First Allied Advisory Services, Inc. Buys First Trust NASDAQ Rising Dividend Achievers ETF, SPDR SERIES TRUST, Vanguard Short-Term Corporate Bond ETF, Sells PowerShares QQQ Trust Ser 1, Berkshire Hathaway Inc, SPDR SERIES TRUST

• New Purchases: RDVY, ESGU, GOVT, FIXD, IXJ, IPAC, TOTL, ACWI, ESGE, IYC, QUAL, FS5A, ONEQ, TDIV, REGL, VLUE, PRF, SMDV, FSKR, CTAS, SPIP, DGS, EFAV, BRG, GBIL, USHY, CCL, FMB, SPYD, SPOT, DFEB, FVC, HYD, IPAY, QYLD, XME, WTRG, HEI, HLT, MRNA, CIBR, AON, DRI, IDXX, MSEX, DGX, QDEL, DHF, MAIN, SFM, PLYM, SHLL, DKNG, BWZ, DVYE, FIVG, FV, GSLC, IYT, NUEM, SUSC, SRPT, AMP, AZPN, AZO, BBY, BMRN, CAJ, KMX, CRL, CPRT, DLB, DPZ, EA, RE, FICO, IT, GPC, HAS, HST, IMMU, INS, IONS, JCOM, JBLU, KLAC, LEN, LII, MCHP, ORLY, PCAR, PDCE, PXD, PHM, RCL, POOL, STE, TECH, THO, HEI.A, NEO, VMO, NAD, BLW, STWD, KAR, GBAB, BAH, APTS, APTV, FANG, NCLH, IQV, EQX, NOMD, CALA, JCAP, TEAM, SONO, IAA, ORCC, ONEM, CARR, CQQQ, CSM, DLN, EES, ESGD, FDT, FINX, HACK, IAT, IFV, ITB, MJ, PJP, PPA, PTH, QTEC, SCHB, SCHK, SGDM, SPAB, SPLG, SRVR, SUSA, USIG, XOP, XRT, ENLC, KGC, NLS, BGCP, LEO, FT, FAM, ARR, AXU, OAS, CMRE, SMLP, PAGP, ADRO,
• Added Positions: CWB, VCSH, LQD, IEF, DGRO, EFG, IGSB, IJH, MDYG, IVW, TLT, IWM, ABBV, VTI, XLP, AGG, FVD, GLD, IHI, IJR, VIG, IEI, SCHP, WMT, EMB, VUG, AINV, DLR, JPM, IWD, SHY, USMV, ARCC, IBM, TSN, EEMV, EFA, FLQL, IYG, VGT, VMBS, VPU, AMD, AMZN, BA, EQIX, MKTX, NEM, VRTX, SPLK, WDAY, BND, FTSM, MUB, SPSB, VO, STZ, CCI, LLY, NVDA, PG, REGN, V, GBDC, ASHR, BIV, EMLP, GDX, IEMG, IJT, IWF, LDUR, TIP, VGSH, XLE, XLU, AKAM, CNC, GOOGL, JNJ, MDT, ODFL, PEP, LUV, UL, UPS, BX, VRSK, HTA, NOW, GBT, TTD, BNDX, IWY, IXN, VHT, VTV, XLC, MMM, ABT, ATVI, AFL, ALL, AEP, AMGN, APH, AIV, AZN, ADP, BAC, BMY, BTI, VIAC, CVX, CSGP, KO, DHR, DXCM, ETN, XOM, GD, HON, ILMN, INTU, ISRG, KR, LH, LMT, MGM, MAR, MRK, NI, OKE, PEG, O, RF, SMG, SGEN, SWKS, SO, SBUX, TRP, TYL, WBA, DIS, DAL, LULU, ULTA, AVGO, ENV, KMI, GWRE, FB, VEEV, TWTR, AAL, GOOG, ARES, TDOC, OKTA, PINS, ARKK, DGRW, EDV, EPS, FEM, FHLC, FPX, ITA, IWR, PZA, QCLN, QQEW, SCHO, SHM, SJNK, SPTL, SPYV, TFI, VDE, VFH, VIS, VNQI, VV, XLF, PLD, AMG, APD, ALB, AB, LNT, AEE, AWR, AMT, ADI, ABR, ADSK, BCE, BK, BDX, BSX, CDNS, CPB, CM, CNI, CTL, CERN, FIS, LNG, CHD, CI, CMCSA, ED, COO, DCP, DTE, DE, DEO, DISCA, DCI, DUK, ENB, ETR, EPD, EFX, EXAS, FHN, FISV, GSK, GPN, GT, HRB, LHX, HRL, INCY, INFY, IFF, IP, JKHY, MDLZ, LKQ, MRO, MKL, MKC, MPW, MET, MNR, MCO, MS, NGG, NOK, NDSN, OXY, OHI, PPG, PFE, PAA, PGR, RPM, RWT, BB, ROP, SAP, SBAC, SRE, SPG, SYK, SYY, TJX, TER, TXN, TMO, UNP, URI, OLED, VFC, VTR, VOD, VMC, WCN, WFC, WST, WMB, XEL, ZBRA, L, ET, MUH, VVR, HIO, DNP, CIK, VCV, GIM, KTF, EVF, EVV, JPC, NEA, EIM, EFR, JTA, MFD, KYN, IGD, MA, HBI, LDOS, ETY, AOD, BTZ, BR, ACM, MELI, AWK, CIM, AGNC, H, ARI, DG, BBN, NXPI, BWG, NMFC, MPC, VER, MRCC, ZTS, CDW, SAIC, ALLE, LADR, KHC, THW, NK, AFIN, CLNC, BE, DOW, ALC, CRWD, ACWV, ARKW, CORP, DES, DOL, DON, DWX, EFV, EXT, EZU, FAN, FLRN, FTSL, FXG, FXH, GVI, HYLS, IAGG, IDU, IEUR, IGV, IHF, IJS, IWV, IXC, IYE, IYR, JKG, JPST, LGLV, MDY, MOAT, OEF, PGX, RWO, SDY, SHYG, SLYV, SPTS, VCR, VDC, VEU, VTEB,
• Reduced Positions: BRK.B, BIL, EMLC, SPY, RVT, VEA, MSFT, SCHD, ITOT, LMBS, SHV, BABA, SPDW, SCHX, GDV, IVV, SPLV, VXUS, BSV, ZBH, IGIB, IUSG, VOO, VB, XSLV, GRX, FEX, IYW, VOT, IWP, NEAR, SPEM, VNQ, GILD, JNK, SCHC, SPYG, BIDU, PRU, FUND, TSLA, BLV, DVY, FYX, HDV, HYG, HYLB, IWO, MBB, SCHF, SPHD, VWO, XLB, ALXN, CME, CL, DVA, GS, WELL, KMB, NFLX, NKE, GWW, RMT, LBTYK, PANW, NRZ, SQ, HYS, MGC, NOBL, RSP, SUB, VSS, VTIP, VYM, XLI, XLY, CB, ASML, MO, AXP, IVZ, BP, BIIB, CVS, CTXS, COP, GLW, CMI, DD, EIX, GE, HSY, HRC, HUM, K, LRCX, LVS, MMP, MGA, NWL, OMC, PPL, PAYX, PSA, QCOM, RDS.A, SNY, STT, UNH, WRB, RDS.B, HIX, MSCI, PM, ACP, GM, ROKU, ZM, UBER, OTIS, AMLP, AOR, BOND, DBEF, DIA, EDIV, FEP, FLOT, FNX, FTA, FXL, GSY, IBB, IDV, IEFA, IQLT, IYH, KXI, MGK, MINT, MNA, MTUM, PEY, SCHA, SCHV, SCZ, SLV, SOXX, VBK, VBR, VCIT, VXF, XAR, XLK, ABB, ACN, ADBE, AEM, ALGN, DOX, AMED, ATAX, NLY, AMAT, ADM, AVB, AVY, TFC, GOLD, BAX, BLK, BF.B, CBRE, CHRW, CSX, COF, CAH, CAT, CE, SCHW, C, CLX, CCEP, CTSH, CAG, INGR, DHI, DLTR, D, EMN, ECL, ESLT, EMR, EL, EXEL, EXC, EXPE, FFIV, FMC, NEE, FAST, FDX, FE, F, FCX, GIS, GFI, GGG, HDB, HAL, MNST, HE, HPQ, HD, HBAN, ITW, TT, SJM, JCI, LYG, LPX, MTZ, MXIM, SPGI, MTD, NYCB, NYMT, NAT, NSC, NVS, NVO, NUE, ORCL, PHG, LIN, BKNG, PSEC, WRK, ROK, ROST, STM, CRM, SLB, STX, SHW, SIMO, WPM, STLD, NLOK, TROW, TSM, TEVA, TXT, TSCO, UN, VLO, VAR, VGR, WM, ANTM, WDC, WEC, YUM, EBAY, CMG, SMFG, DHY, FAX, GAB, PMO, MVF, CHI, JPS, NKX, PCN, HYT, NRO, NMZ, BDJ, CODI, NHF, WU, CQP, TMUS, DFS, TEL, VMW, KDP, BUD, CLNY, CHTR, SSNC, EXD, KKR, LYB, FRC, RFP, FDUS, XYL, PSX, PNR, GOGO, JD, KEYS, SHOP, PYPL, FLOW, HPE, TWLO, NVT, DOCU, DELL, CTVA, AOM, BWX, DBC, DJP, DTD, EEM, EWC, EWJ, EWL, FDL, FFTY, FTC, GWX, GXC, HEZU, HYMB, IAU, ICF, IGLB, IHE, IJK, IUSV, IWN, IWS, IXUS, IYJ, LTPZ, MCHI, MGV, PFF, PKW, PWV, SCHE, SCHG, SCHM, SPIB, SRLN, TLH, VAW, VGK, VOOG, VOX, VT, XBI, XLRE, XLV,
• Sold Out: QQQ, FTCS, TGT, FSK, FPE, FDN, RTN, FBT, XMLV, SCHH, RTX, XMMO, GGZ, PEAK, USRT, RGT, A2A, EWH, EWP, SLYG, MLPA, EW, FGD, GUNR, INDA, ELR, EWG, KNOW, JKL, ABC, DBEM, FTNT, DEM, FTF, EWO, EWY, TRV, TOT, CY, EZA, PFO, DIV, EWZ, HEDJ, GLDM, ARGT, DKNG, GPMT, 48Z, FXD, VPL, APO, PWR, AIG, BCPC, BCS, BAM, CP, CNP, CHE, CCK, KEY, PBCT, TM, UHT, NUV, DSL, FFC, ICLR, SPPP, AES, GLPG, FLEX, ACB, USO, JMF, CLF, M, MCR, GXG, SVC, TWO, MFA, HTGC, 47VS, SKT, GLO, TEI, MIN,

For the details of First Allied Advisory Services, Inc.'s stock buys and sells, go to https://www.gurufocus.com/guru/first+allied+advisory+services%2C+inc./current-portfolio/portfolio

1. Apple Inc (AAPL) - 357,314 shares, 5.08% of the total portfolio. Shares added by 0.77%
2. VANGUARD INDEX FDS (VTI) - 554,244 shares, 3.38% of the total portfolio. Shares added by 3.04%
3. ISHARES TRUST (IJH) - 294,847 shares, 2.04% of the total portfolio. Shares added by 10.22%
4. Microsoft Corp (MSFT) - 226,103 shares, 1.79% of the total portfolio. Shares reduced by 12.62%
5. ISHARES TRUST (IVV) - 139,091 shares, 1.68% of the total portfolio. Shares reduced by 6.84%

First Allied Advisory Services, Inc. initiated holding in First Trust NASDAQ Rising Dividend Achievers ETF. The purchase prices were between $23.99 and $33.86, with an estimated average price of $29.03. The stock is now traded at around $33.29. The impact to a portfolio due to this purchase was 0.65%. The holding were 542,250 shares as of .

First Allied Advisory Services, Inc. initiated holding in iShares MSCI USA ESG Optimized ETF. The purchase prices were between $55.08 and $72.67, with an estimated average price of $65.67. The stock is now traded at around $76.51. The impact to a portfolio due to this purchase was 0.41%. The holding were 150,420 shares as of .

First Allied Advisory Services, Inc. initiated holding in ISHARES TRUST. The purchase prices were between $27.52 and $28.12, with an estimated average price of $27.88. The stock is now traded at around $27.92. The impact to a portfolio due to this purchase was 0.39%. The holding were 360,051 shares as of .

First Allied Advisory Services, Inc. initiated holding in First Trust TCW Opportunistic Fixed Income ETF. The purchase prices were between $52.84 and $54.79, with an estimated average price of $54.06. The stock is now traded at around $55.19. The impact to a portfolio due to this purchase was 0.36%. The holding were 168,761 shares as of .

First Allied Advisory Services, Inc. initiated holding in ISHARES TRUST. The purchase prices were between $58.24 and $70.25, with an estimated average price of $66.96. The stock is now traded at around $72.34. The impact to a portfolio due to this purchase was 0.23%. The holding were 87,724 shares as of .

First Allied Advisory Services, Inc. initiated holding in ISHARES TRUST. The purchase prices were between $43.46 and $55.17, with an estimated average price of $49.99. The stock is now traded at around $55.53. The impact to a portfolio due to this purchase was 0.22%. The holding were 109,020 shares as of .

First Allied Advisory Services, Inc. added to a holding in SPDR SERIES TRUST by 4336.70%. The purchase prices were between $44.99 and $60.34, with an estimated average price of $54.46. The stock is now traded at around $66.39. The impact to a portfolio due to this purchase was 0.45%. The holding were 196,102 shares as of .

First Allied Advisory Services, Inc. added to a holding in Vanguard Short-Term Corporate Bond ETF by 227.04%. The purchase prices were between $78.35 and $82.66, with an estimated average price of $81.32. The stock is now traded at around $82.85. The impact to a portfolio due to this purchase was 0.45%. The holding were 201,686 shares as of .

First Allied Advisory Services, Inc. added to a holding in ISHARES TRUST by 71.96%. The purchase prices were between $121.1 and $134.5, with an estimated average price of $129.98. The stock is now traded at around $135.41. The impact to a portfolio due to this purchase was 0.36%. The holding were 164,828 shares as of .

First Allied Advisory Services, Inc. added to a holding in iShares 7-10 Year Treasury Bond ETF by 80.17%. The purchase prices were between $119.56 and $121.95, with an estimated average price of $121.17. The stock is now traded at around $121.43. The impact to a portfolio due to this purchase was 0.31%. The holding were 147,973 shares as of .

First Allied Advisory Services, Inc. added to a holding in ISHARES TRUST by 24.07%. The purchase prices were between $30.95 and $40.57, with an estimated average price of $36.1. The stock is now traded at around $40.69. The impact to a portfolio due to this purchase was 0.28%. The holding were 977,570 shares as of .

First Allied Advisory Services, Inc. added to a holding in ISHARES TRUST by 2473.55%. The purchase prices were between $67.85 and $84.53, with an estimated average price of $77.6. The stock is now traded at around $89.22. The impact to a portfolio due to this purchase was 0.28%. The holding were 88,942 shares as of .

First Allied Advisory Services, Inc. sold out a holding in PowerShares QQQ Trust Ser 1. The sale prices were between $182.31 and $248.84, with an estimated average price of $223.35.

First Allied Advisory Services, Inc. sold out a holding in First Trust Capital Strength ETF. The sale prices were between $47.78 and $59.86, with an estimated average price of $55.79.

First Allied Advisory Services, Inc. sold out a holding in Target Corp. The sale prices were between $92.57 and $125.2, with an estimated average price of $113.71.

First Allied Advisory Services, Inc. sold out a holding in FS KKR Capital Corp. The sale prices were between $11.16 and $18, with an estimated average price of $14.05.

First Allied Advisory Services, Inc. sold out a holding in FIRST TR EXCHANGE. The sale prices were between $16.14 and $18.92, with an estimated average price of $18.03.

First Allied Advisory Services, Inc. sold out a holding in FIRST TRUST EXCHAN. The sale prices were between $117.99 and $172.68, with an estimated average price of $152.13.