, FCOM, FDNI, FPEI, JAGG, LGOV, MINC, XLG, PCYO, FSLR, ARKQ, FTGC, HSCZ, PJAN, QDEF, SSO, TDSE, UTES, VXX, XLSR, XTN, R, XYL, COIN, AFIF, AZAA, BETZ, COM, DDLS, DFAC, EMCB, EMXC, EWSC, FDIS, FDIV, FISR, FREL, HEEM, IBDM, IMTB, IMTM, IQLT, PFFA, PSEP, PTBD, RYLD, TLH, ACLS, BRKS, CAMT, CMA, CONN, CCRN, DENN, M, GPS, LSCC, MNRO, OXM, PVH, QDEL, SGMS, TDY, VECO, CROX, SIX, ENV, BLMN, PRTA, WMS, SYNH, WING, Z, FTV, PETQ, TENB, XM, RMM, RMM, GDYN, NYC, NYC, ASO, MP, HAYW, LCID, ARKF, BAUG, CLSC, CMDY, DFAX, DFUS, EWGS, FAUG, FDHY, FFEB, FJUL, FLDR, FMAT, FNDF, FNOV, FOCT, FTXN, FTXR, HTRB, HYXU, IBHC, IDRV, IHAK, IHE, IHF, ISMD, IVOV, IYM, JEPI, LEMB, MFEM, NTSX, PAUG, PAVE, PJUN, POCT, QEFA, QLD, RDIV, RNRG, SHYD, SPLB, TIPX, ULST, USXF, UUP, VIOV, VRIG, WBND, WWJD, XSW, YOLO, ATAX, SAN, CACI, CLF, CFR, HMN, INFO, ILMN, MTD, MSTR, MSA, VXRT, NTAP, PNFP, PAA, RGEN, ROP, SIVB, SIMO, SNPS, TTWO, OLED, WST, HIVE, ACOR, BKN, BKT, NZF, NFJ, ACM, SGLB, FMAO, LAC, IVR, PBA, BAH, TRIP, CPRI, EPAM, MMMB, WTER, GMED, APAM, CRTO, TLRY, TLRY, SEDG, NTRA, OLLI, LOB, RUN, LITE, BOXL, KNSL, GROM, BAND, BRSP, NAKD, ALC, PSN, INMD, DDOG, SPT, ROOT, COUR, OGN, CHPT, CHPT, SOFI, SOFI, GXO, BDEC, BJUN, BLES, BLHY, BNO, BSEP, BUG, CATH, DBA, DDEC, DFAT, DFAU, DIAL, DIVO, DJUL, DMXF, DNOV, DOCT, EDEN, EMHY, FAAR, FDLO, FDVV, FINX, FJUN, FLBL, FLTB, FMF, FXI, GCC, GRID, HNDL, IBD, IGBH, IZRL, JPIN, MLPA, MMLG, NFLT, NUSI, NXTG, OGIG, PAPR, PAWZ, PJUL, PMAR, RHS, SCHI, SDVY, SFY, SMMV, SPGP, SRET, TDSB, TDTF, TGIF, TMFC, TQQQ, TSJA, VSGX, YYY,
• Added Positions: SPY, QQQ, CWB, VUG, MTUM, AOR, VBK, AOM, IUSG, IVV, SCHP, SPYG, SPLG, EFG, VFH, TIP, VTI, ESGU, IHI, ITOT, IUSB, VGSH, VTV, AAPL, DGRO, VAW, AMZN, FDN, HDV, JPST, GLD, SPYV, MSFT, IJR, IVW, IWF, IWM, SPAB, VHT, XLRE, FALN, IXN, MBB, SCHD, SCHF, VIXM, DAL, CELH, FNDX, FXO, IEF, IEFA, RSP, VB, CVS, DVN, DIS, BNDX, IEMG, IWR, IWS, IYR, MGC, MUB, QYLD, VCIT, XLI, ADBE, CVX, XOM, GPN, HBAN, PG, QCOM, LYB, FANG, DON, EDV, GSLC, IEI, ILTB, ISTB, IYW, PFF, SPIP, SPSB, SPSM, SPTL, USFR, XLK, T, AXP, ADSK, CSGP, KO, CTSH, EMR, EPD, HUM, IBM, JPM, MET, CRM, VZ, WMT, HEI.A, MA, V, FB, VNOM, COUP, DKNG, AOK, CBND, DJP, FNCL, HYG, IGEB, IJH, IXUS, LQD, MDYG, REZ, VCLT, VCSH, VT, XLF, PLD, ABT, AMD, LNT, MO, AEP, AMGN, APH, AMAT, ADP, TFC, BP, BAC, BA, VIAC, CF, CTRA, CWST, CNP, LUMN, CRUS, CSCO, CMCSA, COST, DTE, DHR, D, DUK, EIX, EW, ETR, FCX, GRMN, GD, GE, GSK, GS, GOOGL, HP, HON, INTC, IP, IPG, INTU, JNJ, KEY, KMB, LRCX, LEG, LMT, LOW, MCD, SPGI, MRK, MHK, MCO, NVDA, NFLX, ODFL, PPL, PKG, PFE, PFG, PRU, WRK, SRE, SKX, SWKS, SONY, SCCO, TJX, TGT, UNP, UNH, VLO, EVRG, CMG, WU, LULU, ULTA, PM, FTNT, TSLA, GM, PANW, WDAY, ABBV, ZTS, VEEV, TWTR, GOOG, ETSY, SHOP, SQ, TTD, SNAP, MRNA, DOW, PINS, ZM, SNOW, U, ACWV, BIL, BIV, BKLN, BLOK, BLV, BOND, DBC, EMB, EMLC, ESGD, FBND, FIW, FMB, FTSL, HEFA, HYLS, IEO, IGLB, IGM, IVE, IYE, JETS, LGLV, QTEC, RPG, SCHE, SCHH, SHYG, SLYG, SPDW, SPHY, SPMD, SPTM, UWM, VCR, VDC, VGK, VLUE, VO, VONG, VONV, VOX, VTWO, VV, XLP, XLU, XLV, XMMO, MMM, ABB, CB, AES, ASML, AAP, AEG, A, ARE, ALGN, AB, ALL, AMRN, DOX, AEE, ACC, AEL, AFG, IEP, AMT, IVZ, ADI, NLY, ANSS, AINV, WTRG, ABR, ARCC, AJG, RIOT, AZN, AZO, AVY, BCE, BLL, BOH, BK, BNS, BAX, BDX, BBY, BIIB, BLK, BMY, BTI, BF.B, CBRE, CBRL, CMS, CSX, CDNS, CM, BXMT, CAH, CASY, CAT, CNC, FIS, CHKP, CAKE, CHDN, CI, CINF, CTAS, CTRN, C, CL, NNN, ED, STZ, CVA, DHI, DECK, DEO, DLR, DISCA, DPZ, ECL, LLY, ENB, EFX, EQR, EL, EEFT, EXAS, EXC, EXPD, EXR, FFIV, FMC, FDS, FAST, FDX, FNF, FITB, FHN, FE, BEN, GPC, GNW, GILD, HRB, THG, MNST, LHX, HAS, HE, HL, HSIC, HPQ, HFC, HRL, ITW, ICE, ISRG, IRM, JKHY, JACK, J, JCI, KSU, KNX, MDLZ, KR, KLIC, LKQ, LAMR, LVS, LNC, MHO, MGM, MMP, MFC, HZO, MRVL, MAS, MMS, MKC, MPW, MDT, MCY, MCHP, TAP, MSI, VTRS, NVR, NDAQ, NGG, NJR, NYCB, NEM, NEWT, NXST, NOK, NSC, ES, NVS, INSG, NVAX, ORLY, OGE, ON, OHI, OKE, OMI, PCAR, PNC, PAAS, PTC, PAYX, PBCT, PKI, PNW, NTR, BKNG, PSEC, PEG, RPM, O, RF, RSG, RMD, RVP, ROK, ROL, ROST, RCL, RDS.A, SBAC, SNY, SLB, XPO, SCI, WPM, SIRI, LUV, TRV, SP, SWK, STLD, STE, SYK, SUI, SLF, SPWR, NLOK, SNV, SYY, TDS, TTEK, TOL, GL, TTE, TM, TRP, TREX, USB, UPS, X, RTX, URBN, VGR, VTR, VOD, WPC, WRB, WM, WFC, WEC, XLNX, AUY, YUM, ZBRA, ZION, ET, CEF, DNP, FAX, GAB, USA, PPT, JPS, EVV, JPC, NVG, PTY, FTF, EAD, NMZ, UTG, CSQ, HBI, LDOS, BGS, CLNE, BX, TEL, GOF, MASI, AWK, CIM, MSCI, TWO, BIP, BEP, AG, SRNE, AGNC, HCI, BUD, WKHS, AVGO, VRSK, DG, CHTR, GNRC, GBDC, CBOE, KKR, NXPI, HYI, WD, KMI, HCA, MARA, MPC, APTV, TCPC, PSX, JRI, WMC, NOW, SRC, PLAY, RH, NCLH, HGEN, LAND, NVEE, HASI, IQV, NRZ, CDW, DOC, AMH, GLPI, ALLE, AMC, AAL, LADR, SINT, PAYC, CGC, ZEN, BABA, TTOO, CFG, KEYS, BST, STOR, QSR, QRVO, XHR, CWEN, GNL, TRU, KHC, HLI, FCPT, TEAM, NTNX, CRSP, YUMC, AA, INVH, CVNA, KREF, IR, APPN, AFIN, VICI, DOCU, EVLO, XERS, VRT, LTHM, YETI, DELL, WTRU, AMCR, ORCC, BNTX, CARR, ACCD, LMND, BEPC, PLTR, NEEPQ, AAN, AI, ACIM, BWX, CIBR, IGIB, CMBS, DGRW, DHS, DIV, DRW, DSI, DSTL, EBND, ESML, EUSB, EWN, EWT, EWX, FBT, FCG, FDL, FDT, FEP, FIVG, FMAY, FMHI, FNDA, FNX, FRI, FTA, FVD, FXD, FXL, FXR, FXZ, GLDM, GSP, GWX, HACK, HEDJ, HYEM, IAGG, IAI, ICLN, ISHG, ITA, ITB, IUSV, IWB, IWN, IWV, IXJ, IYH, IYJ, JKH, KBE, KBWB, KIE, KRE, LIT, MGV, MNA, NEAR, NUSC, ONEQ, OUSA, PBW, PCEF, PEY, PHO, PICK, PPA, PSCT, PZA, QCLN, QLTA, QQXT, RDVY, REET, RJI, ROBO, RWO, RWX, SCHB, SCHC, SCHV, SDIV, SECT, SGOL, SHM, SHV, SMH, SMIN, SOXX, SPIB, STIP, SUB, TDIV, TFI, USCI, USMV, USRT, VEU, VOOG, VOOV, VPL, VRP, VTEB, VTHR, VTIP, XLB, XSD,
• Reduced Positions: VXF, ANGL, QUAL, MGK, BSV, IWY, FPE, VOT, SCHG, FPX, VIG, SHY, AGG, IJS, IWX, VOO, DIA, IJJ, PDBC, SJNK, VYM, LMBS, SCHR, SCHX, USIG, FTC, IJT, IVOL, SCHO, SPTS, SRLN, IWP, MDY, SLV, SPEM, IDXX, ARKK, BND, EFA, GOVT, ICVT, IYF, OIH, VGIT, VGT, VNQ, BHP, ACWI, EPS, FIXD, GSY, SLQD, SPHB, VGLT, VONE, VPU, VWOB, AFL, AKAM, BIDU, BRK.B, BSX, CME, NEE, HAL, RIO, SHW, DFS, ROKU, FVRR, AGGY, BOTZ, IGSB, DVY, EEM, EFV, ESGE, IDU, IYT, MINT, PCY, PGX, PKW, REM, VBR, VWO, VYMI, AMN, AON, GOLD, BWA, BG, CERN, CTXS, CCI, EXPE, FISV, F, GIS, MTCH, TT, SJM, MAR, MMSI, PPG, PH, PENN, PEP, PXD, PGR, PSA, SPG, SBUX, TXN, TMO, UL, GWW, WDC, WY, CHY, TMUS, KDP, CALX, FIVE, JD, ACB, TDOC, CRWD, ABNB, WISH, RBLX, ARKG, ARKW, BAB, DES, EFAV, FEU, FGD, FTEC, FXN, HYD, HYMB, IBUY, JNK, MJ, MOAT, MOO, PRNT, SCHA, SDY, SPHD, SPLV, TAN, USHY, VDE, VIGI, VIS, VNQI, VSS, WDIV, XLE, XLY, XOP, XSOE, XT, CLFD, ATVI, APD, ALB, AIG, AMP, ABC, ACGL, BMO, BCO, CHRW, CPE, CCJ, CP, CFFN, CCL, LNG, XEC, CLH, CLX, VALE, CAG, CPRT, INGR, GLW, CUZ, CR, CCK, CMI, DRI, DKS, DLTR, DOV, DD, ETN, EQIX, ERIC, FRT, FLO, FCEL, HWC, PEAK, WELL, EHC, HUN, JBHT, JBLU, KGC, LH, LEN, LOGI, MAC, MRO, MAT, MCK, MU, MPWR, NWL, NAK, NTRS, NOC, NVO, NUE, OXY, ONB, OMC, ORCL, PZZA, PLUG, PII, BPOP, RLI, REGN, RY, ONTO, SSL, SMG, SMTC, SIG, SO, STT, RGR, TROW, TSM, AXON, TPX, TEX, TXT, TD, TSCO, TRMB, TYL, TSN, UAL, UBS, UMBF, URI, VFC, VMC, WBA, WCN, ANTM, WMB, WSM, WYNN, XEL, ZBH, EBAY, OPK, RDS.B, VVR, RCS, HQH, JQC, NEA, EVT, UTF, BBL, QRTEA, TNL, HTGC, QQQX, BR, VMW WI, MAIN, ENSG, URG, STWD, NBB, ST, MXL, AOSL, BBN, PHYS, PSLV, STAG, VER, PFLT, VAC, ENPH, COOP, RPAI, SPLK, CG, BERY, AMBA, PCI, DSL, SAIC, RNG, BRX, WIX, HLT, PCTY, TSLX, BRG, FSK, OEC, SYF, THQ, BOOT, VSTO, NVCR, PSTG, HPE, MIME, AGR, CRON, IIPR, AYX, HEXO, OKTA, CARG, SE, ZS, NVT, TRTN, BJ, BNGO, NIO, UBER, AVTR, FSLY, DT, SNDL, NET, PNTG, OTIS, MSGE, RXT, RKT, ASAN, UPST, DTM, AMLP, AOA, BIBL, BICK, DBE, DBEM, DBO, DFEB, EDIV, EEMA, EMLP, ESPO, FEM, FEX, FHLC, FLGE, FLOT, FLRN, FV, FXH, GEM, GSG, GSIE, HYLB, HYS, IBB, ICF, ICSH, IDV, IGV, IPAY, IWD, IWO, IXG, IYC, IYY, JKE, JQUA, MDIV, NOBL, PEJ, PGF, PNQI, PSK, PTLC, QQQJ, SLY, SUSB, USO, XAR, XBI, XLC,
• Sold Out: FTCS, SUSA, MBG, SPHQ, ITE, MKTX, INKM, IXC, PBI, DEFA, EWJ, IOO, ANF, BJRI, EAT, BRKR, BC, CIEN, TPR, CGNX, XRAY, DBI, ENTG, FLEX, FL, EVRI, JNPR, MKSI, MXIM, NICE, OSK, SNBR, SLAB, SRCL, TXRH, UCTT, WGO, FIVN, AXTA, ICHR, FND, ESTC, WORK, CMBM, SITM, CRSR, CCIV, LESL, DLS, EWY, QABA, SRVR, ALE, ALSK, ASB, ATO, BBVA, SAM, CPB, CX, CHD, CYBE, EA, FFIN, BPYU, HOG, LFVN, LYV, LPX, SASR, UNM, VRTX, CODI, APPS, APTS, AL, ZNGA, TGLS, JPI, KNOP, ADMA, CTRE, JYNT, ZDGE, ZOM, GRWG, LW, MBIO, 6S3, EPRT, TWST, RTLR, CHWY, BILL, 41W0, AEI, TLS, QS, KCAC, KCAC, AAXJ, DTN, KXI, PULS, XME, XMLV,

For the details of AE Wealth Management LLC's stock buys and sells, go to https://www.gurufocus.com/guru/ae+wealth+management+llc/current-portfolio/portfolio

1. Vanguard S&P 500 ETF (VOO) - 1,126,617 shares, 3.71% of the total portfolio. Shares reduced by 2.35%
2. Apple Inc (AAPL) - 2,175,127 shares, 2.57% of the total portfolio. Shares added by 3.84%
3. iShares Core S&P 500 ETF (IVV) - 652,331 shares, 2.35% of the total portfolio. Shares added by 20.07%
4. iShares Russell Top 200 Growth ETF (IWY) - 1,816,051 shares, 2.31% of the total portfolio. Shares reduced by 15.28%
5. PowerShares QQQ Trust Ser 1 (QQQ) - 720,556 shares, 2.15% of the total portfolio. Shares added by 39.92%

AE Wealth Management LLC initiated holding in AdvisorShares Alpha DNA Equity Sentiment ETF. The purchase prices were between $26.24 and $28.03, with an estimated average price of $27.39. The stock is now traded at around $27.739900. The impact to a portfolio due to this purchase was 0.52%. The holding were 2,313,313 shares as of 2021-09-30.

AE Wealth Management LLC initiated holding in Invesco DWA Momentum ETF. The purchase prices were between $86.96 and $95.19, with an estimated average price of $91.95. The stock is now traded at around $97.870000. The impact to a portfolio due to this purchase was 0.51%. The holding were 687,110 shares as of 2021-09-30.

AE Wealth Management LLC initiated holding in iShares S&P 100 ETF. The purchase prices were between $195.55 and $208.16, with an estimated average price of $202.48. The stock is now traded at around $212.160000. The impact to a portfolio due to this purchase was 0.5%. The holding were 302,328 shares as of 2021-09-30.

AE Wealth Management LLC initiated holding in AllianzIM U.S. Large Cap Buffer20 Jan ETF. The purchase prices were between $26.09 and $26.42, with an estimated average price of $26.29. The stock is now traded at around $26.493400. The impact to a portfolio due to this purchase was 0.45%. The holding were 2,032,089 shares as of 2021-09-30.

AE Wealth Management LLC initiated holding in AllianzIM U.S. Large Cap Buffer10 Jan ETF. The purchase prices were between $27.05 and $27.72, with an estimated average price of $27.49. The stock is now traded at around $27.990600. The impact to a portfolio due to this purchase was 0.3%. The holding were 1,301,004 shares as of 2021-09-30.

AE Wealth Management LLC initiated holding in ZEGA Buy and Hedge ETF. The purchase prices were between $19.77 and $20.57, with an estimated average price of $20.21. The stock is now traded at around $20.720000. The impact to a portfolio due to this purchase was 0.27%. The holding were 1,627,216 shares as of 2021-09-30.

AE Wealth Management LLC added to a holding in S&P 500 ETF TRUST ETF by 199.03%. The purchase prices were between $423.61 and $451.74, with an estimated average price of $439.92. The stock is now traded at around $460.040000. The impact to a portfolio due to this purchase was 1.02%. The holding were 429,996 shares as of 2021-09-30.

AE Wealth Management LLC added to a holding in PowerShares QQQ Trust Ser 1 by 39.92%. The purchase prices were between $354.18 and $381.69, with an estimated average price of $367.93. The stock is now traded at around $387.430000. The impact to a portfolio due to this purchase was 0.61%. The holding were 720,556 shares as of 2021-09-30.

AE Wealth Management LLC added to a holding in SPDR Bloomberg Barclays Convertible Securities ETF by 615.87%. The purchase prices were between $83.45 and $88.58, with an estimated average price of $86.07. The stock is now traded at around $88.820000. The impact to a portfolio due to this purchase was 0.56%. The holding were 910,034 shares as of 2021-09-30.

AE Wealth Management LLC added to a holding in Vanguard Growth ETF by 40.97%. The purchase prices were between $286.19 and $308.66, with an estimated average price of $298.29. The stock is now traded at around $314.300000. The impact to a portfolio due to this purchase was 0.55%. The holding were 786,349 shares as of 2021-09-30.

AE Wealth Management LLC added to a holding in BTC iShares MSCI USA Momentum Factor ETF by 123.74%. The purchase prices were between $166.71 and $183.38, with an estimated average price of $177.41. The stock is now traded at around $192.640000. The impact to a portfolio due to this purchase was 0.44%. The holding were 538,833 shares as of 2021-09-30.

AE Wealth Management LLC added to a holding in iShares Core Growth Allocation ETF by 2438.39%. The purchase prices were between $55.11 and $57.15, with an estimated average price of $56.25. The stock is now traded at around $57.080000. The impact to a portfolio due to this purchase was 0.42%. The holding were 952,783 shares as of 2021-09-30.

AE Wealth Management LLC sold out a holding in First Trust Capital Strength ETF. The sale prices were between $74.82 and $79.76, with an estimated average price of $77.79.

AE Wealth Management LLC sold out a holding in MSCI USA ESG Select ETF. The sale prices were between $94.39 and $101.61, with an estimated average price of $98.52.

AE Wealth Management LLC sold out a holding in Invesco S&P 500 Quality ETF. The sale prices were between $48.36 and $51.19, with an estimated average price of $49.98.

AE Wealth Management LLC sold out a holding in . The sale prices were between $25.62 and $25.84, with an estimated average price of $25.73.

AE Wealth Management LLC sold out a holding in . The sale prices were between $32.24 and $32.8, with an estimated average price of $32.57.

AE Wealth Management LLC sold out a holding in MarketAxess Holdings Inc. The sale prices were between $417.22 and $492.13, with an estimated average price of $459.17.